c6.tk
C6.Central nervous system
Mental illness is widespread in society but remains the object of considerable stigma and a great deal of misconception. Recurrent media scares about so-called ‘maniacs’ do not help the situation. Many people suffer from anxiety or depression at some stage and the lifetime prevalence of schizophrenia is about 1 in 100. In theUK, despite the admirable motives behind the campaign to depopulate the long-stay psychiatric hospitals, the Care in the Community programme appears to have overwhelmed the community organizations that have to implement it. Increasingly, people with mental health needs are seen in primary care.
Neurological disease is assuming greater importance in an ageing population, as the preva-
lence of conditions such as Parkinson’s disease and dementia rises inexorably.
In almost all central nervous system conditions, although psychotherapy plays a vital role, drug therapy contributes substantially to making the problems manageable and relieving an enormous amount of suffering.
Physiological principles
To understand the mechanisms, symptoms and
treatment of CNS disorders it is necessary to
review the functions of the more important
brain centres, their interconnections and the
transmitters that predominate in each. Only the
most simplified outline can be attempted here.
An overall view is presented in this section, but
further specific information appears in later
sections as appropriate. More detailed accounts
may be found in the References and further
reading section (p. 454).
Brain functions can be considered in three
broad categories:
• Input or perceptual, i.e. handling the mass of
sensory data passed up from receptors in the
sense organs.
• Processing that data, i.e. the cognitive func-
tion, which involves integration, associa-
tion with stored data (memory, experience) and, especially in man, the addition of an
emotional component.
• Output, i.e. the action decided by the cogni-
tive function in response to input: this will
usually be either motor (mainly voluntary
muscle) or homeostatic (mainly involuntary
muscle and glands); see Table 6.1 and Figure
6.1.
Brain centres and their disorder
The brain is conventionally considered in six
main anatomical and functional areas:
system
1. Cerebrum - two hemispheres of cerebral
cortex, containing the limbic system and
basal ganglia.
2. Diencephalon, containing the hypothalamus
and thalamus.
3. Midbrain.
4. Pons.
5. Medulla oblongata.
6. Cerebellum.
Alternatively, the brain may be subdivided
into distinct regions:
• The forebrain, which includes areas 1 and 2.
• The hindbrain, which includes areas 4, 5
and 6.
• The brainstem, which includes the midbrain,
medulla and pons.
Interconnections between these areas are manifold and complex, accounting for the rich-
ness and diversity of human activity, experience and achievement.
Cerebral cortex
The cerebral cortex is, in evolutionary terms,
the youngest centre. It is the principal distin-
guishing feature of higher mammals. Notably
developed in man, where it contains 90% of the
total brain neurones, the cerebral cortex is the
location of abstract thought, reasoning, judge-
ment, creativity, the interpretation of sensory
input and also memory. It functions like a
computer, providing an objective, logical assess-
ment of the environment as perceived via the
senses, and then producing a plan for action
depending on past experience and biological
goals. Specific areas of the cortex are dedicated to subsidiary functions, such as the speech centre and the visual, auditory and motor cortexes.
Anatomically, the cerebral cortex is subdivided into various lobes, i.e. the frontal, temporal,
parietal and occipital.
Cortical disorders usually have a profound
effect on all CNS function. They are commonly
manifested as disorders of intellect, e.g. mental
handicap, dementia or Alzheimer’s disease, or of
movement, e.g. epilepsy. Strokes are caused by
obstruction of blood flow usually to discrete
cortical areas. The thought disorder character-
istic of schizophrenia is partly cortical, but disor-
dered limbic or thalamic influences on the
cortex are probably more important.
Most proven and putative neurotransmitters are found in the cortex. Many of the more recently discovered mediators, such as the endor-
phins and peptides, have yet to be definitely
linked with specific CNS functions, disorders or drug actions. They may modulate the action of the traditional transmitters.
Limbic system
This interesting evolutionary development of
the higher mammals provides mental activity
with an emotional dimension. The limbic
system is responsible for feelings rather than
objective reasoning and is perceived consciously
as an emotional overlay, i.e. the affect or mood,
which can modify the decisions taken by the
cortex. The system may mediate rage, fear, plea-
sure and love and, by its influence on cortical
function, is responsible for beliefs as opposed to
rational thought. A materialistic interpretation
of one of the objectives of some Eastern philoso-
phies, especially meditation, would be that it
attempts to achieve control or even elimination
of limbic influences (‘the self’, ‘desire’) on the
cortex.
The contrast between limbic and cortical func-
tions is illustrated by our response to being
caught for a motoring offence. One part of us -
our limbic system - is angry, fearful or ashamed (depending on our personality): at the same
time, our cortex is calculating the effect on our insurance premium, the most effective way to appease the policeman, or perhaps even how to manage without a driving licence.
The limbic system has evolved from a struc-
ture in lower mammals concerned with olfaction
(sense of smell), and indeed it retains this func-
tion in humans. Possibly this accounts for the
emotional power that smells have on humans.
The limbic system is also involved in memory,
and we are all familiar with how strongly smells
can evoke even distant memories. The system is
structurally complex with many component
nuclei and important connections with the
frontal and temporal lobes of the cortex, with
the reticular system and with the hypothalamus
(all of which are sometimes considered as
partially within the limbic system). Dopamine is
an important transmitter, as are noradrenaline
(NA, norepinephrine) and 5-hydroxytryptamine
(5-HT, serotonin). Gamma-aminobutyric acid
(GABA) is an inhibitory transmitter here.
Normally in a stable personality there is a
balance between limbic and cortical influences
on behaviour: one should be neither too
emotional nor too unfeeling and cold. Of course,
the relative contributions in any one person,
which in part defines their personality, will be
determined by genetic, nurturing, social and
cultural factors, providing both the diversity and
the unpredictability of human behaviour. The
affective dimension accounts for many of the
differences between individuals, and also
between man and most other animals. It is inter-
esting to speculate on the biological advantage
that the limbic system confers: possibly it is
related to the social evolution of man.
Disorders of the limbic system are likely to
cause inappropriate emotions, such as depres-
sion, mania or excessive anxiety. Delusions
(inappropriate beliefs) may arise in the limbic
system. The now discredited prefrontal
lobotomy (leucotomy), an operation to sever the
links between the limbic system and the cortex
in severe psychiatric disorders, resulted in the
patient becoming emotionally flat. A similar
phenomenon is sometimes seen in patients on
long-term antipsychotics.
Basal ganglia
This group of interconnected nuclei lie deep
within the cerebral hemispheres and are impor-
tant coordinating centres for voluntary motor
activity. If the cortex decides motor strategy and
the cerebellum organizes the main muscular
movements, then the basal ganglia (BG) look after
the fine detail, especially of posture and tone.
system
The BG centres include the corpus striatum
(putamen and caudate nucleus), the globus
pallidus and the midbrain substantia nigra.
There are important two-way connections with
higher centres (especially the motor cortex), the
cerebellum and various motor nuclei of the
brainstem. The BG are thus vital components in
neural loops involved in the integrated control
of muscular movement. They affect muscular
activity indirectly by modulating motor cortex
output and also directly by augmenting or
suppressing motor neurones in the spinal cord
via the descending extrapyramidal nerve tracts
(see below). To assist them in this, the BG receive
sensory information ascending from proprio-
ceptor muscle spindles within voluntary muscle,
via the reticular system (see below).
Disorders of the BG result in tremor or inap-
propriate muscular tone, e.g. Parkinson’s disease. The three important transmitters here are acetyl-
choline, dopamine and GABA; the former two have opposing actions. Over 75% of brain dopamine is in the BG.
Thalamus
This important relay and preliminary processing
centre for sensory data is situated in the main
afferent pathway between the sense organs and
the cortex. It may be involved, with other centres,
in conditions where there is perceptual dysfunc-
tion, e.g. the hallucinations of schizophrenia.
Dopamine is a likely transmitter in the thalamus,
as are other catecholamines such as adrenaline
(epinephrine) and noradrenaline (norepineph-
rine), and acetylcholine. The thalamus is also
involved in motor activity.
Hypothalamus
Through its connections with autonomic
centres in the medulla, the hypothalamus has
an important influence on the output of the
sympathetic and parasympathetic nervous
systems. The hypothalamus itself contains
centres for satiety, sleep, thermoregulation,
water balance and sexual appetite. It also
controls a major part of the endocrine system
through its connections with the pituitary
gland. Dopamine, 5-HT and noradrenaline
(norepinephrine) are important transmitters in
the hypothalamus. Drugs acting on dopamin-
ergic receptors usually affect hypothalamic
activity.
Brainstem
The brainstem comprises the ‘lower’, more prim-
itive part of the brain (in effect the whole midbrain and hindbrain except the cerebellum). The midbrain houses visual and auditory sensory nuclei, as well as some motor centres. Throughout the brainstem is a more diffuse structure, the reticular formation.
Medulla
Many vital homeostatic centres are located here, notably the respiratory and cardiovascular centres but also controls for the GIT. These centres act via the autonomic nervous system to control many essential involuntary processes. The medulla acts partly as an executive arm of the hypothalamus, which is the brain’s principal integrating centre for homeostasis.
The reticular formation
This diffuse collection of tracts and nuclei perme-
ating the brainstem monitors and modulates
much of the brain’s input and output. Before
describing its two components it is necessary
briefly to consider spinal pathways in general.
Conventionally, neural pathways are classified
according to whether they carry information to
the brain or to a higher centre within it, i.e.
the ascending or afferent pathways, or signals
down from the brain to the periphery, i.e the
descending or efferent pathways. These subserve
the input and output functions identified above.
Two main pathways carry the bulk of traffic.
The afferent spinothalamic tract brings much
of the sensory information from the periphery
via the thalamus to the cortex (Figure 6.2). The
corticospinal tract (also called the pyramidal
tract from the anatomical appearance in cross-
section, where left and right tracts cross in the
medulla) carries the signals to the muscles, which
execute the decisions taken by the brain. The
corticospinal tract is routed via the cerebellum
and it receives input from the BG (Figure 6.3).
Physiological principles 369
Ascending reticular formation. Some fibres
leave the spinothalamic tract as it ascends
through the medulla, and run via the reticular formation directly to other centres. For example,
the limbic system receives information directly
from the sense organs, enabling an emotional
colouring to our perceptions, e.g. the fear associ-
ated with pain. Fibres to the hypothalamus allow
it to act very quickly if necessary to maintain
homeostasis. Output from the reticular system
also bypasses the thalamus and projects directly
into the cortex: this is the so-called reticular
activating system, which is concerned with
alertness and sleep.
This system may also have an important role
in focusing attention because it allows unneces-
sary sensory ‘noise’ to be ignored. Clearly we are
not conscious of all sensory input at all times.
Just think about the messages from the various
skin sensors in response to normal clothing: they
are entirely ignored at the conscious level most
of the time unless our attention is drawn to
them. Conversely, recall how easily we are
alerted, amid the noisy babble of a crowded
room, the moment someone mentions our
name. In a similar way the reticular formation
may allow a mother to hear her baby crying in a
distant room when nobody else does.
There has been speculation on the role of the ascending reticular formation in disordered perceptions, e.g. hallucinations. Although many psychotropic drugs act here, e.g. hypnotics and antipsychotics, it is difficult to link this with
their clinical action.
Descending reticular formation. The des-
cending reticular system, a vital component of
overall motor function involved in the fine
control and coordination, works in parallel to
system
the corticospinal tract. The system passes signals
from various brainstem reticular nuclei via retic-
ulospinal tracts to synapses in the spinal cord
with the motor neurones. These tracts run
outside the main corticospinal tracts, hence the
description extrapyramidal. There are both exci-
tatory and inhibitory fibres, providing two net
effects: smoothing of movement, and control of
resting muscle tone that helps maintain posture.
This formation receives input from the BG
(themselves connected to the motor cortex), the
hypothalamus and cerebellum. The system
obtains feedback on position and tone via affer-
ents originating in the muscle spindles (proprio-
ceptors) throughout the body. Some of these
synapse in the spinal cord with the motor
neurones, while others run directly to the
cerebellum.
Psychiatry and neurology
It is surprisingly difficult to make an unambiguous
distinction between these traditionally separate
specialities. Put simply, psychiatry concerns disor-
ders of thought, belief, perception and mood,
while neurology is concerned with disorders of
movement, sensation and intellect (Table 6.2).
Thus psychiatrists deal with disorders of the
‘mind’, e.g. depression and schizophrenia, while
neurologists are concerned with ‘brain’ disor-
ders, e.g. parkinsonism, epilepsy and migraine.
Unfortunately, some conditions exhibit both
types of abnormality. For example, mood
changes may occur in epilepsy, and intellectual
and motor deficits may occur in schizophrenia.
Looked at another way, neurological disease is
generally felt to be caused by some organic
(anatomical) lesion, whereas psychiatric disorder
is functional - there is a problem with the way
the mind functions but no identifiable structural
defect. But epilepsy often has no obvious
anatomical cause, and structural defects have
been found in the brains of patients with
schizophrenia. Changes in neurotransmitters,
commonly found in CNS disorders, can be cited
as evidence for either model. Moreover, there is
a school of thought that regards psychiatric
Psychiatric disorder
Clinical aspects of psychiatric disorder
Definition
In considering psychiatry it is impossible to omit
reference to the philosophical and sociological
controversies surrounding the human mind and
its malfunction. Is the dichotomy between mind
(spirit, soul, etc.) and brain (a collection of
neurones and chemicals, essentially a machine
and therefore ultimately predictable) just a
subjective artefact? Just what is meant by ‘mental
illness’? Behaviour, beliefs, personality types and
so on vary greatly from culture to culture and in
different times in history. Mental disorder might
simply be regarded as behaviour that is unusual
or unacceptable to most people in the society and
at the time in which the ‘patient’ lives.
On a more practical level, a workable defini-
tion of mental illness needs to indicate when
there is a need for intervention of some kind. It
therefore needs to answer the question, when
does a person becomes a potential patient? This
is surely when they cannot cope with everyday
life, or society cannot cope with them, because
of their mental state. This then excludes uncon-
ventional, politically unacceptable or merely
eccentric behaviour. In addition, most formal
diagnostic definitions include a frequency or
al aspects of psychiatric disorder 371
illness also as organic. Psychiatric disorders are generally treated by psychological means, e.g. psychotherapy and psychoanalysis, as well as with drugs, whereas surgery or drugs are usually appropriate for neurological disorders.
Although the two remain distinct medical specialities, reflecting the long intellectual tradi-
tion of mind-body dualism (see next section), increasingly the theoretical approaches to under-
standing the brain and its disorders are merging both disciplines. For this book, however, the
traditional distinction will be observed.
chronicity criterion, to distinguish the condition from reversible, temporary or secondary condi-
tions; e.g. the symptoms must have been present for at least 6 months.
Classification
There have been countless attempts to classify
mental illness and the situation changes
constantly. The most widely accepted official
classifications currently in use are the 10th
edition of the International Classification of
Disease (ICD-10) and the 4th edition of the
American Diagnostic and Statistical Manual of
Mental Disorders (DSM-IV). The system adopted
in this chapter broadly represents a consensus of
these two, with conflation or simplification
where this aids understanding.
It is convenient to group psychiatric condi-
tions into two broad types, neurosis and
psychosis. As with most attempts to classify
biological phenomena there is much overlap,
and it must not be assumed that this classifies
individual patients. Only a minority falls
entirely at either end of the spectrum, showing
all the classical features. Nevertheless, this
distinction remains useful for differentiating the
various syndromes of mental illness (Table 6.3).
In general, patients with neurotic illness know
they are ill and why others consider them so,
and can see the effect it is having on themselves
and those around them, i.e. they have insight.
Although they are unable to control their symp-
toms, they retain a grasp of reality: they can
reason and be reasoned with. They do not have
delusions, i.e. fixed, false, irrational beliefs that
they hold despite evidence to the contrary, after
allowance for the context of their social or
ethnic background, or hallucinations, i.e. false
perceptions that are not perceived by anyone but
them.
Thus chronically anxious patients, who are
neurotic, might agree that it is foolish to worry so
much, but claim that they cannot help it. There
may well be something happening to them that
most people would consider distressing, but their
reaction seems excessive. They are likely to have
been an anxious, worrying type of person even
before they became ill. Such patients are often
difficult to treat; they generally respond poorly to
drugs, but perhaps better to psychotherapy.
People with schizophrenia, by contrast, are
psychotic. They usually have very poor insight
into their illness. However, it would be untrue to
suppose that they do not know they are ill. They
suffer miserably, partly from the vague feeling
that others find them or their reported experi-
ences strange. They often have beliefs or per-
ceptions that others find bizarre or frankly
incredible. The onset of the illness may be linked
to some life event, but this may bear no direct
relationship to the specific symptoms. Nor will
the patient’s prior personality, although they,
or their relationships with others, may have
seemed a trifle strange, e.g. the ‘loner’ child.
Ironically, the symptoms of psychosis are often
easier to treat than those of neurosis, although it
is unlikely that either type of disease can be
fundamentally cured with current techniques.
Management
Treatment options
There are two broad categories of treatments:
• Invasive, such as drugs and electroconvulsive
therapy (ECT).
• Non-invasive, including psychotherapy and
conditioning methods.
These are compared in Table 6.4. The differ-
ences between these two approaches reflect the principal differences between two fundamental concepts of the causation of mental illness.
The functional concept assumes the problem
is with the way a person thinks or feels; it is a
matter of ideas and relationships. It follows
that treatment methods should employ ideas,
words, feelings and relationships; in short, psychotherapy.
Psychoanalysis is a form of psychotherapy in
which the analyst explores the mental tensions or
conflicts (complexes) that may underlie the
psychiatric symptoms, especially anxiety. Causes
are sought in experiences during infancy or child-
hood, or in family relationships. Psychoanalysis
seeks to help the patient understand their
problem on the assumption that resolution of
the illness will follow. It is a lengthy, time-
consuming and not always successful process.
Simpler psychotherapeutic approaches often
yield faster results, although some would argue
that this represents a less fundamental solution.
Behaviour therapy takes a more pragmatic
approach. A patient’s illness behaviour is learned
just like any other behaviour, i.e. it is condi-
tioned. Being ill, and adopting the sick role,
brings certain rewards, despite the suffering.
Treatment should thus be aimed at modifying
this behaviour, reducing its benefits as perceived by the patient.
The materialistic or organic concept of
mental illness implies a distinct, and ultimately
discoverable, anatomical or biochemical lesion;
it is a matter of molecules. Thus drugs, physical
traumas or manipulations, even including,
rarely, the surgeon’s knife, are seen to be
appropriate.
As usual in the great schisms in science, prob-
ably the truth will ultimately be found to lie
between the two extremes. Currently it seems that neuroses have a greater functional compo-
nent and respond better to non-invasive methods, while psychoses are often associated with biochemical or structural defects and respond to invasive methods.
Nevertheless, either type of treatment can be
appropriate and effective for either group of
illnesses, depending on clinical factors. Most
psychiatrists nowadays are eclectic. While non-
invasive methods may be theoretically or
humanely preferable, they may frequently be
inadequate. For example, the first aim in treating severely depressed patients is to prevent them committing suicide, and psychotherapy is not rapid enough for this. Moreover, such patients may not have sufficient insight to allow this to be effective. Thus ECT has been found to be
literally life-saving in such cases.
Diagnosis and management problems
The peculiar nature of disorders of the mind, and
our incomplete knowledge of their causes,
presents many problems in management (Table
6.5). Clearly, there is a difference between psychi-
atric diagnoses on the one hand and diagnosis of
conditions such as asthma or diabetes mellitus on
the other, because in the latter diseases there are
system
agreed objective diagnostic criteria, and their pathology is relatively well understood. Further problems arise with pharmacotherapy, which are summarized in Table 6.6.
Anxiety
Definition
Anxiety is familiar to us all: the mouth dry, the
heart pounding, ‘butterflies in the stomach’ and
the sense of fear, panic or dread. It arises naturally
in response to an anticipated threat of some kind
and prepares us to meet that threat. The physical
symptoms are part of the sympathetic nervous
system’s ‘fright, fight or flight’ response, and the
subjective component (fright) is presumably a warning, rather like pain. Most are due to a rise in circulating adrenaline (epinephrine).
Anxiety then is a natural, healthy response of
obvious biological value. Nowadays the kind of
life-threatening dangers for which it was origi-
nally designed, like confronting wild animals,
are rarely met. Instead, it has become adapted to
modern life, helping us cope with less tangible
stresses. These may be either acute stress reac-
tions, like to public speaking, examinations or
athletic competition, or more chronic adjust-
ment reactions, like to unemployment or
divorce. Many of us find that a certain amount
of anxiety, the feeling of being properly keyed
up, can improve our overall performance.
However, above a certain degree of stress and
its resultant anxiety, performance levels off and
then starts to decline rapidly (Figure 6.4). The
point at which this happens varies from one
individual to another: it is part of our per-
sonality. Some people have a low tolerance,
worrying constantly and panicking easily: even
quite a low stress level can impair their perfor-
mance. Others, perhaps more laid-back, seem to
be unmoved by normal stressors and can only
work well under pressure, e.g. on the night
before an examination. We also know that some
people, with the so-called type A personality,
are exceptionally active and seem to thrive on
stress.
Normally the threat, actual or anticipated, that
is generating the stress is real and would be
regarded by anyone as worrying or potentially
harmful. It is important to distinguish between
the normal physiological response to this stress- anxiety and the characteristics of an
anxiety disorder. Pathological or ‘clinical’
anxiety, i.e. which is abnormal or counterpro-
ductive, can be thought of as occurring when:
• The threat is real but the response is out of
proportion:
- compared with the reaction of most people
or
- such that it interferes with normal func-
tioning or everyday living.
• The threat is only imagined by the patient.
It may take the form of a vague but oppres-
sive feeling of impending doom that the patient cannot explain but which makes them anxious, worried or tense.
Thus, a pragmatic definition of anxiety disorder would be: a prolonged or exaggerated response to a real or imagined threat, which
interferes with normal life.
The prevalence of anxiety disorder in the UK is estimated to be between 5% and 15% (depending on how it is defined), producing approximately 15% of GP consultations.
Pathophysiology
Figure 6.5 shows one way in which the mental
and physical features of anxiety may be associ-
ated with the CNS structures discussed above. The
perceived threat, if real, reaches the cortex
through both the normal sensory pathways
(spinal cord-thalamus-cortex) and the ascending
reticular system (which runs to the limbic
system).
The former path causes appropriate voluntary
muscular action (e.g. flight) via the motor
cortex, and the required endocrine and auto-
nomic response (e.g. corticosteroid secretion and
increased heart rate and blood pressure) via the
hypothalamus and medulla. This would explain
many of the symptoms associated with stress
and anxiety. The limbic involvement accounts
for the subjective feelings of fear or panic.
This may account for the low-tolerance type of
anxiety, where the normal protective mecha-
nisms are activated at a lower threshold than
normal. But how might the anxiety caused by
an imagined threat be explained? Possibly this originates in the limbic system, perhaps as a
misinterpretation of sensory input. Impulses would then pass up to the cortex, with all the
consequences of a real threat, including what are then inappropriate autonomic responses.
This might explain how chronic stress
becomes associated with increased heart disease
or peptic ulceration: the drive to these organ
systems becomes excessive, prolonged and
unnecessary. It also agrees with the finding that
anxiolytic drugs act on the limbic system.
Theories of anxiety
The psychoanalytic or functional view of
anxiety disorder is that it results from internal
mental conflicts. These may arise from man’s
socialization, which demands the repression of
primitive instincts, including the reproductive
and sexual drives. This may result in inappro-
priate ideas or feelings in individuals who are
unable to repress them effectively, and these
should be susceptible to modification by
psychotherapy.
The biological theories, on the other hand,
hold that the cause is biochemical, e.g. an imbal-
ance of amine neurotransmitters. One theory
proposes that potentially anxious impulses
arising in the limbic system are usually subject to
inhibition via GABA-ergic and monaminergic
impulses from the cortex. In anxiety there is
reduced GABA-modulin activity, which allows
over-stimulation of the ascending reticular
formation leading to excessive arousal; 5-HT receptors are also involved.
The success of drugs in controlling many of
the symptoms of anxiety seems to support a
biological model, but the two theories are not
necessarily incompatible. Functional mental
events would have to alter brain activity in
order to achieve anything, and neurochemical
changes would inevitably result. Thus, chem-
ical interference would be expected to bring
about a symptomatic improvement but not
to affect the underlying cause. This is in
accord with the apparent effect of anxiolytics
in suppressing symptoms, and argues for an
eclectic psychotherapeutic-pharmacotherapeutic
approach to therapy.
Aetiology and classification
Both genetic and childhood developmental
factors contribute to a predisposition to the
illness, which usually starts in early adulthood.
Environmental stressors and life events are
frequently associated with its onset and persis-
tence. In most cases the physical symptoms are
similar; however, an understanding of the aeti-
ology and also of the management is helped by
classifying it according to the nature of the
perceived threat and the severity and course of
the illness (Tables 6.7 and 6.8).
Common forms of anxiety
The two international diagnostic systems (ICD-
10 and DSM-IV) do not use identical classifica-
tions but largely agree on the major clinical
forms.
Stress reactions arise from real external situa-
tions and are generally proportionate to them.
Thus they represent a normal response to stress.
Acute stress, e.g. stage fright, is usually short-
term and may be relatively benign, rarely
needing treatment. A key factor is that however
unpleasant it is, there is a definite time when it
will be over. The more chronic forms are known
as adjustment reactions. The causes of this
would be longer-term situations such as bereave-
ment, which may also cause depression, or
chronic illness or unemployment, where the
anxiety arises from fear of future inability to
cope. In some cases it might be expected to
resolve along with the external cause, but the
sufferer may require some treatment to help
manage the symptoms temporarily.
Most patients fall into the category of gener-
alized anxiety disorder. There is a chronic,
irrational, exaggerated but all-encompassing
feeling of fear and worry. It may be unfocused
or anticipate future illness, accident or poverty.
Diagnosis depends on presence of symptoms for
more than 6 months. It seems to be related to a
person’s personality, and tends to be chronic or
recurrent. At its mildest it takes the form of
chronic worry, but in its severest forms it can be
disabling and merges into panic disorder. It may
account for a third of all psychiatric consultations
in general practice. It is frequently accompanied
by depression.
In panic disorder there are sudden onsets of florid autonomic symptoms, extreme distress and often a paralysis of action or decision, usually with no discernible cause or evident
stressful trigger. Patients may feel in imminent danger of death or insanity.
Post-traumatic stress disorder is a failure to
adjust to or overcome a serious, life-threatening
event and is characterized by recurrent sudden,
panic-like symptoms associated with flashbacks.
Phobias or morbid fears are easily understood
to be expressions of underlying anxiety. Exam-
ples are agoraphobia (the fear of going out, of
crowds or of open spaces) and arachnophobia
(fear of spiders). Recall that our definition of
pathological anxiety involves the inability to
cope. Thus simply being upset by spiders does
not count: but if the sight or even just the anti-
cipation of them disrupts everyday life, then
there is a problem. However, the cultural and
social context is also important: a fear of being
eaten by a tiger might be phobic in Britain but a
reasonable precaution in Bengal. Social phobia
may be a form of agoraphobia. The sufferer is
acutely fearful of public failure and humiliation
and so avoids socializing and may cut themselves
off.
Obsessional and compulsive states usually
occur together. Obsessions are inescapable trou-
bling thoughts: compulsions are irresistible,
uncontrollable ritualistic actions. Like many
neuroses they are related to the patient’s person-
ality. Obsessions are commonly seen in the rigid,
inflexible person, overly concerned with neat-
ness and order. For example, a patient obsessed
by the idea of cleanliness, and perhaps their own
impurity, may be compelled to wash their hands
20 or 30 times a day. Hypochondriasis is a
particular form of obsessional disorder with a
morbid fear of disease and inappropriate and
inaccurate thoughts or ideas about the sufferer’s
own health. Such patients are constantly imag-
ining themselves to be ill, serially consulting
multiple health professionals, and self-
medicating, when there is almost invariably no
physical abnormality whatsoever. They may
persuade doctors to carry out multiple invasive
investigations but are never satisfied with the
inevitable negative results. Hypochondriasis
should not be confused with either psychoso-
matic illness (somatization), when there are
genuine physical symptoms, or hysteria, where
there is little insight and the symptoms are
dramatic (see below).
The commonly combined presentation of
mild to moderate anxiety mixed with depression
(mild or mixed affective disorder) is of partic-
ular importance to primary carers, including GPs
and community pharmacists. It presents a diag-
nostic difficulty: is the patient depressed in reac-
tion to prolonged anxiety, or perhaps anxious
over the problems caused by their depression?
The distinction in fact is not that important
because as we shall see it does not influence
management.
Insomnia, commonly associated with anxiety
and other psychiatric illnesses, is a symptom
rather than a discrete diagnosis. Nevertheless it
may be a target for therapy, using hypnotics,
which are largely the same range of drugs as used
for anxiety.
Less common forms of chronic anxiety
A number of related neurotic syndromes with characteristic psychiatric symptoms are included in the wider definition of anxiety. They repre-
sent less common behavioural patterns with which the chronically anxious personality can present. They are summarized in Table 6.8 and a few will be briefly discussed here.
Psychosomatic illness (somatization) is not a
discrete diagnosis, but frequently accompanies
Anxiety 379
many psychiatric conditions including anxiety.
In it there is a genuine physical dysfunction
(usually autonomic) accounting for the symp-
toms, e.g. dyspepsia caused by gastric hyper-
secretion. The close relationship between the
mind and the peripheral nervous system makes
it easy to see how mental conflicts could alter
physiological function in these cases. Indeed,
psychosomatic symptoms may be the only indi-
cation that a patient is anxious: they may not
complain of any mental stress, and it is the phys-
ical symptoms that are the declared reason for
consultation. The clinician has to be astute
enough to discern the underlying psychiatric
disorder or risk merely treating the secondary
symptoms.
Dissociative states usually start suddenly and
dramatically, either as a neurological or neuro-
muscular deficit (e.g. blindness or paralysis), or
an altered state of consciousness (e.g. the
amnesic patient found wandering aimlessly).
However, no physical cause can be found, e.g. no
problem with the eye, optic nerve or visual cortex
in ‘hysterical’ blindness. Once again its origin
seems to lie in mental conflict or instability,
which is converted to a physical sign, hence the
alternative term conversion disorder. The older
term hysteria is now avoided to prevent confu-
sion with lay concepts such as ‘mass hysteria’ and
‘hysterical’, which are quite different.
Possible causes of secondary anxiety must
always be bone in mind when a patient first
presents. Certain diseases (e.g. hyperthyroidism,
phaeochromocytoma) can cause the physical
symptoms of anxiety, as can certain drugs (e.g.
excessive coffee consumption, alcohol or other
drug abuse, adrenergic stimulants such as
bronchodilators).
Clinical features
Anxiety is a neurotic disorder. The patient
retains insight, is not deluded, and does not
have hallucinations. They retain their grasp of
reality and their illness can usually be related
either to external events or their pre-illness
personality. Anxiety is anticipatory (in that a
future threat is perceived), whereas depression is
generally retrospective.
As in all psychiatric illness the disease mani-
fests itself as intangible features such as the
patient’s demeanour, body language, facial expression or phraseology: precisely measurable physical signs may be absent although there will be variable physical features. Thus great skill is needed in eliciting a psychiatric history. The
presentation is highly variable but usually includes many of the following:
Psychiatric features:
• Feelings of apprehension, tension, fear, panic
or terror, being ‘on edge’.
• Hyper-arousal: excitability, labile mood, out-
bursts of hostility, insomnia.
• Circling thoughts, inability to concentrate,
easily distracted, lapses of memory.
Physical (somatic) features:
• Cardiovascular: palpitations, bradycardia or
tachycardia; elevated blood pressure; flushing
or pallor.
• Respiratory: rapid shallow breathing (hyper-
ventilation), or breathlessness (dyspnoea).
• Gastrointestinal: diarrhoea, dyspepsia, dys-
phagia, churning stomach.
• Musculoskeletal:agitation,restlessness,tremor,
muscle tension.
• CNS: initial insomnia, i.e. difficulty in going
to sleep.
• Metabolic: elevated blood glucose and gluco-
corticoids.
• Miscellaneous: excessive sweating, urge to
defaecate or urinate.
This is clearly a picture of sympathetic nervous
system over-activity; even the mental features
resemble the central actions of adrenaline
(epinephrine). However, psychiatric presenta-
tions in general may frequently be mixed,
masked or disguised. An anxious patient may
present as depressed (or vice versa), or the
patient may complain only of the physical
symptoms and deny any mental problem.
Course and prognosis
Stress-related anxiety has a generally good
outlook as long as the external stressor can be
eliminated or the sufferer learns to cope with it.
Most other forms of primary anxiety disorder
system
tend to follow a chronic relapsing course, with the most serious cases requiring the intermittent refuge of acute psychiatric units. An unfortunate minority of patients suffer from chronic disabling anxiety.
Management
Aims and strategy
The aims in managing anxiety are:
• to discover any immediate cause and deal
with that if possible;
• to assess the severity;
• to relieve the patient’s distress as soon as
possible;
• to institute long-term, potentially curative
treatment (in chronic anxiety).
Careful history taking and a full physical
examination are important to eliminate any
medical or iatrogenic causes. Family and social
history are also vital. Any objective threat to the
patient and its likely duration must be evaluated,
as well as the patient’s personality, the extent of
their disability and their perceptions of the
illness. It will often be necessary to address their
social, economic or domestic situation.
If prompt symptomatic relief is felt essential,
short-term pharmacotherapy may be indicated.
However, some psychiatrists believe that this
only helps patients to avoid confronting their
problems and may be counter-productive in
the long term. Nevertheless, drugs may enable
the patient to benefit from psychotherapy
because mood is stabilized, concentration
improved, and the patient becomes more
receptive.
Drugs obviously cannot alter the reality of
unemployment, bereavement or a disastrous
marriage. However, it is also vital to understand
that drug therapy does nothing to alter the under-
lying problem in chronic anxiety. Similarly, drugs
cannot cure phobias or obsessive-compulsive
disorder; they merely suppress symptoms.
However, the relief of temporary stress-related
anxiety (e.g. stage fright or examination nerves)
with appropriate drugs is simple, harmless and
usually effective.
Non-drug therapy
In most cases the problem lies within the patient,
so any hope of permanently overcoming the
illness usually requires psychotherapy. Chronic
anxiety may benefit from a combination of indi-
vidual counselling (even a brief chat with a
skilled counsellor can be very effective) and
group therapy. Cognitive behavioural therapy
(CBT) is now established as the method of choice
for achieving long-term relief. It has a good
evidence base and is recommended by NICE. It
aims to help people understand situations that
precipitate their symptoms and to devise strate-
gies to deal with them. Hypnosis and relaxation
therapies also have a place. Behavioural con-
ditioning is sometimes helpful, e.g. desen-
sitization for phobias, aversion therapy for
compulsions. It has been found that, as an
adjunct, providing patients with explanatory
literature of an appropriate level can help signif-
icantly: this has been dubbed (rather grandly)
bibliotherapy. Psychoanalysis is an option less
commonly used in Europe than in North
America.
Admission to a psychiatric unit may in itself
sometimes be therapeutic, simply by removing
the patient from a stressful domestic situation.
However, some patients are regularly admitted
this way. They recover partially and are returned
after a few weeks or months to a life they cannot
cope with, only to be re-admitted a few months
later, and so on: the so-called revolving door
phenomenon.
Psychiatric care requires a team approach,
utilizing community nurses, social services,
occupational therapists and clinical psycholo-
gists to improve the patient’s social, domestic or
economic circumstances - often a difficult task.
It is also expensive compared to drug therapy
and requires resources that are not always avail-
able. Thus many patients may not get optimal
care.
Drug therapy
Benzodiazepines
The initial enthusiasm for the benzodiazepines
as universal panaceas (based - with some justifi-
Anxiety 381
cation - on their great advantages over the barbi-
turates) has now cooled. Although they cause little generalized CNS depression and are remark-
ably safe in overdose, both dependence and withdrawal symptoms are now known to be
quite common. Their association with accidents and falls is also serious.
Action
The wide range of benzodiazepines available
obscures the fact that there are few differences
between them except in their pharmacokinetics.
They all probably act at specific benzodiazepine
receptors by enhancing the inhibitory activity of
GABA at its receptors in many central and spinal
sites, including the reticular activating system.
Thus, they have a wide range of actions and that
makes them very useful drugs in the right
circumstances. The anxiolytic action is quite
selective for the limbic system at low doses, with
only a small, but not insignificant, effect on
cognition and coordination; hence the rather
unsatisfactory description ‘minor tranquillizers’
(the antipsychotic drugs being the ‘major tran-
quillizers’). At higher doses this selectivity is lost
and they act as hypnotics (sleep inducers).
Benzodiazepines have other very useful
actions. They are muscle-relaxant and anticon-
vulsant: IV lorazepam is the drug of choice for
status epilepticus. Parenteral use enables
premedication and light general anaesthesia for
minor procedures such as endoscopy, with the
added benefit of short-term amnesia that covers
the period of these disagreeable experiences.
They are also useful adjuncts in anti-emetic
regimens to cover cancer chemotherapy and are
used in alcohol withdrawal therapy and for
delirium tremens.
Tolerance develops during use owing to receptor down-regulation, although this should have little impact when used in the short courses currently recommended.
Pharmacokinetics
Benzodiazepines are lipophilic drugs that have
good bioavailability, are widely distributed
throughout the body and are avidly bound to
plasma protein. They are cleared almost exclu-
sively by the liver, the inactive glucuronide being
eliminated renally. The principal difference
between them is in their metabolism (Table 6.9). The shorter-acting agents (e.g. temazepam) are metabolized directly to an inactive form, and
have half-lives of 3-15 h. The longer-acting drugs (e.g. diazepam) have one or more active intermediates and thus may have effective biological half-lives of up to 100 h.
One result, which is often overlooked, is that
the longer-acting benzodiazepines may take
several weeks to reach steady-state plasma levels.
If the dose is increased too frequently during this
period there will be accumulation, although the
system
cumulative effect is to some extent offset by the development of tolerance (above). This can also occur with normal dosing in the elderly, in whom the half-lives given in Table 6.9 may be increased up to threefold. Similarly, the effects of the long-acting agents persist for similar periods after discontinuation.
Advantages
Comparison of the benzodiazepines with their
predecessors, the barbiturates, explains their
initial appeal to prescribers (Table 6.10). They are
selective, and largely avoid drowsiness at thera-
peutic doses. In addition, they are extremely safe
in overdose because they do not cause depres-
sion of the respiratory or other medullary
centres. Death from benzodiazepine over-dosage
alone is uncommon; the drugs rarely produce
more than a light coma, from which the patient
can be aroused.
Habituation, dependence and withdrawal
phenomena were initially thought to be rare.
Interactions are few. Benzodiazepines neither
induce liver enzymes nor have their metabo-
lism significantly affected by other drugs that
induce or inhibit liver enzymes. They do not
displace other drugs from plasma protein
binding sites.
Disadvantages
The validity of many of these favourable initial impressions has been eroded. Benzodiazepines do cause unwanted CNS depression, especially a subtle impairment of motor coordination that
is often unnoticed by the patient. This is
thought to be implicated in a growing number of road traffic accidents. In the elderly particu-
larly, the longer-acting agents sometimes cause paradoxical excitement, giddiness, confusion or aggression, owing to disinhibition.
Serious interactions with other CNS depressants can occur, producing potentially fatal respiratory depression. An important example is with opioids or alcohol, or both: this cocktail is commonly used in deliberate overdoses. Respiratory depression can also occur with benzodiazepines alone when used in otherwise compromised patients, such as the elderly, the very young, or those
with respiratory impairment.
Flumazenil injection, a specific benzodiazepine competitive antagonist, is available to reverse overdoses rapidly.
Dependence and drug-seeking behaviour and
abuse, related to down-regulation of GABA
receptors, are being increasingly recognized as
major problems. Withdrawal symptoms seem to
be more common with the short-acting benzodi-
azepines, especially if they are stopped abruptly,
probably because of the subsequent rapid fall in
plasma level. Dependence may occur after as
little as 4-6 weeks, and up to half of patients
may become dependent after 3 months of
Anxiety 383
continuous treatment. Currently the BNF recom-
mends courses no longer than 4 weeks except in very exceptional circumstances.
Weaning patients off benzodiazepines is not
easy, if it can be done at all. One recommended
procedure is to convert the patient to diazepam
at an equipotent daily dose (see BNF), and then
reduce the dose by one-eighth of this every
fortnight. Complete withdrawal can take many
months.
Certain patients seem particularly prone to
dependence, notably those with compliant,
passive, dependent or anxious personalities,
who tend to abuse prescription medication in
low doses over long periods. Another group,
characterised as impulsive, antisocial and more
psychotic than neurotic, may abuse illicitly
obtained benzodiazepines recreationally, in
larger doses but with less likelihood of depen-
dence. Pharmacists in the UK are becoming
actively involved in monitoring the use of
benzodiazepines and countering their misuse.
When used as hypnotics, benzodiazepines
produce abnormal sleep patterns and cause a
rebound sleep debt on withdrawal. There is a
hangover effect from all but the shortest-acting
agents.
Indications and use
The longer-acting benzodiazepines should be started cautiously with small dose increments. When stopping treatment, the dose should be
reduced slowly, especially with the short-acting drugs (but see above).
A shorter-acting benzodiazepine is preferred
for the elderly, for those with liver disease and
for daytime use generally, even if this means
more doses per day. Longer-acting drugs may
be beneficial if compliance is doubtful, if the
shorter-acting ones do not provide enough sleep,
or if a combination of hypnotic effect and next-
day sedation is desired. Doses in the elderly
should start at one-quarter the usual adult dose.
The choice of agent and dose should be tailored
carefully to the patient because of individual vari-
ations in clearance, response, residual effects and
concurrent medication. If these precautions are
observed, the value of benzodiazepines will be
retained without incurring the potentially serious
problems.
Other agents used in anxiety
Apart from in severe disabling acute anxiety,
benzodiazepines are avoided. There are several alternatives.
Antidepressants, particularly the selective sero-
tonin re-uptake inhibitors (SSRIs), are now the
drugs of choice for many forms of chronic
anxiety, primarily because of the involvement of
serotonin in anxiety. Their specific antidepres-
sant action is also helpful in mixed anxiety and
depression, but effectiveness does not depend on
the presence of a diagnosis of depression.
Although not addictive like benzodiazepines,
antidepressants do have common and distressing
adverse effects (see below).
Starting dosage is lower than in primary
depression (pp. 399-400) because of a risk of
briefly exacerbating the anxiety, with gradual
increments to the usual maxima. Owing to the
slow onset of action of antidepressants
(3-4 weeks), and an initial increase in anxiety
symptoms, patients with acute severe problems
may need initial cover with a short course of
benzodiazepines. Treatment is assessed at
12 weeks and if ineffective, changed to a tricyclic
antidepressant. Otherwise treatment may last up
to 6 months, followed by gradual withdrawal
(see p. 400).
Buspirone, a partial 5-HT agonist, is anxiolytic
but not hypnotic. It is probably less liable to
habituation than benzodiazepines. Its main
drawback is a slow onset of activity. It must be
titrated up to an effective dose and then a further
2-4 weeks are needed for full effect. This makes
it unsuitable for the treatment of acute anxiety.
However, it may be a suitable alternative where
benzodiazepine-like activity is required beyond
1 month.
Beta-blockers are useful for pronounced adren-
ergic physical symptoms in some patients with
stress-related anxiety such as stage fright. In
addition they may indirectly reduce the associ-
ated psychiatric symptoms by sparing patients
further concern about the physical symptoms.
However, beta-blockers are less useful in
general anxiety or panic disorder. Their prin-
cipal advantages are that they can be used for
long periods if necessary and have no general
sedative effect.
system
Hypnotics
Alternatives to benzodiazepines as hypnotic
drugs are the chemically distinct ‘Z-drugs’ (e.g.
zopiclone, zaleplon and zolpidem), which also act
on benzodiazepine receptors. They appear to
offer little advantage, have similar adverse effects
and are equally likely to produce dependence.
Other sedative drugs sometimes used include
first-generation sedative antihistamines (e.g.
promethazine, hydroxyzine), chloral derivatives
(e.g. dichloralphenazone) and antipsychotics in
low doses. Barbiturates are now restricted to
anaesthesia and continuing medication for
epileptic patients long stabilized on phenobar-
bital. NICE recommends the short-term use of
hypnotics, either benzodiazepines or Z-drugs,
only after non-pharmacological methods have
proved ineffective.
Drug selection
Drug therapy has only a limited role in the
management of anxiety. It should usually be
restricted to short periods and have specific,
agreed end points, e.g. to cover an acutely
distressing or disabling temporary exacerbation
of the patient’s circumstances. However, some
chronic anxiety disorders may require up to
6 months of treatment. It must then be moni-
tored closely to ensure that the drug is withdrawn when the specific indications resolve. For most types of anxiety the evidence of effectiveness is in the following sequence:
psychotherapy → [ ? short-term benzodiazepine] → longer-term antidepressant
Psychotherapy is always preferred, but the
rapid effectiveness of short-term benzodiazepines
in severe acute situations allows other therapies
time to start working. In particular circumstances
more specific recommendations can be made (see
below).
Stress-related anxiety
Short courses of anxiolytics can be very useful in
acute conditions where the patient definitely
needs support for a brief period before a specific
stressful event. There is insufficient time for
psychotherapy to produce an effect, and the dura- tion of drug therapy is usually too short for
dependence to develop, so that the benzodi-
azepines could be used. If the symptoms are
mainly somatic (palpitations, gastrointestinal
upset, tremor) beta-blockers are preferable, as
they would be in situations when benzodiazepine
adverse effects would be disadvantageous (e.g.
musicians, actors, examination candidates). For
chronic adjustment reactions, antidepressants
are indicated.
Where the anxiety is secondary to an under-
lying medical condition (e.g. thyrotoxicosis) or drug use or misuse, obviously the aim is to diagnose and correct that.
Generalized anxiety disorder (GAD)
This category perhaps presents the greatest
dangers for inappropriate drug treatment. The
temptation is strong to suppress the patient’s
unwelcome, distressing symptoms continuously
with drugs - which seem so effective - rather
than uncover the true cause of the patient’s
problems. This is particularly so if the problems
stem from an adverse social environment, such
as poverty or marital distress, when the clinician
may feel frustrated by their inability to tackle the
underlying difficulties. However, this temptation
should be resisted. Short courses of anxiolytic
drugs have a place in stabilizing the patient, but
the only chance of a permanent solution is to
address these underlying problems. The alterna-
tive is the ‘revolving door phenomenon’ and
anxiolytic dependence.
The idea of the ‘pill for every ill’ society is
based mainly on the misguided drug treatment
of this category of illness. The prevailing belief in
the West seems to be that all distress must be
avoided, all stress reactions are pathological, and
life must be perpetually serene. In his Brave New
World, Aldous Huxley prophesied and ruthlessly
satirized this idealistic philosophy. Modern-day
critics also claim that too frequent recourse to
drugs reduces people’s capacity to confront
stressful situations and may mask wider socio-
political causes. There are Valium Anonymous
groups in the USA and TRANX in the UK to
counter this attitude and help those who are
benzodiazepine-dependent.
With growing recognition of the problems
with the benzodiazepines, attention has turned
Affective disorder: depression 385
to other forms of treatment. In the medium and
long term, SSRIs or venlafaxine are far more effec-
tive than benzodiazepines and are now drugs of
choice. Indeed NICE specifically advises against
benzodiazepines. One notable exception is in
serious organic illness and pain (Chapter 7),
especially cancer, where relief of symptoms
becomes the prime objective.
Psychotherapy is essential for the long term management of GAD; even so, it is not always successful.
Panic
For acute panic attacks a short course of
anxiolytic therapy is often used, but this is not
recommended by NICE for panic disorder.
Longer-term prophylactic treatment requires
antidepressants: SSRIs, the tricyclic clomipra-
mine, and MAOIs are effective. However,
psychotherapy (such as anxiety management
or CBT) may be useful, to try to tackle the
underlying problem.
Post-traumatic stress disorder;
obsessive-compulsive disorder (OCD); phobias
Generally all three are treated similarly. SSRIs are the drugs of choice, usually in higher than normal dosage, followed by tricyclics then MAOIs. Clomipramine is licensed for the treat-
ment of obsessive-compulsive disorders. MAOIs are effective in phobias.
Mixed anxiety and depression
Antidepressants, preferably those with a sedative action, are especially useful here, as opposed to anxiolytics.
Affective disorder: depression
Most people experience a depressed mood from time to time. Feelings of sadness are an appro-
priate response to a recent loss or disappoint-
ment, but they are expected to remit
spontaneously sooner or later, depending on the personality of the sufferer and the cultural norms of their society.
As with all psychiatric conditions this normal
response must be distinguished from an illness.
One criterion is whether it is so severe as to be
socially incapacitating or whether the patient
can cope. Another is whether the sufferer’s
culture regards the apparent cause as meriting a
period of such depressed mood. Grieving for a
close relative is a good example: almost all
cultures recognize a period of mourning,
although the acceptable duration varies greatly.
In the UK, perhaps 6 months to a year is
regarded as normal for a spouse. Much less
would seem callous, but to dwell on it for much
longer, remaining pessimistic, tearful and unable
to function, would be regarded as abnormal.
On the other hand, someone who was depressed but whose life gave no apparent evidence of substantial adverse events would be regarded as suffering from a morbid, or ‘clinical’, depression. This distinction must be reflected in the classification of depression. It is also neces-
sary to identify cases where there is an under-
lying primary medical or iatrogenic cause, to
which the depression is secondary.
Note that in psychiatry the term ‘affect’ is
an objective description of a person’s transient
emotional behaviour, whereas mood describes
their prevailing subjective emotional state.
Conventionally, affective disorder includes
illnesses with abnormally high or low mood, i.e.
mania and depression. Although it might seem
system
logical to include anxiety, the complexity of
anxiety disorder has always meant that it is
considered as a separate major category of mental illness.
Classification and course
The difficulty in classifying depression is that it occurs in numerous forms, and different systems of classification use different criteria to distin-
guish between them. The range of criteria used by different classifications include:
• Severity.
• Presence or absence of physical (somatic or
biological) features.
• Presence or absence of psychotic features. • Course (duration and recurrence).
• Presence or absence of intervening manic
phases.
The first three criteria apply to a single
depressive or manic episode, while the last two
describe a pattern of recurrence (the course or
natural history). Taken together, these represent
the basis of the current ICD classification
(Figure 6.6).
A depressive episode usually lasts between 3
and 12 months but a fifth of episodes last more
than 2 years. A patient with the recurrent form
suffers on average four episodes over their life-
time. About half of patients only ever experience
a single episode, which can then be differentiated
on the basis of its severity (see below). Others
experience a persistent mild depression for much
of their adult lives, which may be a feature of their
personality. This is dysthymia or chronic affec-
tive disorder, and it may be interspersed with
more severe exacerbations, when it is known
as double depression; one-quarter of major
depressive episodes occur against a background of
dysthymia.
More commonly, depressive episodes, although
naturally self-limiting, are prone to recurrence. A
distinction is then made on the basis of whether
the patient also suffers episodes of unnaturally
elevated mood known as mania; this is bipolar
affective disorder (pp. 405-408). A milder form,
cyclothymia, is seen in persons subject to alter-
nating periods of elevated or depressed mood
outside what is considered as normal mood
variation. Such persons are able to cope with the
illness usually without resort to psychiatric
support. Both cyclothymia and dysthymia are
sometimes regarded as mild forms of personality
disorder (see Table 6.8).
In unipolar affective disorder there are recur-
rent episodes of depression or (far more rarely)
mania, with periods of remission. With unipolar
recurrent depressive illness, which is probably
the largest single category, each episode is insid-
ious in onset, developing over the course of
months, and lasting for months or even years.
Many patients with apparent unipolar disease
prove on closer examination to have bipolar
illness, which is now regarded as more common
than formerly.
In some cases there are only brief recurrent
depressive episodes, although each is severe. In
seasonal affective disorder (SAD), depression
recurs in the winter months, with either normal
or hypomanic mood (p. 404) in the spring and
summer. A depressive episode, particularly the
milder form, may coexist with anxiety, when the
description mixed anxiety and depression is
appropriate (p. 379).
Thus affective disorder should be regarded as a
continuum or spectrum of conditions rather
than a collection of unique ones. At either end
Affective disorder: depression 387
are episodes of either mania or depression; in
between are various combinations in different
degrees of severity and patterns of occurrence.
Secondary depression can be caused by some
antihypertensive drugs, e.g. methyldopa, clonidine,
some beta-blockers, steroids (including oral
contraceptives), and many CNS depressants such
as benzodiazepines, opioids and alcohol. It also
occurs secondary to dementia, stroke, Parkinson’s
disease, hypothyroidism, other psychiatric con-
ditions (schizophrenia, alcoholism) and many
serious chronic diseases, especially those
involving pain (e.g. cancer, RA).
Epidemiology
Affective disorders comprise about half of all
psychiatric morbidity. Epidemiological statistics
for depression are difficult to obtain because of
the different definitions and the fact that most
depression is encountered in primary care or
is frequently unrecognized. About 20% of us
develop a depressive episode at some stage in our
life and in a quarter of cases it becomes chronic.
The prevalence of major depression is approxi-
mately 5%. About a quarter of all depression is
bipolar.
Only 1 in 20 cases is referred to secondary care,
the remainder being handled by GPs, 1 in 10 of
whose consultations probably involve depres-
sion. Half of these patients will only have a few
minor depressive symptoms, which may well be
missed, while one-quarter will have severe
depression. Depression is two to three times
more common in women and its prevalence
increases with age.
Depression is frequently associated with other
psychiatric morbidity or substance abuse,
notably alcohol. Thus it must be regarded as a
chronic illness, with all the implications for
continuing care that this brings. Only IHD has a
greater cost in disability-adjusted life-years. It
increases mortality, principally from suicide.
Aetiology
As might be expected, there are both biochemical and psychological theories.
Biochemical theories
Most biochemical or organic theories of
depression involve abnormalities in central
monoamines or their receptors. However, the
situation is still unclear and only a brief outline
is given here.
The traditional model was deduced from
several observations. First, depression is an
adverse effect of the now obsolete antihyperten-
sive reserpine, a non-specific central amine
depleter. Second, the tricyclic antidepressants act
by preventing amine re-uptake (following release
at the nerve terminal) and hence could coun-
teract such depletion. Thirdly, MAOIs, which
enhance amine levels, are effective antidepres-
sants. The amines believed to be most involved
are serotonin (5-HT) and the catechol noradren-
aline (norepinephrine); more recently, dopamine
has been implicated.
Owing to its role in mood control, the limbic system is the most likely location of the abnor-
mality. Both transmitters are found there and the levels of one or other, or both, are affected by most (but not all) antidepressants. Moreover, 5-HT is known to be involved in hypothalamic function, which could account for the sleep and appetite abnormalities of depression.
This theory has become considerably modified.
The tricyclics have been found to cause amine
receptor subsensitivity (down-regulation) which
takes about the same time to develop as the anti-
depressant effect, i.e. 2-4 weeks. MAOIs and ECT
have a similar action. This provides a plausible
explanation of the hitherto puzzling delay in the
therapeutic action of antidepressants, because
amine re-uptake block occurs within hours of
entry of antidepressants into the CNS. On this
newer model, depressed mood is associated with
an initial increase in receptor sensitivity. Amine
depletion could then be explained as a compen-
satory fall in amine release to reduce receptor
stimulation. Alternatively, depression could
represent the failure of a compensatory down-
regulation mechanism that normally restores
emotional stability.
It is likely that these various transmitters are
interlinked along the polysynaptic neural path-
ways involved, so that action at one type could
have secondary consequences on others. We are
system
still a long way from understanding depression at the molecular level.
Metabolic markers
The diagnostic difficulties of depression have provoked a long search for a biochemical or
metabolic marker so that the degree of depres-
sion could be measured simply and reliably, like blood glucose in diabetes mellitus. The identifi-
cation of such a marker might also provide an insight into aetiology.
Thyroid function was an early candidate in
view of the depression associated with hypothy-
roidism, which must always be a differential
diagnosis in assessing affective disorder. There is
some correlation between depression and TSH
release. There is a better, but still insufficiently
consistent or specific, association between
depression, raised serum cortisol and a reduced
suppression of corticosteroid secretion by dexa-
methasone (the dexamethasone suppression test).
However, this may be secondary to the feeding
and sleep disturbances of depression. Neither
measure is clinically useful.
At one time it was hoped that measuring
the level of a metabolite of brain catechols,
3-methoxy-4-hydroxy-phenylethylene glycol (MHPG)
would yield specific information about central
amine turnover. If the depression were associ-
ated with a catecholamine depletion, then urine
or CSF levels of MHPG would be low: a 5-HT
deficit on the other hand would not affect the
MHPG level. It is also possible, though less prac-
ticable, to measure CSF levels of 5-HT, which are
frequently found to be low in depression. These
measurements should then have an important
bearing on drug treatment because some anti-
depressants selectively block noradrenaline
(norepinephrine) re-uptake (e.g. reboxetine) while
others block 5-HT re-uptake (e.g. fluoxetine). They
might also predict when tryptophan would be a
logical replacement therapy. Unfortunately
this approach too has proved inconsistent, and
more pragmatic considerations still determine
drug selection.
Mood disorders are frequently seasonal.
Depression is usually more prevalent in the
spring, but in SAD it occurs each winter. Lack of
sunlight is an important aetiological factor in
this. Abnormalities in melatonin metabolism
may be involved because melatonin secretion is
suppressed by light, and in manic depressive
patients (p. 403) this response is augmented.
However, the relationship between melatonin
and mood is unknown.
Functional theories
An alternative to this reductionist biochemical
approach is the functional or psychoanalytic
one, where unconscious mental conflicts are
thought to be the cause of the disease (p. 373).
It is likely that a synthesis of these two
approaches will eventually prevail, though at
present the biochemical model probably
provides a better explanation of major depres-
sion, while minor depression seems better
accounted for in terms of mental conflicts and
personality, or illness behaviour. A family
history of depression in this respect tells us
little, because the family environment is
as likely as genes to influence personality
development.
Genes versus environment
A family history is common in depression. Envi-
ronmental factors such as social class, unem-
ployment, domestic pressures and childhood
experiences are also important. The contri-
bution of each factor varies from patient to
patient.
Although a serious loss or disappointment
does not always precede major depression, an
adverse or stressful event is frequently found in
the patient’s recent premorbid history. However,
a careful history is necessary, including informa-
tion from friends or relatives, to reduce the
likelihood of confusing cause with effect. A
depressed patient may first present with many
problems in their life, any of which might plau-
sibly have been the immediate cause of their
depression. It is necessary to establish whether
any did in fact predate their illness, or if they are
all the consequences of depression. It may even-
tually become evident that there was no
discernible specific trigger for the initial onset of
symptoms.
Affective disorder: depression 389
Clinical features
When summarizing the various clinical features
of depression it may be more helpful to adopt a
pragmatic approach based primarily on severity.
Psychiatric spectrum
Traditionally, depressive episodes were divided
into two broad groups depending on the pres-
ence or absence of psychotic features: this
roughly correlates with severity. The milder
forms resemble an exaggerated response to an
adverse life event that might be expected to
depress anyone to a certain extent, such as
bereavement, but with which the patient is
unable to cope. As such it is referred to as minor
depression. However, the description ‘minor’
should not be taken to imply that, for the patient,
the depression is somehow more bearable.
This was previously known as neurotic or reac-
tive depression; the term ‘reactive’ being used to
emphasize that the depression is a response to a
life event, or that the patient still retains the
ability to react emotionally to normal everyday
events.
Minor depression is analogous to stress-related anxiety neurosis in that both are associated with real events and insight is preserved. However, depression is generally retrospective, whereas anxiety is anticipatory.
At the other extreme are patients with severe
or major depression, where there are no obvi-
ously adverse events in the recent past. Such
patients become depressed for reasons they do
not understand and they have poor insight into
their condition. This form is usually associated
with a number of metabolic and physical
(somatic) features and may or may not involve
psychotic symptoms such as delusions. It is
still sometimes referred to as biological or
endogenous depression, and sometimes the
poetic medieval (originally Greek) description
melancholia is revived.
Figure 6.7 illustrates in a simplified manner
how this distinction parallels some of the more
important features of depressive illness.
However, things are rarely as simple as this
would imply and the distinctions are some-
what artificial. Biological variables within a
population tend to occur as finely graded differ-
ences rather than clearly defined categories. The
majority of patients appear somewhere on the
continuum between the two extremes, at
different points for different features, at different
times in the course of their illness. Thus, a
patient may have a strong family history and
some delusions of guilt, but have an acute onset
triggered by bereavement.
Severity
For a single depressive episode an alternative approach is to look at common presentations of the symptomatology at different degrees of severity (Figure 6.8). The core features of depres-
sion, present even in the mildest form, are:
• Depressed mood (dysphoria) with
pessimism (especially regarding the likeli-
hood of recovering) and frequent tearfulness.
• Loss of interest and capacity for enjoyment
(anhedonia).
• Lethargy and fatigue.
system
Patients may suffer a variety of additional
neurotic symptoms similar to those seen in
anxiety. There are sleep and appetite distur-
bances and somatization (psychosomatic) prob-
lems such as constipation or dyspepsia. Anorexia
is common, perhaps as an expression of general
loss of interest in life’s pleasures, but also
possibly resulting from alterations in hypothal-
amic function. Patients tend to feel sorry for
themselves but not guilty, i.e. ‘What have I done
to deserve this?’ rather than ‘I deserve this as
punishment’.
The mood of patients with mild to moderate depression, although predominantly low, is labile, tending to fluctuate to some extent in
reaction to the minor everyday joys and disap-
pointments of life. They have difficulty getting off to sleep, i.e. initial insomnia or increased
sleep latency, as seen in anxiety. They lose the capacity to initiate any action, and find making even quite trivial decisions difficult.
There is a marked loss of drive, vitality, ambi-
tion, libido and zest for life - a loss of appetite
for more than just food. Patients have difficulty
concentrating and suffer selective memory
impairment; past mistakes in particular are forgotten, or repressed. There is a persistently negative approach to everything.
In severe depression, more physical (somatic)
and metabolic features become evident. There
may also be psychomotor impairment - either
agitation, or conversely, mild retardation of
thought, speech and action. Patients wake early,
at 4 or 5 a.m. feeling at their worst, but things
improve slightly by evening. Mood variation
tends to become fixed in this pattern, whatever
the day brings. Rather than feeling sorry for
themselves they somehow blame themselves for
their plight: guilt, self-reproach and feelings of
worthlessness are common. Because marital
problems can follow the reduced libido, and
impaired performance at work result from the
loss of drive, the patient’s low self-esteem is rein-
forced and justified: it becomes a self-fulfilling
prophecy.
Very severe depression is accompanied by
intensification of signs and symptoms, with
worsening of agitation or retardation. Psychotic
features also become apparent. For example, the
general feeling of worthlessness and inadequacy
becomes a firmly fixed, unrealistic false belief
that no amount of appeals to reason can shift
(i.e. a delusion). They believe themselves to be
guilty, ‘bad people’, responsible for destroying
their family and letting down their colleagues at
work. These delusions may (although rarely), be
reinforced with another classic psychotic sign,
hallucinations (false perceptions). They may
hear voices chastising them for the evil or
corrupt person they believe themselves to be.
Thus it is possible to get an inkling of how
people may be driven to what is, in biological
terms, the highly anomalous behaviour of inten-
tional self-harm or even self-destruction. The
perpetual misery, the firm conviction that you
are causing serious problems for people around
you, including loved ones, and the belief that
things will not improve, makes suicide an
appealing, almost logical option for them.
Suicide and self-harm
There are some 5000 successful suicides a year in
theUK. About 75% of these involve mental
illness, mostly depression but also alcoholism,
personality disorder and schizophrenia.
Depressed patients are about 25 times more
likely than others to attempt suicide, and 15%
will eventually succeed. Prevention of suicide
and attempts to change suicidal ideas are major
targets in the management of depression.
In theUK, drug overdose is the usual means
(up to 90% of cases) in both suicide and delib-
erate self-harm. Since barbiturates have become
unavailable, the risk of serious consequences
from drug overdose should have been reduced.
However, the barbiturates have been superseded,
and possibly exceeded in danger, by paracetamol
(acetaminophen), which is freely available and
hence widely believed to be safe. Yet as few as
20 paracetamol tablets can have the tragic unin-
tended outcome of fatal liver failure. Overall,
paracetamol and other analgesics are the most
common choice, presumably because of ease of
access (30%); sedatives are used in 15% of cases
and antidepressants in 10%. Alcohol use is also
involved in over half of drug overdoses. The
major advantage of the SSRIs over the older
system
tricyclic antidepressants is their relative safety in
overdose: this ameliorates the paradox that some
of the most toxic medication is given to the
groups of patients most likely to overdose on
medication.
It is important to distinguish between suicide,
which is intentional successful self-inflicted
death, and deliberate self-harm (DSH), which is
deliberate self-inflicted injury (formerly parasui-
cide); the two are distinct entities presented by
different types of patient. Those who decide to
commit suicide are likely to be thorough: they
will fail only through ignorance or chance, and
when successful it is known as completed
suicide. They plan the suicide carefully for
weeks so that it almost becomes an obsession.
Although ostensibly keeping it secret, they may
well give covert, even unconscious hints of their
intention. More importantly, if asked directly
they will usually admit to suicidal thoughts.
Unfortunately, the topic is usually taboo among
their family so they are driven to veiled hints
that, tragically, are frequently only recognized in
retrospect. Suicide is more often associated with
major depression than minor, and patients
frequently utilize means that are more likely to
succeed and less likely to permit reversal (i.e.
large overdoses or jumping in front of a train).
For patients who are recovering from very
severe retarded depression, a high-risk time for
suicide attempts is in the early stage of recovery,
when their mood remains low but their
motivation and drive have started to return.
Patients with less severe depression may be
driven to an ill-conceived, impulsive act of
aggression directed at themselves. DSH is
frequently preceded or immediately followed by
a desperate phone call - the literal cry for help to
complement the symbolic one. Self-harm is not
usually intended to be fatal: it rarely employs
irreversible measures. Often it means ingestion
of a few dozen hastily assembled tablets or some
clumsy slashes at the wrist. Yet if someone is so
disturbed that they demonstrate their hopeless-
ness and their need to draw attention to their
plight by self-harm, they surely merit help and
sympathy, however manipulative they may
appear. And of course if the tablets are para-
cetamol the consequences might well be far
more serious than intended.
The term ‘attempted suicide’ is now little used because it does not convey whether or not there was an intention to die.
Diagnosis
A formal diagnosis of depression is made on
symptomatic grounds. There must be low mood
and at least four other symptoms from among:
• pessimism;
• negative thoughts; • weight change;
• sleep disorder;
• psychomotor agitation or retardation; • fatigue;
• feelings of inadequacy or guilt; • difficulty in concentrating;
• suicidal thoughts or actions.
These must have persisted for at least 2 weeks, be inconsistent with the patient’s prior person-
ality and not be secondary to another medical condition or drug therapy.
The severity of depression may be rated by
applying a standard scale based on a question-
naire, such as the Hamilton Depression Rating
Scale or the Beck Depression Inventory. This can
also be used to assess the efficacy and progress
of any treatment. However, most depressive
episodes remit and antidepressant drugs are slow
to act, so any observed remission may be at least
partially natural, although it may be tempting to
ascribe it to the therapy.
In determining treatment, the finding that the depressive episode is associated with an adverse life event, and is therefore in some way under-
standable or ‘reactive’, is no reason to avoid
drugs. The key criterion is severity.
Management
Aims and modes
The aims in managing depression are, in order of priority, to:
• Prevent suicide - consider custody and
compulsory treatment if suicide is a risk.
Affective disorder: depression 393
• Identify possible primary causes, such as
chronic or iatrogenic illness.
• Symptomatic therapy to relieve the patient’s
misery.
• Investigate any adverse social, domestic or
financial circumstances.
• Initiate long-term therapy to prevent relapse
or recurrence.
The three main modes of treatment are phys-
ical (invasive, with drugs, ECT or custody), social
and psychological therapy. The principal criteria
for deciding between these for a particular
patient are:
• Urgency of illness or required speed of onset
of treatment.
• Effectiveness.
• Natural history and likelihood of recurrence. • Presence of psychotic symptoms.
• Contra-indications and adverse effects. • Cost.
A multidisciplinary team approach is preferred,
involving clinicians, nurses, social workers and
sometimes pharmacists. In severe depression,
invasive methods are almost invariably indicated,
if necessary including temporary custody and
involuntary treatment to prevent patients
harming themselves or making unwise decis-
ions. Drugs and ECT are cheap and relatively
rapidly effective, but in the long term, social or
psychological therapies have a better chance of
reducing recurrence. A distinction must be made
between a depressive episode and recurrent
depressive illness, for which prophylaxis must be
considered. If biological or psychotic features
are prominent, the illness responds better to
physical therapy. In mild depression drugs are
generally ineffective.
Non-drug treatment
Psychotherapy
This is the preferred treatment for mild depres-
sion and frequently all that is needed: there is
little evidence that drug therapy is effective.
Psychotherapy is also an important component,
along with drugs, in the management of major
depression after the acute stage, when patients
have improved insight, although the aim of
some forms of psychotherapy is to further
improve insight. At its simplest, psychotherapy
may involve no more than giving the patient a
sympathetic and concerned ear (see also p. 381).
Preferably the patient should be involved in the
treatment decision process, with discussion of
the possible causes of the illness, an account of
the pros and cons of the treatment options and
a realistic account of possible outcomes.
Patients must be reassured that they are even-
tually going to get better - something that they find difficult to believe. In severe depression it is also important to try to restore the patient’s self-
esteem. Patients should be advised against taking important decisions while depressed.
More specific therapies include group, marital
and family therapy. CBT has been used very
successfully in numerous mental illnesses. In
this approach, unhelpful or negative ways of
thinking are countered: the patient might be
encouraged, for example, to think constructively
about his or her illness or to plan strategies to
overcome specific symptoms. Psychoanalysis has
a place in the management of neurotic depres-
sion. Psychosocial treatment involves improving
the patient’s social situation.
Although slow, often labour-intensive com-
pared with drug therapy, and not always effective,
psychotherapy does at least hold out hope of a
recovery in that the patient becomes better able
to cope and remains relatively symptom-free.
Electroconvulsive therapy
While it may seem a bizarre and unlikely proce-
dure, and is thought inhumane by some, ECT
is often rapidly effective compared with drug
therapy in very severe and suicidal depression. It
also helps patients who are resistant to other
forms of therapy or intolerant of them, and there
are surprisingly few proven harmful effects. It
involves a brief electrical pulse being passed
through the brain between two electrodes
attached to the skull with electrode jelly
(similar to that used in EEG and ECG tech-
niques). The treatment induces electroen-
cephalographic changes characteristic of a major
tonic-clonic seizure (see p. 443). The patient is
anaesthetized with a brief-acting IV anaesthetic
and a muscle relaxant (e.g. suxamethonium) is
used to prevent a physical seizure.
system
A course of ECT consists of treatments given
about three times weekly, for 3-4 weeks. The
procedure often produces a rapid elevation of
mood in the severely depressed, minimizing the
risk of suicide at the most vulnerable phase of
depression and enabling the patient to start
psychotherapy.
Psychiatry has often had recourse to what may
be called trauma therapy. In less enlightened
times, hydrotherapy involved drenching ‘mad’
patients in freezing water. Later, insulin was used
to induce hypoglycaemic shock. ECT was partly
an extension of this into the age of electricity.
Presumably the rationale for these so-called
treatments was akin to our modern predilection
for kicking a recalcitrant piece of machinery, and
presumably they met with the same occasional
success.
The original rationale for ECT was the obser-
vation, ill-founded as it transpired, that people
with epilepsy, if they developed a psychotic
illness, had fewer seizures but tended to feel
better after a seizure: it was therefore reasoned
that more fits in psychotic patients might reduce
their psychosis. Subsequent research showed
that only the cranial events of a seizure are
important, so that the muscular seizure may
safely be suppressed.
Double-blind placebo-controlled trials, using
no actual current in controls, have subsequently
demonstrated convincingly that the electric
shock is essential. Previously, a variety of other
factors had been suggested, including the anaes-
thetic, the muscle relaxant, the central hypoxia,
the special care and attention the patient
receives (because of the slight but real risks) or
even the punitive element a patient suffering
from guilt might welcome. ECT appears to
produce changes in brain amines and receptor
sensitivity similar to those produced by anti-
depressant drugs.
The common adverse mental effects are
headache and confusion on recovering
consciousness; similar symptoms occur after a
major epileptic seizure. There is some loss of
recent memory, which may reduce undue
anxiety about subsequent ECT procedures. These
side-effects are minimized by passing the current
through only the non-dominant hemisphere
(unilateral ECT). Uncertainty over the possibility
of long-term brain damage means that courses
are kept to a maximum of about 12 treatments,
although patients have had more without
evident harm. ECT has none of the adverse
effects or contra-indications of antidepressant
drugs. It can be used safely in pregnant women,
the elderly and those in whom antimuscarinic
drugs are contra-indicated. There is no long-
term toxicity or suicide risk. However, ECT has
no place in the treatment of mild or atypical
depression.
Current NICE recommendations for ECT are that it should only be used short term in severe depression where other treatments have failed, especially where suicide is a serious risk.
Other methods
In SAD, 2 h of exposure each morning to full-
spectrum artificial light equivalent to bright
sunlight (phototherapy) seems to be effective
but it must be continued as long as natural
sunlight is unavailable. Transcranial magnetic
stimulation was tried experimentally with some
initial success but has not yet been shown to be
effective in clinical trials. It resembles ECT but
requires no anaesthesia or muscle relaxant.
Drug therapy
Antidepressant drugs
The antidepressant (thymoleptic or mood-
elevating) drugs can be divided into several groups, on the basis of pharmacological, clinical and adverse actions:
• Tricyclics, the original group. • Second-generation cyclics.
• Selective re-uptake inhibitors, especially for
serotonin (SSRIs).
• MAOIs.
The properties of the first two groups (referred to here generically as ‘cyclics’) and SSRIs are
compared in Table 6.11.
Selectivity. The nomenclature of antidepres-
sants has become somewhat confused owing to
an informal classification by the principal
neurotransmitter affected. The original tricyclics
Affective disorder: depression 395
are non-selective. Most block both noradrena-
line (norepinephrine) and 5-HT re-uptake at
central synapses to varying degrees and may also
restore receptor sensitivity. They also block
histamine-H1 receptors, peripheral acetylcholine
(muscarinic) and alpha-adrenergic receptors to
a lesser extent. Some also appear to interact
weakly with dopaminergic systems. There is
partial selectivity in that some (e.g. nortriptyline)
have a greater effect on noradrenaline (norepi-
nephrine) and others, especially amitriptyline, on
5-HT.
The SSRIs show high selectivity for 5-HT re-
uptake. Newer agents have noradrenaline (norepinephrine) selectivity (e.g. reboxetine), or
noradrenaline/5-HT selectivity (venlafaxine). Mirtazapine and mianserin appear not to affect any of the usual transmitters directly.
Certain anti-dopaminergic antipsychotic
drugs also have moderate antidepressant action,
particularly the thioxanthenes, e.g. flupentixol.
However, extrapyramidal and endocrine adverse
effects (pp. 419-421) limit their usefulness in
depression without marked psychotic features.
They are more useful in schizophrenia with asso-
ciated depressive features. Amoxapine also blocks
dopamine.
Despite this pharmacological diversity, no
particular pharmacodynamic properties have
been clearly shown to confer superior anti-
depressant efficacy. The most important clinical
distinctions are the presence or absence of:
• Antimuscarinic, anti-adrenergic and antihist-
aminic activity (conferring adverse effects).
• Sedative action (not linked exclusively to
activity on any single transmitter).
• Cardiotoxic and convulsant action, especially
in overdose.
These properties, governing the adverse affect and contra-indication profile, significantly affect
drug selection. Antidepressant ‘selectivity’ means little more than activity predominantly on one or other of the central transmitters presumed to be involved in depression.
Tricyclics and related drugs
Agents with the traditional three-ring structure,
such as amitriptyline, are effective and cheap,
and their properties well known. However, they
have significant adverse and toxic effects (Table amoxapine, mianserin, venlafaxine), offer a
6.11). Later and second-generation drugs (e.g. number of advantages in that they have fewer
lofepramine, dosulepin (dothiepin)), some not adverse effects and are less toxic in overdose
chemically tricyclic but ‘heterocyclic’ (e.g. (Table 6.12).
Indications. All the traditional tricyclics and
the related newer agents are very useful in
moderate to severe depression, but there is no
evidence that they are useful in mild depression.
Amitriptyline and many others also have seda-
tive as well as antidepressant action, making
them particularly useful for depression mixed
with anxiety or agitation. A single daily dose
in the evening also aids sleep but minimizes
daytime sedation. The antidepressant effect,
being unrelated to plasma level, is more
prolonged.
Less sedative agents (e.g. imipramine, lofepramine) may be useful where neither anxiety nor retardation are problems. This will minimize daytime sedation, which may otherwise restrict the patient’s activity or occupation.
Pharmacokinetics. Generally, tricyclics are
rapidly and fairly well absorbed but are subject to
considerable first-pass metabolism. The extent of
hepatic clearance (by demethylation and hydrox-
ylation) varies greatly, partly accounting for wide
interpatient variation in response. Among the
older drugs, tertiary amine derivatives (e.g.
imipramine) are frequently demethylated to active
secondary amines (e.g. desipramine) with a slightly
different activity profile, thus prolonging the
action.
The tricyclics are quite highly protein bound.
However, they have a high volume of distribu-
tion with accumulation in extravascular sites so
there are no significant displacement interac-
tions. Plasma level monitoring is not a useful
guide to dose titration or efficacy, but can be used
to assess compliance. The overall pharmacoki-
netic effect is usually a long biological half-life,
which may be further prolonged in over-dosage.
Although therapeutic plasma levels are achieved
within 24 h, the clinical (antidepressant) effect is
not seen for several weeks. Metabolism may be
considerably reduced in the elderly, predisposing
them to side-effects.
Side-effects. Mild to moderate antimuscarinic
adverse effects, such as dry mouth, constipation,
poor visual accommodation, tachycardia, etc.,
are common, as is drowsiness with many agents
(Tables 6.11 and 6.12). Although these effects are
not serious and usually remit on continued use
they may be troublesome at first and contribute
to poor compliance. The visual problems may
result in consultation with an optician, who
should be informed about the drug therapy. If
not evident as drowsiness, CNS depressant
effects on cognition and coordination may be
difficult to distinguish from the more retarded
forms of the illness. Owing to this and postural
hypotension (due to peripheral alpha-adrenergic
blockade), antidepressants are believed to be
implicated in a large number of falls and other
accidents, especially in the elderly.
Weight gain is quite common. This may be in
part the resolution of depressive anorexia, but a
direct effect on appetite is also seen even in non-
depressives, e.g. when used for migraine prophy-
laxis. In patients who are susceptible to bipolar
mood swings, possible (re)activation of mania is
a significant risk. Indeed they may precipitate
the manic episode of latent bipolar disease in
what had been diagnosed as unipolar recurrent
depression. A lowering of seizure threshold
may destabilize patients with epilepsy or cause
problems if a patient overdoses.
Hyponatraemia may occur owing to central
stimulation of ADH secretion, particularly in the
elderly. This causes CNS depression, including
drowsiness and confusion, which may easily be
attributed to other causes. Extrapyramidal symp-
toms occasionally occur. Mianserin has been
implicated in bone marrow depression with
leucopenia.
Toxic effects and overdose. The acute toxicity
of antidepressants is important because they are
system
often involved in suicide attempts. For tricyclics there is no specific antidote; all complications must be managed symptomatically as they arise. The main problems are:
• CNS, with seizures and confusion;
• cardiovascular, with conduction defects giving
heart block; vagal inhibition giving tach-
yarrhythmias; and profound hypotension.
Thus such overdoses are often fatal. A prin-
cipal advantage of the newer agents is a generally reduced likelihood of these complications, although dosulepin (dothiepin) is the most toxic of all in overdose.
Interactions. Adrenergic over-stimulation may occur when tricyclics are given with sympath-
omimetic drugs (e.g. as included in some OTC decongestant preparations) and MAOIs causing potentially dangerous hypertension. CNS depres-
sants, especially alcohol, which are frequently taken in association with an overdose, produce excessive sedation or coma. The effect of anticon-
vulsant drugs may be diminished. Arrhythmias may occur with digoxin or quinidine.
Contra-indications and cautions. Patients
with heart disease (e.g. arrhythmias, previous
MI), narrow-angle glaucoma, urinary retention
(e.g. prostatism) or constipation, in whom
antimuscarinic effects could be harmful or
dangerous, should use other drugs. Patients
taking antihypertensive medication should use
mianserin, which does not interfere with amines.
Care is needed in epilepsy. The elderly are prone
to over-sedation because of the long half-lives
and this problem can increase until steady-
state concentrations are reached. The blood
count of elderly patients on mianserin should
be monitored.
Dosage and administration. Drug treatment
should be started as early as possible once major
depression is diagnosed; this has beneficial
effects on outcome and relapse. For optimal anti-
depressant effect, it is strongly recommended
that tricyclics must be used in adequate doses,
for example, at least 125 mg daily of amitripty-
line, and treatment failure has been attributed
largely to subtherapeutic dosing. However, one meta-analyis has suggested that lower doses may
be adequate. Therapeutic levels are achieved
gradually over 2 weeks by starting at half the
target dose, or one-quarter of it for the elderly or
children. Unacceptable adverse effects must be
warned about and monitored, lest confidence in
drug therapy is impaired. The inconvenience of
the initial side-effects may be reduced by
dividing doses unequally, e.g. two-thirds at night
and one-third in the morning. If suicide is a
likely or suspected risk, only small supplies
should be given at any one time, although deter-
mined patients still accumulate them.
Patients must be warned that the antidepres-
sant effect does not become apparent for several weeks, because most people expect all drugs to work very quickly. During this initial period they may only experience the adverse effects, which may be both disabling and dispiriting.
Antidepressants should not be withdrawn too
quickly; otherwise there may be a discontinua-
tion syndrome with mild mixed gastrointestinal
and central effects. After 8 weeks or more of
therapy, dosage should be tailed off over at least
4 weeks. These effects do not indicate depen-
dence, which does not occur, but are probably
due to receptor sensitivity changes. However,
many people believe antidepressants are addic-
tive, which reduces confidence in them and
damages compliance. Exploring and correcting
this misconception should be part of the initial
discussion with the patient about therapeutic
choice.
Newer cyclic agents
Table 6.12 shows how many of the newer
tricyclic-related drugs, which have been devel-
oped to make safer antidepressants, are compa-
rable to the class archetype amitriptyline for the
most common adverse effects. Molecular model-
ling has produced a wide range of drugs with one
or more improvments, greatly increasing the
choice for specific circumstances. They either
have fewer or less serious side-effects or less life-
threatening toxic effects. However, they are no
better and no faster at relieving depression.
SSRIs
Indications. These are now the first choice in
most moderate to serious depressive episodes.
Affective disorder: depression 399
The main advantages of 5-HT specificity are the absence of many of the troublesome adverse
effects, toxicity and overdose problems associ-
ated with the older, less selective agents. Early hopes that they might be more effective or faster acting have not been realized, and they are used for the same purposes as the tricyclics, and generic ones are little more expensive.
Pharmacokinetics. The SSRIs have broadly similar kinetic properties to the tricyclics, but are less likely to have active metabolites.
Side-effects. SSRIs have a quite different
profile from the tricyclics (Table 6.12). Most
important is the almost complete absence of
antimuscarinic, cardiotoxic and convulsant prop-
erties. Also, there may be weight loss as opposed
to weight gain, and psychomotor impairment is
less. However, withdrawal phenomena, hypo-
natraemia, activation of mania and occasional
extrapyramidal symptoms still occur.
The most common problems are relatively
mild gastrointestinal and central effects.
However, nausea, diarrhoea or constipation may
be intolerable for some. An association with
gastrointestinal bleeding has recently been
noted, possibly related to interference with
serotonergic mechanisms in platelets. Gastro-
protection (p. 777) has been recommended
when SSRIs are to be taken by patients already
taking NSAIDs.
Less common is CNS stimulation, presenting
as anxiety, agitation, restlessness, headache or
confusion. In general (i.e. apart from specific
contra-indications) the SSRIs are tolerated better
than tricyclic antidepressants, as measured by
the dropout rate due to adverse effects; about
one-third more patients cease tricyclic therapy.
Toxic effects and overdose. Another signifi-
cant advantage of this group is the absence of
serious cardiotoxic or convulsant actions in
overdose. Thus they are much safer than the
original tricyclics, although some newer cyclic
antidepressants are also safer than these (Table
6.12). It must also be remembered that SSRIs
offer no greater protection from suicide by other
means. Both tricyclics and SSRIs appear to
increase the likelihood of suicide ideas or
behaviour in the early stages of therapy. Fears
that SSRIs and venlafaxine might be worse in this
respect are probably unfounded, except in
patients under 18, where their use is contra-
indicated, except for fluoxetine in certain
restricted circumstances. Patients under 30 need
to be monitored closely early in treatment.
Rarely, SSRIs may cause the ‘serotonin
syndrome’, especially when interacting with
other antidepressants and especially the anti-
migraine triptan 5-HT agonists. The liberation of
excessive 5-HT causes CNS stimulation result-
ing in restlessness and hyperthermia. The
syndrome is usually mild, but may prove fatal. It
usually responds to discontinuation of SSRIs if
they are not tolerated, but in severe cases the
5-HT blocker cyproheptadine can be used as an
antidote.
Contra-indications, cautions, interactions.
Serotonin selectivity means SSRIs can be used in
many situations when tricyclics are contra-
indicated. However, care is still needed in heart
disease and epilepsy. They should be used with
caution in patients susceptible to seizures (or
undergoing ECT), cardiac disease, mania or
bleeding. Suitable washout periods, usually of
several weeks, must be observed when changing
to other types of antidepressant (especially
MAOIs) in order to avoid serious interactions.
SSRIs inhibit hepatic metabolism but despite
numerous theoretical interactions, few clinically
significant ones occur in practice. Sertraline and
citalopram may be the safest in this respect.
Dosage and administration. Most SSRIs can
be given once daily. The dose-response curve
rapidly plateaus above the usual effective (and
tolerable) dose. Therefore full doses can often be
started at once (perhaps originally fostering the
impression of more rapid onset of activity). If
nausea is a problem, starting on half the dose
for a few days can help. However, withdrawal
should still be staged over 2-4 weeks to avoid
discontinuation symptoms.
Monoamine oxidase inhibitors
Indications. Frequent and hazardous dietary
and drug interactions have always limited the
system
use of MAOIs, especially in general practice.
They may be of value in depression associated
with atypical features characteristic of anxiety-
neurosis (especially phobia or panic disorder),
but they are not usually effective when used
alone in severe depression. Their main role is as
adjuncts or second- or third-line drugs in resis-
tant disease. Dietary compliance is easier to
ensure in hospital.
Side-effects and toxicity. The range of mild to
moderate adverse effects is very wide, and the
potential toxic effects of MAOIs are serious. Many
central, cardiovascular and gastrointestinal auto-
nomic disturbances occur in normal use, espe-
cially antimuscarinic and anti-adrenergic effects.
Although interactions may cause hypertension,
adverse effects frequently involve postural
hypotension. Peripheral oedema is also common.
CNS stimulation and activation of mania can
occur. Overdose with MAOIs (except tranyl-
cypromine) is somewhat easier to manage than
with tricyclics because specific alpha-adrenergic
blockers can be used, e.g. phentolamine.
Interactions. Normally, dietary tyramine is
metabolized by MAO in the gut wall. Inhibition
of MAO allows high levels of tyramine to be
absorbed, causing widespread release of nora-
drenaline (norepinephrine) from nerve fibres,
with predictable hypertensive cardiovascular
consequences. Interacting prescription medica-
tion (e.g. cyclic antidepressants, CNS sedatives,
opioid analgesics) can usually be avoided by
professional vigilance. Greater potential prob-
lems arise with OTC preparations containing
sympathomimetics (e.g. decongestants) and
tyramine-containing foods (especially cheese,
pickled fish and meats or meat extracts, fava
beans), which is why patient counselling and
warning cards are so important. Tranylcypromine,
the most stimulant MAOI, seems to be the
worst offender, especially if combined with
clomipramine. Phenelzine is relatively sedating.
Fatalities are still reported and MAOIs are likely
to remain little used.
Because phenelzine causes irreversible enzyme
inhibition, recovery of enzyme functions
following cessation of therapy does not start for
several days and may take several weeks to return
requires at least a 2-week interval, but the reverse can be done safely after a week, though some SSRIs require longer.
Sometimes a tricyclic/MAOI combination is indicated, in which case a sedative tricyclic with a less stimulant MAOI (e.g. amitriptyline with phenelzine) is usually safe if managed by experi-
enced psychiatrists. Tranylcypromine is the most dangerous in combination.
Other antidepressants
Moclobemide causes reversible inhibition of MAO
type A (RIMA). This has two principal advan-
tages: enzyme function is restored promptly
following drug cessation, allowing quicker and
safer switching to other antidepressants; and
tyramine metabolism is little inhibited, so the
patient is relatively free from dietary restrictions.
It also has few of the autonomic adverse effects
of the non-selective MAOIs and appears to be
equally effective as the cyclics, particularly for
retarded depression. However, it has not yet
found its place in treatment protocols.
Tryptophan, a 5-HT precursor, has proved
disappointing considering the strong suspicion
of a 5-HT disturbance in some forms of depres-
sion. It is occasionally used as an adjuvant.
Lithium and its use are discussed on pp. 406-408.
The herbal productSt John’sWort (hypericum
extract) has been shown in some trials to be as
effective as other antidepressants in mild to
moderate depression but is still not yet
adequately standardized, nor have its active
ingredients been characterized. Moreover, there is
concern about interactions, especially as it is
available without prescription and induces liver
enzymes.
Lithium and some anticonvulsants (e.g carba-
mazepine, lamotrigine, valproate) are sometimes
used as ‘mood stabilizers’ in bipolar disorder (see
below).
Treatment strategy and drug selection
The strategy for the drug treatment of depression
involves several stages (Figure 6.9). Bazire in the
Psychotropic Drug Directory characterises these
as the 6 Ds:
• Check the illness is not Drug induced. • Select the most suitable Drug.
• Don’t Delay treatment: start acute treatment
as soon as possible.
• Titrate to full recommended Dose.
• Continue for the correct Duration, for
6 months after symptoms first respond, ensuring compliance.
• Discontinue slowly.
In deciding whether or not to treat an episode
of primary depression, the criteria are the
severity of depression and the patient’s ability to
cope. Whether or not the low mood is consid-
ered an appropriate reaction to an adverse event
is not important. Moreover, prompt treatment
reduces the length of the episode and the likeli-
hood of recurrence. The use of full doses for
4-6 months after symptoms have subsided or
remitted is essential to prevent relapse. Unfortu-
nately, non-compliance is common once the
patient’s mood has improved, especially if
adverse effects are still troublesome.
Where there is a history of at least one
previous depressive episode, up to 3 years’
prophylactic therapy has been shown to limit
recurrence. Although some would argue that the
prophylactic dose level should be the same as
that used in the acute phase, lower doses tend to
be used.
Drug selection depends to some extent on a
variety of specific patient or disease factors,
most of which are related to tolerance or
contra-indications (Table 6.13). It is conven-
tional to distinguish different grades of depres-
sion for the purposes of treatment but there are
not clear thresholds and in the vast majority of
cases SSRIs are first-line when drug therapy is
indicated. Other groups are used when SSRIs fail
or are not tolerated, or in certain exceptional
circumstances.
system
Mild (minor) and moderate depression
Antidepressant medication is usually unneces-
sary for an isolated episode of mild depression
associated with an adverse life event: psycho-
therapy is the first choice. If drugs are needed,
treatment can be stopped when the patient
recovers; continuation and prophylactic therapy
are not indicated. No particular types are any
more effective and SSRIs are first choice. It has
been claimed that MAOIs are more effective
than others if there are atypical features such
as anxiety, phobia, anger, hypochondria or
increased appetite and sleep. However, the
evidence is not strong and their dietary precau-
tions limit their use. Pharmacotherapy is usually indicated in moderate depression.
For patients with anxiety, initial insomnia or mixed anxiety and depression, short courses of anxiolytics or short-acting hypnotics are some-
times used. However, sedative antidepressants (e.g. amitriptyline) are preferable, given in the evening if needed for sleep problems.
Severe depression
Drugs are almost always necessary in severe or psychotic depression, possibly preceded by a course of ECT. SSRIs are first-line and cyclics or MAOIs are second-line. Specialist guide-
lines must be consulted when either switching antidepressants or combining them.
Patients suffering from psychotic symptoms,
especially hallucinations, may benefit from a
short course of an antipsychotic such as
haloperidol. Amoxapine and thioxanthenes (e.g.
flupentixol) have both been recommended
because they have mixed antidepressant and
sedative-antipsychotic actions. (In the case of
the former, these effects are due to the metabo-
lite loxapine.) However, there is little evidence
to support these uses.
Where suicide is a suspected risk, the least
toxic agents are essential, especially those with a lower convulsant potential, dispensed in small quantities and preferably under supervision. ECT may also be used.
Contra-indications or intolerance of adverse
effects such as antimuscarinic effects or sedation
can usually be circumvented by judicious drug
selection (see Table 6.13). If there evidence of
a recurrent pattern, lithium therapy may be
considered. With a recurrent unipolar pattern,
lithium may be as effective as tricyclics, but the
need for plasma-level monitoring is incon-
venient. However, lithium is the drug of choice in
bipolar illness, i.e. with manic phases (p. 406).
Resistant depression
For the minority of patients who do not improve
after 6-8 weeks on optimal doses of a first-line
antidepressant, measuring the drug plasma level
might first be considered to check for possible
compliance problems or abnormal drug
handling. Otherwise, changing to another anti-
depressant that acts in a different manner, such
ia and manic-depressive disorder 403
as from a noradrenaline (norepinephrine) to a selective serotonin re-uptake inhibitor, may help. A course of ECT could be considered. Thereafter, a wide variety of combinations are employed by psychiatrists, the only logical basis of which is that components have different modes of action (Figure 6.10).
Adding lithium to other antidepressants (lithium augmentation) seems particularly successful. Switching to venlafaxine has also been successful. Levothyroxine (thyroxine) augmenta-
tion is also used, presumably partly on the basis that hypothyroidism is often associated with
depression. Tryptophan augmentation can be done on a named patient basis only.
Less common and based on even less evidence
are the addition of olanzapine plus fluoxetine,
lamotrigine, high-dose tricyclics, or a short course
of steroids (e.g. dexamethasone 3 mg/day for
4 days). Use of these agents and combinations requires close monitoring and careful selection of agent and dose, and is too specialized to
consider here.
Mania and manic-depressive disorder
Mania
Mania is a severe, usually recurrent, psychotic
affective disorder that is almost the precise
opposite of severe depression, although about
one-tenth as common. There is an abnormally
elevated mood (i.e. euphoria rather than
dysphoria), unwarranted optimism, exuberance,
over-confidence, inflated self-esteem, hyperac-
tivity of thought and action, excessive libido,
and little sleep. The patient has increased drive
and is outgoing, but often socially tactless. The
over-confidence is similar to that experienced by
otherwise normal individuals during the usually
pleasurable sensations of early alcoholic inebria-
tion. In the same way, patients enjoy their
episodes of mania, when they also often feel
more creative, thus making compliance with
treatment a problem.
A full-blown manic attack usually lasts no
more than a few days, during which the patient
sleeps little but appears to have boundless
energy. That level of arousal, if sustained for
longer, is potentially life-threatening. Hypo-
mania is more usual, where symptoms are less
florid. During a manic phase sufferers may
require compulsory admission to hospital
(‘sectioning’; see p. 421) but others manage to
function adequately in the community. At the
other end of the spectrum an even milder form
is seen as a (potentially advantageous) person-
ality trait in some individuals. Such an indi-
vidual retains insight, and may be thought of as
simply a flamboyant character, a tireless and
exuberant go-getter, a workaholic, even (collo-
quially) as a ‘Don Juan’ or a ‘nymphomaniac’.
Attacks are extremely disruptive socially,
domestically and financially, because over-
confidence causes patients to undertake wildly
ambitious commitments. Patients discover
when they finally ‘come down’ that they
are hopelessly over-committed, double-booked and in serious debt.
The accelerated mental processes produce a
short attention span, flight of ideas and pressure
of speech as the patient jumps rapidly from
subject to subject on apparently irrational
grounds, such as a rhyme or puns (the ‘clang
association’). The mood too may suddenly
change from euphoria to irritability and aggres-
siveness, possibly out of frustration. The patient
may thus appear quite incoherent, and the
apparent thought disorder and delusions are
not easily distinguished from acute schizo-
phrenia. The differential diagnosis depends on
whether mood disturbance or thought disorder
predominates. An illness with elements of
both is known as schizoaffective disorder.
Clearly the lay term ‘maniac’ is related, but manic patients are no more criminal or
violent than the general population.
Psychotic features such as lack of insight and
delusions of grandeur, the counterpart of the
depressive’s delusions of worthlessness, are
common during attacks, but the patient may
seem quite normal and rational between them.
Attacks rarely last more than a few weeks before
the attention that patients draw to themselves
means they are soon treated, although often
involuntarily. Otherwise the patient would
become exhausted. Mood returns to normal after
a few months of therapy, or may swing into
depression.
Manic-depressive disorder
Most patients experiencing mania also have
episodes of severe depression, although the
frequency, sequence and duration of mood
swings vary enormously between patients.
Depressive phases usually last longer than manic
ones and are less obvious, and there are variable
periods of normality between extreme swings.
Mood swings can be quite abrupt, with manic
phases tending to have a more rapid onset. Rapid
cycling is when there are four or more swings per
year. Fluctuations become more frequent, and
more frequently depressive rather than manic, as
the patient ages.
Where the symptoms are serious or psychotic, the terms manic-depressive or bipolar affec-
tive disorder are used. If manic attacks are quite frequent or predominate it is known as
type I. Occasional hypomania with predominant depression is type II.
An otherwise normal person with moderately
exaggerated mood swings may be described as
having a cyclothymic personality; this is not a
psychotic illness, and some would argue not an
illness at all.
Aetiology and pathology
Major depression, mania and manic-depressive
disorder may have similar aetiologies. The
ia and manic-depressive disorder 405
underlying abnormality could be in the regula-
tion of emotional responses, both low or high,
by the limbic system, and involving monoamine
neurotransmitters, possibly dopamine and
GABA. This hypothesis is supported by the
prophylactic effectiveness of the single agent
lithium in all three. In bipolar disease, however,
cyclic antidepressants, SSRIs and MAOIs are not
just ineffective but can actually be dangerous
because they can trigger an exaggerated upswing
from depression to mania. An electrolyte imbal-
ance has also been proposed to account for
cycling.
As with severe recurrent depression, mania is a genetically linked, chronic but generally non-
progressive disease. External triggers for attacks may sometimes be found in stressful life events but equally, as with some severe episodes of
depression, there may be no apparent cause.
There is usually a family history and the concor-
dance rate in twins is over 70%. The disease
seems evenly spread worldwide.
Management
The aims of management are to:
• control acute manic or hypomanic attacks;
• minimize recurrence and intensity of mood
swings with prophylactic therapy.
In acute severe manic attacks, initial sedation
will be required. The drugs of choice are the
newer atypical antipsychotics (see p. 415), partic-
ularly olanzapine, risperidone or quetiapine for
psychotic features (e.g. loss of insight, grandiose
delusions), or the mood stabilizer valproate. At the
same time prophylactic lithium can be started, but
it takes 7-10 days to take effect. Patients may
need compulsory admission and treatment if
they are a risk to themselves or others. ECT is an
alternative to lithium in the acute phase.
If the patient is already taking lithium the
plasma level must be checked: often patients will deliberately stop, either because of adverse effects or to induce hypomania. (This is an inter-
esting inversion of recreational drug misuse, which more usually involves taking something to get high, rather than avoiding it.) Otherwise,
lithium therapy is started.
If the patient demonstrates an alternating
pattern (bipolar disorder) or a recurrent pattern,
which is more common with mania than depres-
sion, they must be assessed for maintenance
therapy. The drug of choice in the prophylaxis of
recurrent mania or bipolar disorder is lithium.
This is a potentially lifelong commitment,
including mandatory regular follow-up to
monitor both compliance and toxicity. As
patients age, they will be more likely to start
using medication for comorbidities that poten-
tially will interact with lithium (e.g. diuretics,
NSAIDs), so regular re-assessment is essential.
Lithium is the only antimanic that reduces
suicide risk. Theoretically, long-term anti-
psychotics could be used, but they are usually
avoided because of adverse effects. Once a
patient is stabilized, social and psycho-
therapeutic interventions should be introduced.
Not all patients respond to either of these tradi-
tional treatments, and a number of other
approaches have become established as second-
line alternatives (Table 6.14). The most promising
are anticonvulsant drugs such as carbamazepine,
valproate or lamotrigine, and topiramate (p. 448).
These drugs may be more effective in rapid
cyclers, or in those who fail to respond to lithium.
Additional treatment during a depressive
phase of bipolar disease is problematic because
of the propensity of antidepressants to activate mania. The usual antidepressant drugs are used, but with more than usual care.
Lithium
Lithium is an enigmatic drug. A monovalent
cation seems an unlikely candidate for the stabi-
lization of major affective disturbances. It closely
resembles the sodium ion in charge and ionic
size, and is distributed similarly in body water,
which has lent support to body-water/electrolyte
theories of affective disorder. However, lithium
has also been shown to affect monoamine levels
and post-receptor intracellular signalling.
Indications. For single depressive episodes
lithium is similar to amitriptyline in potency and
onset. However, its real value lies in the mainte-
nance prophylaxis of recurrent unipolar or
bipolar affective disorder. Here it is a safer and
perhaps more effective proposition than the
cyclics or SSRIs, and safer than antipsychotics or
benzodiazepines, despite the need for regular
plasma level monitoring.
Lithium treatment should be considered if
there is evidence of recurrent episodes, either of
severe depression or mania (more than one in
2-3 years). Lithium will reduce the frequency,
duration and intensity of mood swings or
abolish them. Some patients complain that it
produces a flattening of normal mood (blunting
of affect), and manic patients may comply
poorly because they value or enjoy some aspects
of their attacks of mania or hypomania. Some
believe themselves to be more creative in that
state.
Dosage and side-effects. Lithium therapy is
managed by monitoring the serum level. For
acute attacks, up to 1.2-1.5 mmol/L may be
needed initially. For prophylaxis, the goal is to
maintain a plasma level within the narrow ther-
apeutic window (0.6-1.0 mmol/L); in many
patients control is obtained below 0.8 mmol/L.
Dosage should aim for a stable plasma level
throughout the day because acute adverse
effects, such as nausea, polyuria, polydipsia and
fine tremor, seem to be related to post-dose peak
levels (Table 6.15). Thus, frequent daily doses or
modified-release preparations are preferred, and
the risk of renal damage is reduced by once-daily dosing. Change of formulation should be avoided or done gradually. Dose changes should also be gradual. Many minor adverse effects remit on prolonged use.
Plasma levels of lithium above 1.5 mmol/L
produce warning signs of toxicity including diar-
rhoea and vomiting, coarsening of the tremor
and CNS depression. Sustained toxic levels above
2.5 mmol/L cause hypotension, convulsions and coma, and are potentially fatal; in such circum-
stances dialysis may be needed to bring about sufficiently rapid reversal.
Hypothyroidism is quite a common chronic effect. The significance of long-term kidney changes remains controversial and only a minority are affected. Renal and thyroid func-
tion tests are recommended before commencing lithium therapy, and regularly thereafter.
Withdrawal of lithium, if it becomes necessary, must be gradual, staged over at least 4-12 weeks, to reduce the likelihood of rebound hypomanic symptoms or relapse.
ia and manic-depressive disorder 407
Monitoring. Regular measurement of plasma
lithium (12 h post-dose) is essential, at first
weekly until a stable level is obtained. Subse-
quently the interval may be increased (up to 3-4
months) in patients who understand the precau-
tions. Thyroid and renal functions tests (see
Chapters 9 and 14) should be done at the same
time. Extra measurement is indicated in
suspected drug interaction or poor compliance,
intercurrent illness, other circumstances that
interfere with lithium level, or unexpected toxi-
city. Table 6.16 shows common circumstances
that can potentiate lithium level and/or toxicity.
Pharmacokinetics and interactions. Lithium
is distributed throughout body water, generally
following the same pattern as sodium. It is
cleared entirely by the kidney, which gives rise to
many potential problems. Both fluid retention
(e.g. from NSAIDs) and circumstances that
promote increased renal sodium reabsorption
(such as pyrexia, unaccustomed hot climate,
electrolyte depletion, dehydration or diuretic
therapy) tend to reduce lithium clearance and
can cause dangerously high plasma levels.
Patients must be warned about this and those
with renal or cardiovascular impairment need
close attention. Interactions are important
because of the narrow therapeutic index (Table
6.16). While most interactions increase lithium
levels, antacids and theophylline can reduce
them.
Clearance is increased in pregnancy. However, lithium may be teratogenic and use in the first trimester will depend on the relative risks of
withdrawal and continuation.
Despite these potential difficulties, lithium is
a valuable drug. It has no antimuscarinic or
extrapyramidal effects, causes no amnesia,
general CNS depression or psychomotor impair-
ment, and has little effect on normal mood.
Thus it has advantages over the other treatments
available for depression or mania. However, in
overdose it is no less toxic than conventional
antidepressants or antipsychotics. All patients
should be given a Lithium Treatment Card. Dili-
gent monitoring has enabled patients to take
lithium for decades with little ill effect.
system
Schizophrenia
Schizophrenia is a much misunderstood disease.
It has nothing to do with a so-called ‘split
personality’ or with Jekyll and Hyde. In schizo-
phrenia, the split is between different compo-
nents of the same personality, e.g. between
mood and action, or behaviour and belief. The
normally integrated aspects of a healthy per-
sonality become fragmented - literally dis-
integrated. A more subtle solecism is the use of
‘schizophrenic’ as a synonym for ambivalent.
There is a very rare, genuine split personality
disorder. More properly called dissociative
disorder or multiple personality, in this extra-
ordinary condition a person alternates between
two or more usually completely integrated,
rational personalities. This has nothing to do
with schizophrenia.
Although schizophrenia is generally what the
lay public understands by madness, the popular
idea (promoted by the mass media) that every
‘mad axeman’ has schizophrenia is wrong.
Patients with schizophrenia are no more violent
than the population as a whole. Violent criminals may be suffering from a ‘psychopathic personality’, a condition quite distinct from schizophrenia.
It must not be assumed that people with schiz-
ophrenia, being psychotic and thus out of touch with reality and lacking insight, do not suffer
from their disease: they do. Moreover, there are lucid periods, possibly due to treatment, during which they have sufficient insight to remember their experiences when acutely ill. Many patients give a strong impression of perplexity and bewil-
derment. They are convinced of the truth of
their own reality and cannot reconcile this with the reaction this causes in others.
Schizophrenia is probably the most difficult
mental illness to understand because, unlike with
depression or anxiety, the experience of sufferers
is very remote from normal. It has been likened to
that twilight world between sleep and waking,
when it is difficult to distinguish between illusion
and reality. Schizophrenic patients also have diffi-
culty distinguishing between themselves and the
outside world. While for most of us dreaming,
thinking, saying and hearing are categorically
distinct phenomena, in schizophrenia the differ-
ences are blurred. Consequently, patients may
feel irrational external influences on their
thoughts, or that their thoughts are available for
all the world to read. This loss of the ultimate
privacy - that of our thoughts - is possibly what
makes schizophrenia so miserable and confusing
for the sufferer.
Aetiology and pathology
Schizophrenia is a common condition: about 1%
of the population are likely to have at least one
episode during their life, although not all will
become permanently ill. Nevertheless, schizo-
phrenia accounts for the majority of patients in
continuous psychiatric care. The condition has
a uniform global prevalence. The apparent
increased prevalence among lower socioeco-
nomic groups is attributed to the ‘downward
social drift’ of sufferers, who have difficulty
maintaining jobs, eduction or relationships.
The causes of schizophrenia are unknown.
Both genetic predisposition (susceptibility), early
Schizophrenia 409
development and various environmental factors
are important, as has been confirmed by studies
on twins born to schizophrenic parents. Several
potential genes or gene linkages have been iden-
tified. Among the biological causes suggested are
autoimmune or viral encephalitis, abnormally
large brain ventricles (causing reduced functional
brain size), or imbalance between the right and
left hemispheres. Recently, research has focused
on neurodevelopmental abnormalities arising at
a very early age.
Previously, postmortem studies on the brains
of schizophrenic patients failed to distinguish
the effects of chronic disease from those of many
years of antipsychotic therapy. However, newer
non-invasive imaging techniques, such as
positron emission tomography (PET) and MRI,
which visualize the living brain and monitor
changes in its activity with far greater precision
than the relatively crude electroencephalogram
(EEG), reveal abnormalities in frontal, thalamic
and cerebral areas. These are seen in newly diag-
nosed, drug-naïve patients so cannot be the result
of treatment. But it is still unknown whether
there are structural abnormalities in various brain
centres or defective interconnections between
key centres.
It could be speculated that the classical symp-
toms of inappropriate mood, delusions and
hallucinations imply involvement of the limbic
system, which is concerned with emotional
responses and beliefs, and the ascending reticular
system, concerned with monitoring and filtering
of perceptions. On the other hand, the negative
symptoms typical of chronic schizophrenia may
involve lesions of frontal lobe cortical areas, and
the impaired thought processes suggest cortical
involvement.
The predominant biochemical abnormality
seems to be functional over-activity of dopamin-
ergic pathways between midbrain and certain
cortical areas (the mesolimbic and mesocortical
tracts). This is compatible with the known
dopamine-blocking action of most antipsychotic
drugs. Whether dopamine excess is a cause or an
incidental consequence has not been estab-
lished, and uncertainty remains about the rela-
tive roles of dopamine DA1, DA2 and DA3-6
receptors. GABA and 5-HT pathways are also
probably involved.
Functional theories involve ideas of incom-
plete adjustment to society, especially to the
family. The ‘antipsychiatrists’ suggest, on the
other hand, that schizophrenia is a response to
an irrational, contradictory or hostile world.
A holistic synthesis of these various theories
might propose a genetic predisposition confer-
ring susceptibility, maladaption in early life,
followed by environmental triggers such as
drug misuse, stress or a hostile family or social
environment, ultimately leading to disease
onset.
In view of the uncertainty about causes, the
management of schizophrenia remains essen-
tially symptomatic: relieve the patient’s
suffering, perhaps slow the progression, and help
the patient to cope. As yet prevention is not
possible, nor can anything be done to reverse the
disease process.
Clinical features
Psychotic signs
The classification and symptomatology of schiz-
ophrenia are complex and have been endlessly debated among psychiatrists. Recently, the WHO and the American Psychiatric Association have rationalized and harmonized diagnostic criteria. Table 6.17 describes the common signs in terms of normal brain functions. All are descriptive
psychiatric signs; there are no objective physical, biochemical or metabolic signs.
The defining clinical features of schizophrenia
are thought disorder and delusions. A delusion is
an ill-founded and irrational belief that never-
theless is implacably held, not amenable to
reasoned persuasion and completely at variance
with the patient’s religious, social or ethnic back-
ground. Many patients have very strange ideas
and make bizarre associations, sometimes
inventing their own language (neologism) or
using common words in an inappropriate way:
“I’m in hospital because of my minarets”. Some
have elaborate paranoid delusions: everybody is
spying on them or plotting against them,
including relatives, neighbours, and govern-
ments. They may also hallucinate, hearing the
voices of their tormentors talking about them,
system
or they see their own name in newspapers or on television (ideas of reference). No wonder they are so miserable.
Patients may believe their actions are
controlled by others - often, among patients
from Western countries, by means of invisible
rays, magnets or electric wires. They may hear on
the radio an echo of what they have just
thought, or feel that they have foreign ideas
inserted into their brain. One patient believed he
had a telephone implanted in his head, through
which his every action was dictated to him by a
distant ‘friend’: no X-ray would have convinced
him otherwise. Often their emotional responses
are fatuous or inappropriate, e.g. laughing or
crying at the socially incorrect time; in others
mood variation is generally reduced. The combi-
nation of all these features produces the
markedly unusual behaviour popularly known as
‘madness’.
There is often a tragic consistency about a
patient’s symptom complex. Their delusions
reflect their hallucinations, or their hallucina-
tions confirm their delusions: both appear to
escape the logical censorship provided by fully
functional insight. However bizarre it seems,
their behaviour may be consistent with their
misreading of reality. Someone who believed
that thoughts were constantly put into their
head against their will might well believe there
was a plot against them, especially if they heard
voices apparently confirming this. Their reaction
might well be aggressive behaviour, or shouting
out loud to tell the persons whose voices they
heard to go away. The novels of Franz Kafka give
us some inkling of the terrors of paranoia.
Classification
Two broad syndromes are recognized (Table 6.17).
Patients in the early acute stages have type 1
(classical or florid) schizophrenia with positive
symptoms. Loosely, these resemble disinihibited
exaggerations of normal activity. Type 2 features,
usually seen in chronic schizophrenia, are
predominantly negative, such as flat mood,
apathy, social withdrawal, and lack of speech
(alogia), pleasure (anhedonia) or initiative (avoli-
tion) are seen. These describe functions found in
normal persons but absent in schizophrenia.
Type 2 features may represent long-term dete-
rioration of chronic disease, burnt-out disease or
possibly consequences of long-term antipsy-
chotic use. However, careful history taking will
often reveal forerunners of these negative traits
in early life, e.g. a withdrawn lonely child. At
onset they are masked by the florid positive
features but once the latter are under pharmaco-
logical control the former, less affected by drugs,
emerge as the predominant signs of illness
(Figure 6.11).
Another classification groups symptoms as
either cognitive (i.e. thought disorder), posi-
tively psychotic (e.g. delusions and hallucina-
tions) or negative (e.g. apathy, social withdrawal,
lack of self-care).
Diagnosis
It is first necessary to eliminate any primary
underlying cause such as iatrogenic psychosis
(e.g. corticosteroids), drug misuse (e.g. ampheta-
mines), brain tumour or infection, head injury, certain rare forms of epilepsy, hyperthyroidism, etc. The symptoms must have been continuously present for at least a month, and usually with
evidence of deteriorating social functioning, at work and with family and friends.
Distinguishing between borderline schizo-
phrenia and other psychoses (mainly mania and
severe depression) can sometimes be difficult.
Traditionally the presence of at least two symp-
toms from the list given in Table 6.17, or just one
‘first-rank’ symptom (positive symptoms, mostly
specific forms of delusion) is needed to confirm
schizophrenia. Type I patients usually show
several positive symptoms and the diagnosis is
clear.
In chronic schizophrenia, symptoms are
mainly negative and are more difficult to
diagnose and to treat. Moreover they must be
distinguished from iatrogenic over-sedation or
extrapyramidal effects, clinical depression or
‘institutionalization’, i.e. the dependency and
apathy that can result from long-term hospital
care. The latest editions of both DSM-IV and
ICD-10 include negative symptoms as primary
diagnostic criteria.
In different cultures and times the symptoms
take different outward forms, but the overall
pattern and prevalence are consistent. Nowadays
the persecutors imagined by paranoid patients
are Martians or secret government spies, who
control them with lasers or magnetism. In
medieval Europe, and present-day pre-industrial
societies, devils or evil spirits using witchcraft or
curses are to blame. This is one disease for which
the stress of modern industrial society cannot be
held responsible.
Course and prognosis
The old medical Latin name for schizophrenia
was dementia praecox (loosely, the madness of
youth) because the most common time of onset is
late adolescence or early adulthood. There may be
a sudden deterioration, a form of ‘nervous break-
down’, which is the generic lay term for the acute
onset of any psychiatric condition. However, this
acute phase will usually have been preceded by a
prodromal phase with gradual reduction in
social, academic or work-related functioning, loss
of friends, deterioration in personal hygiene or
other behaviour uncharacteristic of the patient’s
former personality.
About a quarter of patients will suffer just a single episode, then recover and lead normal
lives. Good prognostic signs are:
• The absence of a family history of schizo-
phrenia.
• Stable premorbid personality. • Acute onset.
• Preservation of emotional responses, initiative
and coherent personality.
• Early recognition and treatment.
Conversely, a poor outlook is indicated by:
• Positive family history.
• Disturbed, eccentric, antisocial or withdrawn
premorbid personality.
• Difficulty in forming relationships, from an
early age.
• Disrupted domestic situation and poor social
adjustment.
• Insidious onset.
• Loss of affect, initiative and drive. • Delay in treatment.
Although most initially recover from the first
episode, about three-quarters of sufferers will
relapse and eventually enter a chronic phase
suffering gradual decline or repeated relapses
and remissions. This tends to be accompanied by
the development of type 2 features. They have
great difficulty forming relationships, do not
marry, cannot keep jobs and drop out of educa-
tion. Without treatment, follow-up and social or
family support they may drift down the social
scale, becoming progressively more involved in
vagrancy, petty crime, illicit drug use and alco-
holism. Some 10% of all patients need long-term
institutional care. The same proportion commits
suicide.
Between these extremes are those who, with
the help of medication, adjust to their
disability and manage to cope in the commu-
nity, while perhaps seeming just a trifle eccen-
tric. The importance of social and family
support is emphasized by the fact that the
prognosis for patients in developing countries,
with their extended families and perhaps
greater tolerance of eccentricity and non-
conformity, is better than in the developed
world. Even in the UK, many people who are
obviously quite ‘mad’, but harmless and able to
look after themselves after a fashion, are free to
roam the streets.
Management
Drugs, psychotherapy and social interventions all
have a place in the management of schizo-
phrenia. Most patients are managed by a combi-
nation of family or community care with
occasional hospital admission, supported by
maintenance antipsychotic drug therapy. Nowa-
days, few schizophrenic patients need permanent
institutional care.
Before the discovery of chlorpromazine in the
early 1950s, however, things were very different.
Little could be done for people with severe
mental illness, if help was offered at all. There
was only heavy sedation with barbiturates or,
before them, bromides and straitjackets.
Community care was unheard of: the idea was
to keep ‘maniacs’ as far from ‘normal’ people as
possible.
Schizophrenia 413
In the UK in the 19th century, the enlightened
Victorians built asylums. Not then a pejorative
term, asylum implied protection rather than
imprisonment and neglect. In these enormous
rambling institutions built at a safe distance
outside the big cities, custodial care may have
been the ethos but sedatives, locked doors,
spiked walls and padded rooms were still the
means (Figure 6.12).
Aims
The aims in managing schizophrenia are to:
• control acute attacks and prevent self-harm or
harm to others;
• attend to social and domestic factors;
• rehabilitate the patient if possible;
• start long-term support and maintenance
therapy as appropriate.
psychotherapy
Conventional psychotherapy is of little benefit
in acute schizophrenia, and psychoanalysis even
less so, because patients have no insight.
However, simple counselling can help many
patients to adjust to a chronic illness while
remaining in the community. Coping-skills
training, occupational therapy and hostel or
‘halfway house’ accommodation may be
arranged. CBT has also been found helpful.
Family education and social therapy, where
people in contact with the patient can be told
what to expect and are encouraged to be
supportive, can be very helpful in maintaining
remission. Stormy home relationships and a lack
of acceptance of the patient are the most
common reasons for relapse, whereas a
supportive home environment greatly reduces
the chances of relapse.
For most types of psychotherapy a degree of
insight is required, and drug therapy is usually
needed to establish this. Once patients have been
stabilized, such interventions can be instituted.
It must be emphasized that most patients who
are concordant with their medication and have a
relatively stable domestic and social environ-
ment are to a greater or lesser extent lucid, have
autonomy, can make decisions and should be
encouraged to participate in treatment choices.
Even more than a disruptive social environment,
abruptly stopping medication is the greatest risk
factor for relapse.
Drug therapy
When discovered in the 1950s the antipsychotic
drugs, also less accurately termed neuroleptics,
antischizophrenic agents or major tranquillizers,
revolutionized the care of psychotic illness. For
the first time many patients who would other-
wise have languished in deluded misery inside
custodial institutions were freed from both their
mental and their physical prisons. The prototype
chlorpromazine, perhaps surprisingly, is still used.
However, steady development since the 1950s
has resulted in significant improvements in
efficacy, safety and formulation. Antipsychotic
drugs are now divided, although not so
system
distinctly as some manufacturers would like it
believed, into two broad classes. The ‘typical’
antipsychotics include original phenothiazines
(e.g. chlorpromazine) and the butyrophenones
(e.g. haloperidol). The ‘atypical’ antipsychotics
include clozapine and olanzapine. These groups
are distinguished mainly on the basis of their
side-effect profile.
Pharmacodynamic action
The proprietary name Largactil was chosen for
the original phenothiazine, chlorpromazine,
rather prosaically because of its large number
of actions. Its structural similarity to several
natural neurotransmitter amines gives it antag-
onist activity on cholinergic, histaminic, alpha-
adrenergic, serotoninergic and dopaminergic
receptors. Structural alterations during subse-
quent development have produced a number of
groups of antipsychotics with varying receptor
affinities, giving a diverse range of therapeutic
and adverse profiles (Tables 6.18 and 6.19).
Unfortunately, despite modern non-invasive
imaging of the living brain, there is still much to
learn about the relationship between receptor
blockade, localization of CNS activity and
antipsychotic action. One problem is that little is
known of the inter-relationships and interdepen-
dencies between different receptor systems. For
example, although most of the original antipsy-
chotics are potent dopamine blockers, the newer
ones preferentially target 5-HT receptors. This
may be because one type of receptor is upstream
or downstream of the other, with actions at either
having a similar outcome. Again, the adrenergic
alpha2 activity shown by some agents could
enhance dopaminergic transmission in the BG
and thus reduce extrapyramidal adverse effects.
Typical antipsychotics
Among the typical antipsychotics, antipsychotic
action correlates well with blockade of the
dopamine D2 receptors assumed to be in the
thalamus, limbic system and cortical projections
of the ascending reticular formation. However,
although the onset of antipsychotic action takes
weeks, receptor blockade occurs within hours of
starting therapy. A similar phenomenon is seen
with antidepressants, and another similarity is
that measurements of changes in the metabolite of the presumed transmitter (homovanillic acid in the case of dopamine) do not correlate with clinical activity.
Dopamine blockade yields other useful actions
(e.g. prochlorperazine used as an anti-emetic) and
many adverse ones, including extrapyramidal
symptoms and endocrine (hypothalamic)
actions. There are at least five subtypes of
dopamine receptor, and research is attempting to
differentiate these in terms of their anatomical
location and clinical or adverse effect.
Actions at other receptors also have either therapeutic or adverse actions (see Table 6.18). Antimuscarinic action may reduce extra-
pyramidal symptoms; antihistamine action is sedative, exploited therapeutically as with promethazine; adrenergic blockade may cause postural hypotension; and serotonin blockade has antipsychotic action.
Following the initial prolific development of
the phenothiazines, other chemical structures
were developed (Table 6.19). These are usually
more specific for dopamine D2 receptors, e.g.
butyrophenones, which appears to accentuate
the antipsychotic clinical and extrapyramidal
adverse actions, but reduces autonomic adverse
Schizophrenia 415
effects. The thioxanthene and benzamide groups are claimed to have, in addition, stimulant and antidepressant activities.
Atypical antipsychotics
The dibenzodiazepines (Table 6.19) are forerun-
ners of the atypical antipsychotics, which have
arguably greater clinical activity combined with
unarguably a significant reduction in extrapyra-
midal adverse effects. They mark a return to
broad-spectrum receptor blockade, but with a
greater relative affinity for 5-HT receptors over
D2 receptors. One of the most recent, aripipra-
zole, appears to be a partial dopamine agonist,
with blocking activity in the presence of high
dopamine levels but mild agonist activity in the
absence of dopamine. Additionally it has activity
at 5-HT receptors.
The advantages of this group lie in superior
activity in treatment-resistant disease, significant
activity against negative symptoms, and freedom
from EPS, including tardive dyskinesia (see
p. 419). Generally, atypical antipsychotics are as
effective on positive symptoms as the older
agents and share the same autonomic adverse
effects of cholinergic and adrenergic blockade.
Weight gain is greater but hyperprolactinaemia
less. Experience is not yet sufficient to be certain, but some may have a lower incidence of tardive dyskinesia and perhaps neuroleptic malignant syndrome. There may be a lower risk of suicide with clozapine. Nevertheless, this is not a
completely homogeneous group: there are
important differences in their adverse effects (Table 6.23; compare with Table 6.19).
Whether or not the atypicals really are clini-
cally more effective than the typicals in symptom
control is still debated. Initial evidence suggesting
they were better than the typicals in controlling
negative symptoms and resistant schizophrenia
has been disputed. Re-analysis has indicated that
the use of haloperidol as the comparator drug, and
the doses used, make the results less clear-cut. The
CATIE trial implied that careful selection of the
right agent for a patient is more important than
the class of drug used. The difference, if it does
exist, is unlikely to be great. However, the unique
superiority of clozapine in resistant schizophrenia
is now firmly accepted.
Schizophrenia 417
Experience with clozapine is greatest, and it is
now the benchmark. Unfortunately, because of its
propensity to cause bone marrow suppression, its
use necessitates patient registration on an obliga-
tory, costly and inconvenient blood monitoring
scheme. However, there are now several alterna-
tives. Mainly because of possible orthostatic
hypotension, most atypical agents need careful
initiation and subsequent dose titration.
Psychotropic actions
These drugs have a wide spectrum of psycho-
tropic actions (Table 6.20). Their ability to sedate
without general impairment of consciousness
(i.e. tranquillize) gives them an anxiolytic,
tension-relieving effect. The antipsychotic
action is a remarkable ability to banish halluci-
nations, diminish the power of delusions and
straighten out distorted thought; this is the
origin of their description as ‘major tranquil-
lizers’. Psychomotor inhibition is a specific
depression of overactive thought and physical
activity, again not at the expense of conscious-
ness. Some antipsychotics have a stimulant or
alerting effect on withdrawn patients, and
others also a mood elevating or antidepressant
action. These properties are shown to a
different degree by different groups and their
usefulness in treating the common target symp-
toms of various psychiatric illnesses is indicated
in Table 6.20.
Pharmacokinetics and administration
No consistent predictions about antipsychotic
effectiveness in a given patient can be made
either from the dose used or from plasma level
measurements. Most antipsychotics have a half-
life 24 h, so single daily doses are usually
adequate in the maintenance phase; evening
usually is the best time, especially if a sedating
effect is required. There is often a first-pass effect,
so parenteral doses are usually lower than oral
ones. The apparent volume of distribution is
high owing to the lipophilic nature and conse-
quent accumulation in the CNS. Thus, although
plasma binding is usually quite high (e.g. 95% for chlorpromazine), this does not present any potential interaction problems. Clearance is usually hepatic (an exception is the benzamide group), so the potential exists for hepatic drug interactions. This is also important because hepatotoxicity occasionally occurs.
Recommended maximum doses are only guides: patient response is the principal crite-
rion. Very high doses may be given if adverse effects are absent or tolerable, provided that a clinical effect is achieved. However, persistently high doses must be avoided, especially after the acute phase has been controlled. The Royal College of Psychiatrists has issued precautions about high dose therapy (see BNF).
Side-effects
Many of the adverse effects of the antipsychotics
derive from their various pharmacodynamic
actions and so are, in principle, predictable. The
widest spectrum of side-effects is seen with the
phenothiazines (Table 6.21), but the prominence
of different adverse effects varies between groups
system
(see Table 6.19). Among the typicals, the greater
the antipsychotic potency, the fewer the auto-
nomic effects and the more likely the EPS. For
the atypicals this trend has been reversed, with
potent antipsychotics having greatly reduced
EPS.
There are potentially serious non-specific or
idiosyncratic effects. Jaundice and photosensi-
tivity are more common than agranulocytosis.
Clozapine is particularly liable to depress the
white cell count (incidence approx. 1% of
patients per year) and it is mandatory that
patients are regularly monitored. As with many
psychotropic drugs, seizure threshold is lowered,
a problem for epileptics at normal doses and for
all patients in overdose. ECG changes with
prolongation of the QT interval and potential
arrhythmias can occur, especially with thiori-
dazine and, less commonly, the atypicals (usually
in combination with other drugs). Atypical
agents should not be used in the elderly with
dementia because of a risk of stroke or death.
Autonomic blockade
The antimuscarinic actions and consequent precautions are similar to those of the tricyclic antidepressants (Table 6.11). Peripheral alpha-
adrenergic blockade can cause cardiovascular problems, particularly postural hypotension with reflex tachycardia. Autonomic symptoms tend to remit with chronic use.
Endocrine effects
Blocking dopamine in the hypothalamus
inhibits some endocrine mechanisms. Most
important is the rare but potentially fatal
neuroleptic malignant syndrome, which is
probably hypothalamic in origin. The syndrome
involves hyperthermia, muscle spasm, impaired
consciousness and cardiovascular instability, and
has a 10% mortality. Treatment is with dopamin-
ergic agents (e.g. bromocriptine), muscle relaxants
(e.g. benzodiazepines, dantrolene) and antimus-
carinics (e.g. procyclidine), as well as cooling and
rehydration.
Hyperprolactinaemia is quite common and
has many consequences that are unacceptable to many patients, such as galactorrhoea, amenor-
rhoea, gynaecomastia, and sexual dysfunction (loss of libido and impotence).
Less serious, but equally likely to discourage compliance, is weight gain. The atypicals are
particularly associated with this, notably cloza-
pine and olanzapine, and they can also cause or precipitate diabetes, a condition that is anyway more common even among untreated schizo-
phrenics. Thus regular monitoring of weight and blood glucose is essential.
Extrapyramidal syndromes (EPS)
Movement disorders, although usually harmless,
are a major cause of non-compliance among
schizophrenia patients. A drawback of using
dopamine blockers for antipsychotic action in
the limbic and reticular systems is that dopamine
is also a transmitter crucial to the motor-
controlling functions of the BG. (For a fuller
discussion, see pp. 368-370 and pp. 427-428.)
Both systems seem to involve D2 receptors, for
which most antipsychotics have a high affinity.
Thus disturbance of fine motor control has been
thought almost inevitable with potent anti-
psychotics: the two effects seemed inextricable.
There are currently three ways around the
problem:
• Intrinsic antimuscarinic activity.
• Selective affinity for dopamine receptors in
the limbic system.
• Balance between 5-HT and D2 receptor
blockade
Normally, dopaminergic action in the BG is
counterbalanced by cholinergic activity, whereas
in the areas presumed to be disturbed in
psychosis, dopamine does not appear to have a
natural antagonist. Thus it is possible to coun-
teract the adverse effects of dopamine blockade
with a centrally acting antimuscarinic drug
without significantly diminishing the antipsy-
chotic action: this effect is used to treat some
antipsychotic-induced EPS. Note that, by
contrast, using the anti-Parkinson drug levodopa,
although it would be effective, would also nullify
the antipsychotic activity. Some standard
antipsychotics with high antimuscarinic activity,
especially thioridazine, have a lower incidence of
EPS and so reduce the need for ancillary
antimuscarinic drugs.
Most atypicals have a far lower incidence of
EPS, perhaps because of a selective affinity for
receptors in limbic and cortical areas, but not in
the BG. In addition, the antipsychotic activity of
most atypicals, especially clozapine, is more
closely correlated with blockade of 5-HT2 recep-
tors, an action that has little direct effect on
motor coordination but may indirectly prevent
it being disturbed.
EPS can be classified into four groups (Table
6.22). Unfortunately, there are no predictors of
which type will occur to which patient, or when.
Acute dystonia. Some patients react with an
alarming acute muscle spasm on the first dose or
within the first few days of antipsychotic
therapy, especially if given in high doses or by injection. This usually occurs in the head and
neck region: commonly it presents as an exagger-
ated and uncontrolled rolling upwards of the eyes
(oculogyric crisis), a stiff jaw or a hyper-
extended neck. Occasionally there may be a
dangerous choking laryngospasm. Fortunately
these reactions are easily treated by parenteral
antimuscarinics (e.g. procyclidine) but they can
severely damage the patient’s confidence in the
therapy.
Pseudo-parkinsonism. Early in therapy up to 50% of patients develop a motor incoordination syndrome very similar to idiopathic Parkinson’s disease. (Note that Parkinson’s disease involves dopamine deficit; pp. 427-428). Almost any parkinsonian symptom can occur, and though iatrogenic parkinsonism often remits sponta-
neously after a few months of treatment, this is of little comfort to the patient, who loses confidence and may become non-compliant.
The temptation to use oral antimuscarinic
anti-Parkinson drugs prophylactically is strong.
In the past they have been given routinely.
However, this is now uncommon because they
themselves may cause various psychotomimetic
effects such as delirium; they have even been
misused for such effects. In addition, their
adverse antimuscarinic effects would be additive
to those of antipsychotics themselves. Thus
strong efforts are made to encourage the patient
to tolerate the symptoms without anti-Parkinson
drugs until they eventually subside.
Akathisia. Marked restlessness and anxiety
seem to be the most disturbing effects for many
patients. Akathisia follows a similar course to
pseudo-parkinsonism but responds poorly to
conventional anti-Parkinson therapy. Some
patients develop a more persistent form, which
resembles tardive dyskinesia. Sometimes a short
course of benzodiazepines may help, and
lipophilic centrally-acting beta-blockers have
also been used.
Tardive dyskinesia (TD). A form of orofacial
dyskinesia, TD may develop after months or
years of successful therapy, or even after drugs
have been withdrawn. Its bizarre symptoms
involve lip-smacking, chewing and grimacing
facial expressions. Although not directly
distressing for the patient, these provoke unsym-
pathetic or hostile reactions in onlookers
because they give the patient the appearance of
the popular idea of ‘craziness’, when paradoxi-
cally the drugs responsible for this bizarre behav-
iour are in fact controlling the psychotic
symptoms.
The pathology of TD is different from that of
other EPS and is poorly understood. It is found
sometimes in schizophrenics who have never
been treated, but certainly antipsychotics do
increase its occurrence. The cause may be the
development of dopamine receptor supersensi-
tivity. Prevalence rates of up to 50% and annual
incidences of 5% have been reported, the elderly
being particularly susceptible. It has been
suggested that TD is actually a symptom of
severe schizophrenia rather than iatrogenic, and
these patients are the most likely to be taking
high doses of potent antipsychotics.
TD is unpredictable, but seems to occur more
commonly after long courses and high doses of
antipsychotics. Intermittent therapy, e.g. drug
holidays, depot therapy, and antimuscarinic
therapy seem particularly to predispose patients
to TD. Perversely, reducing the antipsychotic
dose temporarily intensifies symptoms, while
increasing the dose may alleviate them.
Aside from a correlation with potency, gener-
ally no one drug is more likely to cause TD than another. However, clozapine definitely causes TD less often and indeed is a drug of choice when patients develop TD on other drugs. Other atyp-
icals would be expected also to be favourable owing to their low EPS potential; however, the evidence for them is not as clear.
Currently the best strategy seems to be to
reserve antipsychotics for serious psychosis and keep doses as low as possible. If TD occurs, it may only be mild and, with the agreement of the
patient and his or her family, may be ignored, especially if the patient would be expected to
relapse without antipsychotics.
Various drugs have been used, including
vitamin E, clonazepam, nifedipine, sodium valproate,
reserpine and choline, with little success. Currently
clozapine and quetiapine are the best options.
Antimuscarinic drugs should be stopped. If TD
cannot be controlled, the antipsychotic must be
Schizophrenia 421
gradually reduced until the dyskinesia remits. If psychotic symptoms then recur, re-starting
antipsychotic therapy with a different agent (especially clozapine) may be possible without recurrence of TD.
Drug selection
The issue of whether or not to start with an atyp-
ical is still disputed by some, but the current
consensus and the recommendation by NICE is
that atypicals are preferred. Their superior
adverse effects profile, with consequent
improvements in compliance, is now considered
to outweigh by far the extra cost, both in phar-
macoeconomic and patient satisfaction terms.
Depending on which drug a patient is taking
when treatment is being (re)considered, the
progression is to start with an atypical, usually
olanzapine or risperidone, then move on to cloza-
pine if control is not achieved (Figure 6.13).
However, if a patient is stabilized on a typical
agent and is content, there is no need to change
to an atypical.
Acute attack
First onset. It is now clear that prompt appro-
priate antipsychotic treatment at as early a stage
as possible in the course of a developing schizo-
phrenic illness is likely to produce a better
outcome. Although it is not yet possible to
prevent the illness progressing, therapy prolongs
remission and reduces relapses and gives the
patient the best chance of maintaining social
functioning. To ensure the new patient is least
disturbed by side-effects and thus encouraged to
continue with maintenance medication, atypi-
cals are first choice. Wherever possible, the
patient should be involved in the decision
about initial drug therapy.
Emergency tranquillization. An acutely psy-
chotic patient is likely to be deluded, halluci-
nating, incomprehensible and quite without
insight. The immediate objective is to control
these features and to prevent patients harming
themselves or others while their grasp of reality
is impaired. In the UK, a section of the Mental
Health Act allows compulsory admission to
hospital for essential physical treatments in circumstances when the patient is likely to be a danger to themselves or others; this process is known colloquially as ‘sectioning’. It is proposed in the UK that compulsory treatment should be extended to community care also.
Prompt drug therapy is the only option. A
sedating antipsychotic from one of the tradi-
tional or atypical groups may be given, e.g. olan-
zapine or haloperidol. A benzodiazepine may be
added. At first, medication may have to be admin-
istered parenterally to a reluctant patient,
although the onset of action is hardly quicker and
there is a much higher risk of serious acute
extrapyramidal complications if the dose is too
high.
Drug administration during this time is care-
fully supervised, and the dose gradually titrated
up to the minimum effective level. Tranquilliza-
tion and sedation are rapidly and reliably
achieved, but control of psychotic symptoms will
not be evident for up to a month or so (Figure
6.13), and full stabilization may take several
months. If the patient does not respond in the
first 1-2 months, some clinicians would advo-
cate further increasing the dose; others would
change to a different group for a further month.
If extrapyramidal symptoms or other adverse
effects are intolerable, or if there are specific
contra-indications, there should be a switch from
a typical to an atypical or a change of atypical.
NICE recommends initiation of clozapine when a
patient has failed after 6-8 weeks on each of two
other drugs successively, including one atypical.
Treatment resistance. This is usually defined
as failure with at least two drugs, typically one typical and one atypical at optimal doses (Figure
6.13). It occurs in about one-third of patients. A true treatment-refractory state must be distin-
guished from poor compliance, drug interaction or possibly enhanced elimination by the patient’s hepatic or renal systems.
Three strategies are currently used to manage
resistance to conventional agents at maximal
recommended doses. High-dose therapy can be
tried, but there is limited evidence and the
guidelines of the Royal College of Psychiatrists
(see BNF, section 4.2) contra-indicate it for many
at-risk patients, rigorous precautions must be
taken and close monitoring is required. An
adjunct drug can be added, such as lithium (espe-
cially in schizoaffective states), carbamazepine
(especially in aggression or mood swings) or a
benzodiazepine (especially if extra sedation is
indicated); experience with lithium is greatest.
Probably the treatment of choice now is to use
clozapine. In the rare cases where clozapine is
inadequate, NICE recommends the trial addition
of olanzapine.
Maintenance and prophylaxis
Patients who develop chronic disease need
continuation therapy, either to suppress their
symptoms (maintenance) or to prevent relapses
(prophylaxis). The management of such patients
has undergone a number of changes in recent
decades.
The first was changed social policy, which
encouraged a reduction in the number of long-
stay psychiatric hospital patients, many of them
schizophrenic, and their return to the commu-
nity. The inevitable lack of stimulation in long-
stay hospitals is detrimental to recovery. Patients
become institutionalized and incapable of inde-
pendent existence, even if their disease eventu-
ally remits. Unfortunately, community services
have not always been appropriately equipped or
funded to care for this large increase in their
dependent population. Only now is it realized
that this discharge process has been too thor-
ough and has become counter-productive, as
the discharged patients lose contact with the
care services and become homeless, vagrant or
imprisoned. In a very few cases - unfortunately
those that attract most public attention - they
have become dangerously violent.
Schizophrenia 423
Second, the community care of these patients would not have been feasible without the devel-
opment of long-acting depot forms of the
antipsychotic drugs (see below).
Finally, recognition of the extent of TD (p.
420) provoked a further re-assessment of the role
of long-term antipsychotic drugs. Fortunately
this has been considerably mitigated by the
advent of the atypicals, which are less likely to
cause this.
Duration of drug treatment. Once the acute
phase of schizophrenia has been controlled, drug
dosage can be gradually reduced. At least
12-24 months’ maintenance treatment is needed
after a single acute attack. Some 75-85% of
patients will eventually relapse following a single
attack, and how best to manage these patients
is still debated. A high-risk patient (i.e. who is
violent, aggressive and never fully controlled) is
still likely to need to be maintained on drugs
indefinitely. For those who stay in remission for
lengthy periods, attempts may be made to treat
each acute attack aggressively, but gradually tail
drugs off and stop them completely between
attacks (targeted or intermittent therapy). Even
so, an initial minimum 5-year maintenance
period is recommended. There is a relapse rate of
about 15% per month on discontinuation,
which is halved by prophylaxis, so a difficult
judgement has to be made, in association with
the patient and their carer.
Delayed initiation of treatment or continua-
tion therapy for less than 3-5 years predisposes to more frequent, more severe, less easily treated relapses. However, the maintenance dose might be kept low, and depot injections might allow total drug doses to be reduced further.
Depot therapy. If a patient is stabilized on
antipsychotic therapy and seems to need
medium- or long-term maintenance, there are a
number of advantages to transferring to depot
therapy:
• Lower total dose.
• Facilitation of community care.
• Regular contact with the patient by carers.
• Supervised administration prevents defaulting.
• No accumulation or abuse of unused tablets.
In most depot formulations the antipsychotic
is esterified and dissolved in an oily vehicle. The
deep IM dose is distributed throughout body fat
during the first few days. Before exerting the
clinical effect, the drug must be partitioned into
the plasma from these lipid depots and then de-
esterified by hydrolysis. Hence a single injection
can maintain effective plasma levels for between
14 and 28 days. Depot therapy, organized either
via special outpatient clinics or community
psychiatric nurses, has greatly facilitated the
trend to community care for chronic schizo-
phrenic patients, enabling many patients who
would otherwise be unable to do so to cope in
the community.
There is at least one depot preparation available
from each main antipsychotic group. Most reach
therapeutic levels within about 1 week and steady
state after two or three doses, and require 2- to 4-
weekly injection. At present only one atypical
preparation is available as a depot: risperidone
absorbed into nylon globules. This has unusual
release characteristics, with a lag phase of
4 weeks, during which oral therapy must be continued.
Ideally, the patient is first titrated for a main-
tenance dose using the oral form of the selected antipsychotic. A test dose of the depot formula-
tion is given to check for sensitivity to the vehicle. A formula may then be used to estimate the initial injected dose; e.g. one method would convert a 10-mg daily dose of fluphenazine into a 25-mg fortnightly dose.
A crossover phase follows, with the oral dose
tapered off and the depot dose gradually
increased. Subsequently, the depot dose must be
titrated against effect, which is not as straight-
forward as with oral therapy because of the
delayed onset, prolonged action and slow
reversal of effect. Moreover there is no consistent
relationship between oral and depot doses
needed to achieve control in a given patient.
Nevertheless, the final dose is usually lower than
the previous total oral dose over the injection
interval, partly because of improved bioavail-
ability but also possibly due to the efficiency of a
constant plasma level.
There are disadvantages to this approach.
Injection site problems, including pain, are
common. If adverse effects occur that were not
system
identified in the preliminary oral dose-ranging
trial, the depot cannot be cleared quickly from
the body. Although the lower total dose might
be expected to reduce the incidence of adverse
effects, including most EPS, this is not usually
found; TD may be more common. These may
be incidental consequences of the imposed
improved compliance, or related to the stable
plasma level as opposed to the constantly varying
levels of oral therapy.
Equally important is the fact that there is often
considerable patient resistance to this form of
therapy, which is seen as controlling, punitive or
detrimental to autonomy. This is likely to be
particularly the case with those patients who are
poorly compliant with oral therapy and there-
fore one of the main target groups. Patient and
family counselling and education are essential to
explain the purpose and potential advantages of
the technique.
Special problems
Adverse effects. The autonomic effects of the
less potent drug groups (e.g. simple pheno-
thiazines) may be contraindicated in certain
patients, notably those with CVD, glaucoma,
urinary retention, etc. Excessive sedation is
unwanted in a disease associated with depression
or negative features such as apathy and with-
drawal. Many of these problems are found with
the typical drugs but are absent or rarer in the
atypicals, so a switch is indicated if they become
troublesome or intolerable (see Tables 6.19 and
6.23).
The main problems that occur more
commonly with the atypicals are weight gain
and diabetes. For the first, either a typical drug is
recommended, or amisulpride; for the second,
either risperidone or amisulpride. In all such cases
regular monitoring of weight and/or blood
glucose is essential.
Compliance. Poor compliance is a perennial
problem in psychotic patients. The basis is
reduced insight, combined with often quite
severe and frequently embarrassing adverse
effects. Paranoid delusional states add to the
difficulty when patients perceive carers as spies
or tormentors. Apocryphal tales circulate of caches of medication found under floorboards or
behind radiators when psychiatric hospitals are
refurbished. In the community, once-daily
dosing or depot therapy ameliorate the problem.
In hospital, or in other situations allowing super-
vision of drug administration, nurses and carers
become adept at ensuring that patients are not
hiding tablets in their cheek pouch rather than
swallowing them.
Concentrated oral liquid forms help because
they cannot be hidden from a search of the oral
cavity, but syrup-based preparations are inconve-
nient, messy and, in the long term, cause tooth
decay and obesity. Moreover, doses are difficult
to measure accurately. Newer orally dispersible
formulations of risperidone and olanzapine are
preferred nowadays.
In all cases counselling or other psychotherapy
should also be used to encourage concordance.
Target symptoms. There is little evidence that
particular antipsychotics have a preferential
effect on specific target symptoms. The less potent agents are indicated where tranquilliza-
tion or psychomotor inhibition is needed, e.g. in hypomania or acute panic attacks. However, antipsychotics should not be used for simple
anxiety or agitation. Medium-potency agents are usually sufficient for the short-term treatment of the less intense psychotic features occasionally found in severe depression.
If there is an affective, especially depressive,
component to schizophrenia then a thioxan-
thene may be indicated. However, fixed-dose
combination preparations of tricyclic anti-
depressants and antipsychotics are almost never
used by psychiatrists. Zuclopenthixol is reputed
to be effective in diminishing aggressive
symptoms.
Combinations. There are almost no situations
where antipsychotic drugs should be combined,
for no advantage is to be gained and adverse
effects are likely to be inceased. Only in severely
treatment-resistant cases, under specialist care, might this be attempted.
Cost. Pharmacoeconomic analysis, in com-
paring the conventional agents with atypicals,
weighs the far greater drug costs of the latter
against the resulting savings in reduced hospital
Neurological disorder
Parkinson’s disease and the
extrapyramidal syndromes
The basal ganglia (BG) and the extrapyramidal
pathways play an important role in modulating
and smoothing voluntary muscular movement
(pp. 368 and 370; see also Figure 6.3). Disorders
of movement and tone, collectively termed
extrapyramidal syndromes (EPS), can result from
an imbalance between excitatory and inhibitory
influences in these structures. Idiopathic
Parkinson’s disease is the most common form;
other similar conditions are often described
system
admissions for relapse or inability to achieve
control. Less easily quantifiable factors, such as
improved quality of life and reduced drain on
social services costs, are taken into account.
Looked at this way, the balance between risk and
benefit definitely favours using an atypical agent
as soon as possible.
generically as parkinsonism. Iatrogenic EPS are
well-known side-effects of antipsychotic treat-
ment (p. 419), and they can also be caused by
numerous closely related neurodegenerative
diseases or lesions (Table 6.24). Other causes can
be circulatory, toxic or traumatic. This section
will refer mainly to the idiopathic form.
Some important structures in the BG, and
interconnections with other brain centres, are
shown in Figure 6.14. Of the numerous stimu-
lant and inhibitory transmitters involved, the
best characterized are dopamine (mainly at D2
receptors), acetylcholine, GABA and glutamate.
These complex pathways and circuits, which are
still being traced, allow the brain to exercise a
high degree of fine adjustment of voluntary
movement; they are also responsible for the
resting muscular tone required, for example, for
posture. One important input comes from the
substantia nigra (strictly speaking, a midbrain
structure) and output from this system descends
via the corticospinal tract and the extrapyramidal
pathways.
Aetiology and pathology
Parkinson’s disease arises from lesions of the
inhibitory dopaminergic nigrostriatal path-
way (Figure 6.14). The resulting reduction in
dopaminergic inhibition allows a preponderance
of unopposed cholinergic action in the nigro-
striatum and increased GABA-ergic inhibitory
tone downstream. These imbalances have a major destabilizing impact on the whole motor
system.
Parkinson’s disease is a chronic progressive
neurodegenerative disease. It involves destruc-
tion of the melanin-pigmented dopaminergic
cells of the substantia nigra and their axonal
connections to the striatum. This results in a fall
in the nigrostriatal dopamine output and a
consequent increase in the activity of inhibitory
GABA-ergic neurones. It is not simply a case of
cellular dopamine deficiency or reduced
turnover: there is a reduced number of
dopamine-secreting cells. Other brain centres
and transmitter systems may also be involved
but most characteristic clinical signs, i.e. the
motor defects, derive mainly from this lesion.
The underlying cause of idiopathic Parkinson’s
disease is unknown, so preventative measures
cannot be taken. Neither auto-immunity nor
infection is implicated. Many people developed
Parkinson’s disease as part of the encephalitis
lethargica syndrome following an influenza epidemic in the 1920s, but although these are
now dying out the prevalence of Parkinson’s
disease is unchanged.
There seem to be no strong genetic links, but
there are suggestions of inherited susceptibility,
and some studies have implicated single genes
in a few patients, especially those with early-
onset disease, which has been associated with
mutations of the parkin gene. Within the broad
classification of idiopathic Parkinson’s disease
there are possibly several subtly different
subtypes.
Pathogenesis
The process by which nigrostriatal cells are
destroyed is still not clear. A histological charac-
teristic of affected cells is a build-up of ‘Lewy
bodies’ (dark-staining hyaline cell inclusions).
However, the specificity and direct pathological
significance of such inclusions is unknown,
because they also occur in some of the dementias.
Theories on the pathology include accelerated
ageing with increased apoptosis (programmed
cell death; see Chapter 10), excessive build-up of
highly destructive oxidative free radical interme-
diates, which are normally neutralized, and
impaired energy handling.
A chance finding among drug misusers opened
a fruitful line of research. A contaminant in
illicitly synthesized pethidine (meperidine)
produced symptomatic and histological features
very similar to idiopathic Parkinson’s disease.
This contaminant, MPTP (methyl phenyl
tetrahydropyridine), is oxidized by monoamine-
oxidase-B to MPP . This toxic free radical seri-
ously damages mitochondrial energy pathways.
This discovery provided a primate model
for studying the pathology and treatment of
Parkinson’s disease. However, its relevance to the
naturally-occurring disease in humans it still
uncertain. MPTP is not common in the environ-
ment, although many herbicides and pesticides
are pyridine-based and might be metabolized in
a similar way. One possibility is a genetic defect
in the ability to detoxify oxidative intermedi-
ates, leading to mitochondrial damage. It is
unclear why only nigrostriatal cells should be
affected by any of these effects.
system
Epidemiology
The overall prevalence of Parkinson’s disease is
1-2 per 1000. Although it can affect people as
young as 40, it is predominatly a disease of the
elderly. The prevalence increases sharply with
age and is about 3% among people aged over 65.
Men and women are affected equally and there
seems to be little racial or social variation. This is
not what we would expect if the cause were
wholly environmental or toxic. The prevalence
in Europe and North America is twice that of
China and Japan, which implies genetic factors,
but confirmation could only come from a
large-scale follow-up of migrating sufferers.
Thus the current thinking is that people may
have a genetically conferred susceptibility, but
whether or not they develop the disease depends
on probably several environmental factors,
which they may or may not meet during their
life. In this, Parkinson’s disease resembles many
cancers.
Course
Parkinson’s disease has an insidious onset, with
slowly progressive non-specific signs such as
vague muscle pain, stiffness, mild depression
and general slowing down. A late onset may
protect some patients from the worst ravages of
advanced disease. Over 80% of nigrostriatal
dopamine must be lost before symptoms become
apparent, possibly because neurological and
behavioural compensation mask symptoms
before this stage. This prodromal phase may last
for up to 5 years. Parkinson’s disease can be
considered to proceed through five phases:
1. Prodromal phase - asymptomatic.
2. Early symptomatic phase - little disability;
drugs may not be needed.
3. Main treatable phase (5-7 years) - levodopa
effective.
4. Late phase - declining levodopa effectiveness.
5. Terminal phase - disease extremely difficult to
control.
The early symptoms can easily be mistaken for
simple ageing, although when the frank clinical
features emerge the condition is unmistakable.
Intellect is initially unimpaired, which may stroke, hypothyroidism, dementia, etc. (Table
exacerbate the patient’s distress. However, drug-
resistant dyskinesias, cognitive degeneration,
dementia and various psychiatric and other
non-motor features can all occur as the disease
progresses. These may be due partly to the
involvement of structures other than the nigro-
striatum, within or outside the BG, becoming
affected by the same or related degenerative
processes. It is known that brainstem areas such
as the olfactory and autonomic centres and later
the limbic areas can become involved.
The rate of progression of Parkinson’s disease
is very variable and it is difficult to determine
whether treatment slows the condition in any
one individual. However, progression is relent-
less, with no sustained periods of remission.
Untreated, the median survival is about 10 years
from the onset of symptoms, and patients have
three times the mortality of a matched normal
population. Modern management with levodopa
has improved the prognosis, partly by reducing
the mortality and morbidity from the secondary
complications of immobility. Optimal drug
therapy has at least doubled the average
survival time, and life expectancy now
approaches normality. Death is usually from
pneumonia, resulting from immobility or from
aspiration due to impaired swallowing and
respiratory musculature.
Clinical features
The classic signs of parkinsonism are tremor,
rigidity, slowness and abnormal posture. Most
may be traced to disorders of muscle tone
(dystonias) or muscle movement (dyskinesias),
which are usually asymmetrical. There are also
signs of excess cholinergic parasympathetic
activity. The clinical features are classified and
described in Table 6.25.
The clinical presentation is relatively uniform
and diagnosis may be straightforward, but differ-
ential diagnosis between Parkinson’s disease and
other neurodegenerative diseases (Table 6.24)
can be problematic. It is also necessary to
consider possible primary causes, e.g. antipsy-
chotic drug therapy, and to distinguish other
conditions presenting similar features, e.g.
6.24). Parkinson’s disease should be excluded
when investigating falls, ankle oedema (possibly
the result of immobility) and reduced mobility
attributed to ‘ageing’. In doubtful cases imaging
techniques may be helpful, including MR
(magnetic resonance) and CT (computerised
tomography) scanning and nuclear medicine
techniques such as PET (positron emission
tomography).
Clinical diagnosis is based on the following gross features:
• Flexed posture and shuffling gait.
• Expressionless face and reduced blinking.
• Distal tremor that is abolished by purposive
movement.
Non-motor symptoms. A variety of non-
motor problems can complicate Parkinson’s
disease at all stages in the disease (Table 6.25).
These include psychological and psychiatric
disease, autonomic dysfunction, sleep disorders
and falls. They may be overlooked or mistaken
for other diseases in the early stages. In the later
stages they are more significant because they are
generally unresponsive to dopaminergic therapy
and can seriously impair quality of life and
reduce life expectancy. Possibly they have
become more prominent as the prognosis has
improved following the introduction of levodopa
therapy.
Their pathogenesis is still unclear. Some may
be iatrogenic, originating from dopaminergic or
antimuscarinic therapy; others may result from
involvement of other brain centres (see above).
Management
Aims
Ideally, the aims in the management of Parkinson’s disease would be to:
• reduce symptoms;
• provide general support;
• prevent further degeneration;
• induce reversal or regeneration.
At present, most success has been obtained
with the relief from troublesome symptoms and maintenance of the patient’s independence and general health. Attempts at prevention and reversal are hampered by the lack of a clear under-
standing of the aetiology and pathogenesis, and so are still largely experimental.
Support
Exercise, physiotherapy, speech therapy and
occupational therapy are essential to help the
patient to cope with their progressive disability
and maintain their independence as long as possible. It is important to maintain muscle and and levodopa therapy, particularly in the elderly.
tendon strength in the face of reduced mobility. Psychiatric help and medication may be needed for depression, which is common.
Symptomatic treatment: drug therapy
The primary objective of drug therapy is to enhance dopaminergic activity within the damaged areas of the BG, and this is achieved in various ways (Table 6.26). Parkinson’s disease has provided an exceptionally fertile field for
rational drug design and formulation to specific clinical requirements.
Residual dopaminergic activity can be mildly
enhanced by inhibiting neuronal dopamine re-
uptake (amantadine) and the excessive cholin-
ergic tone that dopamine deficiency causes can
be countered with antimuscarinics. Neither are
first-line drugs but are sometimes used as adju-
vants. However, antimuscarinics exacerbate the
psychiatric complications of Parkinson’s disease
They are helpful in tremor, but are of little use
for bradykinesia and have only limited effective-
ness. Thus some form of dopamine augmentation
or replacement invariably becomes necessary.
Levodopa is currently the standard treatment. It
is discussed in detail below. As levodopa inevitably
becomes less effective over time, its availability
can be enhanced by reducing its metabolism
using a catechol-O-methyl transferase (COMT)
inhibitor. Alternatively, dopamine’s half-life in
the brain can be increased with a monoamine
oxidase B (MAO-B) inhibitor or a COMT inhibitor
(Figure 6.15 and Table 6.26). Where levodopa is
ineffective or cannot be tolerated at all (primary
failure), or has become ineffective or intolerable
(secondary failure), direct-acting dopaminergic
agonists, e.g. ropinirole, can be substituted or
added. These do not require central activation by
dopa-decarboxylase and have a longer duration
of action than levodopa. However, they have
worse peripheral dopaminergic adverse effects, and although centrally they cause less dyskinesia, they cause more psychotic reactions.
Although drugs are the mainstay of treatment, they do not relieve all symptoms in all patients, nor do they work indefinitely. In particular, the efficacy of levodopa tends to decline as the disease progresses.
Retard or prevent progression
With the discovery of the possible role of free
radical damage in the pathogenesis of Parkinson’s
disease there was hope that neuroprotection with
antioxidants (e.g. vitamin E, co-enzyme Q10) or
inhibitors of dopamine metabolism (i.e. MAO-B
inhibitors, such as selegiline in the DATATOP
trial) might prevent or retard the disease. Unfor-
tunately, these hopes have proved unfounded.
Early observations on selegiline probably mis-
attributed simple symptom control to disease
retardation. On the other hand, the suggestion that selegiline might actually increase mortality has also been refuted. A more recent theory that selegiline might after all retard progression, by inhibiting apoptosis, remains unconfirmed. The final judgement on selegiline is still awaited, but MAO-B inhibitors currently retain a role in early disease and as adjuvants later.
Although the progression of the disease seems inexorable at present, modern therapy has undoubtedly improved both quality of life and survival if started promptly.
Reversal or regeneration
Rarely, highly selective surgery or deep brain
stimulation to the subthalamic nucleus or globus pallidus for treatment-resistant symptoms has the CNS. The free dopamine produced causes
been used with some benefit. This is designed to
reduce or reverse the abnormal BG output. Trials
of implantation of dopamine-secreting tissue
into the brain have so far proved disappointing.
Initially the patient’s own adrenal tissue was
used; more recently the transplantation of nigral
tissue from aborted fetuses has been investigated.
Levodopa therapy
Rationale and development
Clearly, the ideal treatment for Parkinson’s
disease would be to replace the depleted
dopamine in the BG. However, there is an impor-
tant drug delivery problem because dopamine,
being polar, is poorly absorbed orally and does
not readily cross the blood-brain barrier. Further,
dopamine has potent peripheral adverse effects.
Thus direct delivery of dopamine to the CNS
is impractical and its natural amino acid
precursor levodopa (L-dopa, L-dihydroxy pheny-
lalanine) is used.
Levodopa is extremely effective for all symp-
toms of Parkinson’s disease, and especially for
bradykinesia; it is up to five times more effective
than antimuscarinics. Unfortunately levodopa is
poorly tolerated, especially if given orally, when
it produces severe gastrointestinal side-effects.
About 90% of Parkinson’s disease patients have a good to excellent initial response to levodopa and failure to respond should prompt a re-evaluation of the diagnosis. However, some patients cannot tolerate levodopa at all, while others may have involvement of other neurotransmitter systems.
Pharmacokinetics
Levodopa is well absorbed from the GIT and,
because it is the brain’s natural source of neuronal
dopamine, a proportion of the orally administered
dose is transported into the brain from the plasma
across the blood-brain barrier by an active uptake
pump (Figure 6.15). However, owing to peripheral
decarboxylation, mainly by dopa-decarboxylase
(DD) in the gut wall during absorption, only about
1-3% of the administered dose actually reaches
undesirable peripheral dopaminergic effects on the muscle of the gut, heart and blood vessels.
Once in the brain, levodopa is decarboxylated intraneuronally to dopamine. Decarboxylation is probably not confined to neurones of the nigrostriatum but also occurs in dopaminergic neurones elsewhere.
Levodopa augmentation
Dopa-decarboxlyase inhibitors
The problems of poor central levodopa delivery
and excessive peripheral dopaminergic adverse
effects are neatly ameliorated by using a periph-
erally acting inhibitor of dopa-decarboxylase
(DDI), e.g. carbidopa or benserazide. These have
been designed to be insufficiently lipophilic to
cross the blood-brain barrier and so cannot
interfere with the central activation of levodopa
to dopamine. When a DDI is combined with
levodopa (as co-careldopa or co-beneldopa) the
proportion of the levodopa delivered to the CNS
rises to 10%, the levodopa dose may be cut by
75% and peripheral side-effects are substantially
reduced. The main problem is a predictable
increase in dopaminergic adverse effects in the
CNS. The DDIs themselves have few side-effects.
COMT inhibitors
Another route for the peripheral metabolism of
levodopa is methylation by COMT (Figure 6.15).
While this does not produce a metabolite with
the adverse effects of dopamine, it does reduce
the central availability of levodopa. Moreover,
brain COMT is partly responsible for the clear-
ance of dopamine. Thus further increases in
levodopa bioavailability can be obtained by using
blockers of peripheral COMT, e.g. entacapone,
tolcapone. In addition, because tolcapone crosses
the blood-brain barrier it also enhances
dopamine activity in the CNS by reducing its
intraneuronal catabolism. However, the use of
tolcapone is limited by liver toxicity so it must be
carefully monitored under specialist supervision.
MAO-B inhibitors
The intraneuronal catabolism of dopamine can
be further reduced by inhibiting central
MAO-B. MAO-B inhibitors provide a moderate
improvement in cases where levodopa effective-
ness is waning (Figure 6.15). Because they do
not block MAO-A, the form of the enzyme
affected by conventional antidepressant MAOIs
such as phenelzine, they are not subject to the
usual MAOI restrictions and dietary precautions.
Unfortunately, even these augmented combi-
nations do not work indefinitely, so problems
remain. First, all drug treatment is only really
effective against dyskinetic symptoms. Other
motor symptoms remain and indeed tend to
deteriorate, especially dystonias causing gait and
postural problems (Table 6.25), which are pos-
sibly mediated by defects in non-dopaminergic
neuronal systems. These may be the patient’s
most disabling complaints despite otherwise
good control. Secondly, cholinergic features may
still be troublesome. Finally, there is an inex-
orable, imperfectly understood decline in the
effectiveness of levodopa after a number of years
of satisfactory control.
Dopamine agonists
The final option where levodopa is ineffective or
intolerable is to use a dopamine agonist, either
as an adjuvant or a substitute. There are several
advantages to using a direct-acting dopamine
receptor agonist. They do not require activation
by DD, which is useful because concentrations of
this enzyme may be reduced in late disease. Also,
there may be some receptor subtype selectivity,
e.g. pergolide (D1 and D2 receptors), ropinirole (D2
only), although the clinical significance of this is
unclear. The main disadvantage is an increase in
peripheral dopaminergic side-effects because,
unlike levodopa, they are active peripherally as
soon as assimilated.
There are two main subgroups (Table 6.26).
The original ones were ergot derivatives, e.g.
bromocriptine, pergolide, cabergoline and lisuride,
and these were widely used in Parkinson’s
disease. Later drugs are not derived from ergot,
e.g. ropinirole, pramipexole, rotigotine. Unrelated to
either group is apomorphine. The effects and
adverse reactions of all are broadly similar to
levodopa, with one important exception. All
ergot derivatives (not just those used in
Parkinson’s disease) can cause potentially serious
fibrotic reactions in the lungs, heart and peri-
toneum, and so drugs in this subgroup are now
system
rarely used. If they are needed, patients must
first be screened for CXR, renal function and
ESR.
Dopamine agonists may be used as initial therapy, to delay the introduction of levodopa, or in primary or secondary levodopa failure.
Administration
Levodopa is routinely given with a decarboxylase
inhibitor. Low doses are used to establish toler-
ance and then gradually increased every 2-3 days
until symptoms are controlled, the limit of toler-
ance is reached, or a compromise between these is
achieved. The precise regimen, including the best
ratio of levodopa to inhibitor, must be carefully
individualized to balance tolerance, benefit and
toxicity, and must remain continually under
review. A variety of different combinations of
strengths and relative proportions are avail-
able. Considerable ingenuity needs to be exer-
cised in tailoring levodopa drug regimens to
extract maximum benefit as efficacy declines.
Divided doses are necessary to minimize
gastric intolerance, caused in part by dopamine
generated in the gut wall, and to prevent swings
in plasma levels, which would be reflected in
uneven clinical action. Levodopa is always taken
with food; however, high-protein meals can
reduce CNS penetration owing to competition
for amino acid transport mechanisms at the
blood-brain barrier.
Side-effects
The side-effects of levodopa, both peripherally and centrally, are caused exclusively by the dopamine produced after decarboxylation, which acts on dopaminergic and adrenergic receptors (Table 6.27). Elderly patients are more prone to all side-effects.
Gastrointestinal tract
Locally formed dopamine reduces gastro-
intestinal motility, slowing the absorption of
further levodopa. Severe dyspepsia is minimized
by taking small frequent doses with food. Nausea
and vomiting are less common with the lower
levodopa doses that decarboxylase inhibitors
allow. However, if such doses remain troublesome a peripherally acting dopamine blocking anti-
nauseant such as domperidone may be used. Meto-
clopramide and phenothiazines are unsuitable because they cross the blood-brain barrier and so would antagonize the intended central thera-
peutic action of dopamine, as well as causing
their own extrapyramidal effects.
Cardiovascular system
Dopamine is active at both beta1-adrenergic and
dopaminergic receptors (it is used therapeutically
as an inotrope and vasodilator; see Chapter 4).
Most parkinsonian patients are in an age group
that is prone to heart disease, and so care is
needed in this respect. Graduated compression
hosiery is helpful to minimize postural hypoten-
sion, but serious arrhythmias such as tachycardia
and premature ventricular beats may require
an anti-arrhythmic drug, or the cessation of
dopamine treatment. Fortunately, the cardiovas-
cular effects seem to remit on continued therapy.
CNS
Dopamine is a transmitter in other areas of the
BG besides the nigrostriatal pathway, and also in
centres outside the BG, and actions in these areas
may be intensified by decarboxylase inhibitors.
Dopamine may, ironically, produce other move-
ment disorders, chiefly writhing (choreoa-
thetosis) or restless legs. These tend to occur in
the later stages of treatment and are difficult to
distinguish from late manifestations of the
disease or declining disease control. The precise picture of these complex interactions is far from clear, and strategies for countering them, discussed below, are largely empirical.
Similarly, a variety of psychiatric effects can
result from an excess of dopamine in, presumably,
mesolimbic and mesocortical centres. (Recall
that one theory of the pathogenesis of schizo-
phrenia attributes it to excess dopamine here; p.
409.) Psychotic features such as hallucinations
and paranoia may occur, as may delirium,
depression or mania. These may be exacerbated
by the use of antimuscarinic drugs, e.g. anti-
parkinson agents and antidepressants. They may
be confused with symptoms of advanced disease
itself (e.g. dementia), or represent the unmasking
of latent psychiatric illness, which is a relative
contra-indication to levodopa use.
For psychosis, traditional antipsychotic dopamine blockers such as the phenothiazines clearly cannot be used. The atypical antipsy-
chotics are preferred, especially quetiapine or clozapine, partly on the basis that the psychiatric symptoms may involve serotoninergic receptors, and partly because these drugs themselves cause few extrapyramidal problems. The 5-HT3 blocker ondansetron has also been tried.
Care is needed when treating depression. Conventional tricyclic antidepressants with antimuscarinic effects must be avoided. There is a theoretical possibility of SSRIs worsening the parkinsonism (see above), and they also
interact with selegiline causing hypertension.
Conventional non-selective MAOIs interact
with levodopa, causing hypertensive crisis, and
with selegiline, causing hypotension. A sensible
choice would appear to be an antidepressant
with little antimuscarinic activity, such as
lofepramine. However, in practice SSRIs are
quite frequently used.
Endocrine
There is a theoretical possibility of levodopa
mimicking dopamine’s inhibition of hypothal-
amic-releasing hormones. However, the poten-
tial results (e.g. hypoprolactinaemia) are not
seen and are likely to be less significant in the
parkinsonian age group. (This effect is exploited
therapeutically in the use of bromocriptine for
hyperprolactinaemia.)
Long-term and late complications
Fortunately, no serious long-term haematolog-
ical, renal or hepatic toxicity has yet been
observed. However, the long-term dyskinetic and
psychiatric side-effects of levodopa are so varied
and so difficult to distinguish from late complica-
tions of the underlying disease that Parkinson’s
disease management has become almost a
subspecialty in itself, with its own confusing
taxonomy of complications. Fluctuating thera-
peutic responses, dyskinesias and psychiatric
symptoms frequently become seriously disabling,
with about half of patients experiencing prob-
lems after 5 years on levodopa and three-quarters
after 15 years.
Numerous ingenious pharmacological, bio-
pharmaceutical and formulation strategies have
been devised to optimize delivery of dopamine
to its intended site of action and to minimize
adverse systemic effects. This represents a
tremendous clinical pharmacological challenge.
Early experience with levodopa had suggested
that there was a limited window for effective
levodopa treatment in the course of the illness
(phase 3, p. 428), after which these problems
would arise. Thus, it was felt that levodopa
therapy should be delayed as long as possible,
conserving it for the later, more severe phases.
However, many of the effects ascribed to long-
term levodopa therapy are now considered
system
likely to be related to disease progression, and treatment is now introduced earlier.
Difficulties in interpreting inconsistent levodopa activity arise because of:
• Lack of correlation between plasma and brain
levels, because CNS uptake of levodopa
depends on an active pump, the activity of
which may change.
• Lack of correlation between CNS levodopa
levels and synaptic dopamine levels, because
of reliance on neuronal uptake and neuronal DD action.
• Declining ability of a reducing BG neuron
population to decarboxylate levodopa and
store dopamine, either within or outside the striatum.
• Changes in post-synaptic receptor sensitivity.
• Involvement of dopaminergic systems outside
the nigrostriatal system.
• Involvement of non-dopaminergic systems.
• Normally dopamine activity in the BG varies
smoothly, whereas in treatment it is pulsatile.
Management of levodopa complications
The motor problems of Parkinson’s disease and
levodopa therapy are classified in Table 6.28. It is
unhelpful to attempt to specify a particular solu-
tion for each one, especially because many treat-
ments are still experimental. Moreover, when a
particular problem is not responding, other
methods are tried empirically. In general, three
basic approaches are employed, depending on
whether problems are related to reduced levodopa
activity, excessive levodopa activity, or mixed
intractable fluctuations.
For reduced effectiveness (e.g. ‘end of dose’
and other ‘off’ phenomena), the aim is to
increase delivery of levodopa, modify its time
course or smooth out variations in its plasma
level. Increased frequency of lower doses
(without allowing plasma levels to fall below the
threshold of activity), liquid formulations or
enteral systems may help. The Duodopa intra-
jejunal system provides continuous co-careldopa
dosing, avoiding the stomach, and the dosage
rate from the portable external pump can be
varied. Rotigotine is available as a transdermal
patch. Continuous SC infusion of dopamine
analogues such as apomorphine is cumbersome
but effective. The rectal and intranasal routes
are also being considered. Modified-release oral
preparations are often used, but these have
reduced bioavailability and so require dosage
adjustment.
Dopaminergic analogues generally have a
longer half-life and may be added to levodopa. If
a regimen can be developed with the right
balance between levodopa precursor and direct-
acting agonist, it may enable an acceptable
compromise between prolonged activity and
increased peripheral dopaminergic problems.
The addition of an MAO-B or a COMT inhibitor
increases levodopa bioavailability. Delayed
levodopa onset may be countered by avoiding
simultaneous high-protein meals or by enteral
administration.
Increased toxicity (i.e. ‘on’ phenomena with
troublesome dyskinesias) usually necessitates a
reduction in dose, although spacing out doses or
using modified-release preparations may help.
Reducing the dose is likely to be at the expense
of increased disease symptoms and decreased
mobility. Again, an acceptable balance must be
agreed with the patient. Gastric toxicity can also
be circumvented by the non-oral formulations.
A wide range of drugs have been tried for
intractable motor problems, including atypical
antipsychotics, adrenergic beta-blockers and
SSRIs, but evidence is lacking. Painful dystonias
may benefit from the antispastic agent baclofen.
‘Drug holidays’, once recommended, are now thought unhelpful. Because no treatment defi-
nitely retards progression of the condition, it is to be expected that even a successfully managed patient will eventually go through increasing
periods of instability.
Combination products (e.g. levodopa DDI COMT inhibitor) may be helpful for patients
taking multiple drug therapy at this stage.
Drug selection
Drug treatment is started when the degree of
functional disability caused by the disease
outweighs likely adverse effects. The NICE guide-
lines do not indicate a specific sequence but
suggest a range of drugs from which selection
must be made on the grounds of patient accep-
tance and tolerability, contra-indications, and
concurrent morbidity or drug therapy (Figure
6.16).
The trend has been to start reliable evidence-
based drugs as soon as patients find their lives appreciably affected. The principal controversy concerns the stage at which levodopa therapy should be introduced. The arguments in favour of early initial therapy with levodopa are:
• It is the most effective drug.
• It is now widely agreed that levodopa does not
have a strictly limited window of activity - it
continues to benefit most patients to some
degree.
• It is no longer believed that levodopa has long-
term neurodegenerative effects that could
accelerate disease progression.
• The elderly are very sensitive to the
adverse effects of the possible alternatives
(antimuscarinics and dopamine agonists).
• Evidence does not support the role of
selegiline in disease retardation.
On the other hand, the inevitable long-term
adverse effects of levodopa, which usually start after 5-10 years of therapy, do mean that these are experienced earlier with earlier initiation of therapy, as would be the case with younger
patients. The evidence is not conclusive yet on the optimal policy in all cases.
The first choice in the early stages is between
levodopa, in as low a dose as relieves symptoms, a
dopamine agonist or an MAO-B inhibitor. Less
potent and less effective drugs with a poorer
evidence base could be added or substituted if
control is not achieved. Amantadine may help,
antimuscarinics can be used in young patients
with severe tremor, and beta-blockers may help
where there is postural tremor. Older patients
should usually be started on levodopa as initial
therapy and should avoid antimuscarinics.
Whatever treatment patients start with, all will
eventually need to take levodopa in gradually
increasing dosage and frequency (assuming they
can tolerate it). However, at some stage, when
long-term complications supervene or resistance
develops (i.e. secondary levodopa failure), other
strategies will be required. These fall into two
groups. First, modify the dose form and route
of administration, as described above. Second,
use one or more of the other groups of drugs,
with dopamine agonists being the first choice
adjuvants (Figure 6.16).
For a few patients it seems that, eventually, no drug combination will be satisfactory and surgical options may have to be considered.
The word ‘epilepsy’ is derived from the Greek,
meaning ‘to take hold of, seize’. For centuries,
there has been the ancient fear that the sufferer
of epilepsy has been possessed, literally taken
hold of, by some malign external force. The
following quotation describes many of the
features of a major seizure in graphic terms.
He begun to groan then like some terbel thing
wer taking him and got inside him. He startit to
fall and I easit him down I knowit he wer having
a fit I seen that kynd of thing befor. I stuck the
clof . . . be twean his teef so he wunt bite his
tung. I wer on my knees in the mud and holding
him wylst he twissit and groant . . . I cud feal
how strong he wer tho he wernt putting out no
strenth agenst me he wer sturgling with what
ever wer inside him. I wunnert what wud
happen it got pas him and out. It dint tho. It
roalt him roun and shook him up it bent him
like a bow but finely it pult back to where ever it
come out of. When it gone he wunt do nothing
only sleap nor I coulnt get him to walk 1 step.
Russell Hoban, Ridley Walker
(Reproduced with kind permission
of the publishers)
For this reason people with epilepsy have
always encountered as much prejudice as those
suffering from psychiatric disorders. The lack of
self-control evident during a seizure was feared,
and the sufferer was therefore spurned. Yet only
rarely does epilepsy directly cause psychiatric
symptoms: it is predominantly a neurological
condition involving disorders of movement or
consciousness; moreover, patients are asympto-
matic for most of the time. There may, however,
be secondary psychiatric morbidity in many
long-term sufferers.
Epilepsy is a chronic, paroxysmal, non-
progressive disorder of intermittent disorga-
nized electrical activity in the brain, which
causes the seizure. Seizures are characterized
most commonly by impairment of motor activ-
ity (convulsions), consciousness, perception or
behaviour.
The term ‘fit’ is now avoided, as is ‘epileptic’ in reference to a patient, for whom the term ‘person with epilepsy’ (PWE) is gaining currency.
Epilepsy 439
Aetiology and classification
An isolated seizure can be precipitated in anyone
if their brain is suitably provoked. Transient
reversible triggers include drugs (e.g. tricyclic
antidepressants), cerebral infection or inflamma-
tion, intracranial hypertension, head injury,
stroboscopic lights and metabolic disturbances
such as glycaemic, osmotic or pH imbalance.
Fever can trigger seizures, especially in children.
However, an isolated attack is not considered
epilepsy, which is better defined as a reduced
seizure threshold with a continuing tendency to
experience seizures. Because it may have a
variety of causes and triggers, epilepsy is
regarded as a syndrome rather than a discrete
disease.
The problem may be symptomatic of a
structural abnormality in the brain. In about
one-third of epilepsy patients, a congenital or
neurodevelopmental abnormality is found in a
specific part of the brain, especially the
hippocampus. Other identifiable causes include
ischaemia (arteriosclerosis, stroke or perinatal
hypoxia), head trauma (post-infective, perinatal,
post-operative or other injury), tumour (5%
overall; up to 40% of adult-onset partial
epilepsy) or alcoholic brain disease. Other cases
are referred to as either idiopathic (unknown
cause) or cryptogenic (hidden cause).
Interestingly, even in cases where there is a
clear cause (such as head injury), a family history
may be found. This suggests that it is a tendency
to lowered seizure thresholds that is inherited.
There are strong genetic links in the generalized
epilepsies, but no consistent environmental
factors have been identified. The likelihood
is that for many forms of epilepsy there may
be a genetic predisposition that requires
environmental triggers to cause active disease.
The classification of epilepsy has recently
become more complex, following the system
proposed by the International League Against
Epilepsy (ILAE). Traditionally a patient’s disease
was classified simply to reflect the predominant
seizure type. However, following improved
investigation and diagnostic techniques,
evidence has shown that outcomes are better if
management takes more account of aetiology
and other clinical features, and this is reflected
in the new classification. Thus it is necessary first
to review how individual seizures are classified,
then see how this can be adapted to a more
refined classification of epilepsy syndromes.
Seizure type
Partial or generalized
Many seizures clearly originate in one particular
area of one side of the brain, the epileptogenic
focus. The symptoms a patient displays in a
partial seizure (focal or location-related, Table
6.29) are usually readily identified as over-
activity in this area, e.g. a particular sensory
experience or an abnormal muscular action,
implicating an area in the sensory or motor
cortex respectively. Usually, a specific anatomical
lesion will be found in the area predicted from
the symptom. In other words most partial
seizures are secondary, and even when no lesion
can be traced, one is assumed to exist. There is
little evidence of genetic links, and a family
history is unusual.
A primarily generalized seizure involves the
whole of the brain, on both sides, from the
outset, with symptoms involving impaired
consciousness, major muscle groups, or both.
This category includes the most familiar forms, tonic-clonic (‘grand mal’) and absence (‘petit mal’) seizures.
Although some partial seizures may be
restricted to their area of origin, in other cases
they spread rapidly to many other areas on both
sides of the brain. This is known as secondary
generalization. In such cases patients may expe-
rience, before the spread, a specific sensory or
other warning symptom, the aura. The aura is
characteristic of the epileptogenic focus, and in
the restricted partial form would represent the
entire seizure. In some cases the partial onset is
masked or unrecognized because of very rapid
generalization, but an attempt should be made to
identify them because it affects prognosis and
treatment.
Simple or complex
This distinction among the partial epilepsies is based on whether or not consciousness is
impaired during the seizure. Generalized seizures are almost invariably complex. The relation-
ship between these different forms of seizure is illustrated schematically in Figure 6.17.
Epilepsy syndrome
The most recent classification by the ILAE at first
sight seems unduly complex. The rationale is to
group epilepsies taking into account their clin-
ical features, age of onset and presumed primary
causes (Table 6.30). It is then possible, on the
basis of empirical trial evidence, to treat different
patients in a far more targeted, if still empirical,
manner than when basing selection simply on
seizure type alone.
Nevertheless it still starts with the primary
distinction between general and partial seizures as its chief characteristic. Next it classifies the syndrome as idiopathic, symptomatic or crypto-
genic. Subsequently the syndrome is described by its various clinical factors.
Pathology
The ultimate defect in epilepsy may be a reduced
threshold for neuronal membrane depolariza-
tion, for example, a reduced resting potential.
Little is known of how the neuronal instability
occurs or why it should be set off by particular
triggers. One possibility could be that there is an
increased tendency to allow random discharges,
which are normally suppressed, to spread. A
neurotransmitter imbalance may be involved,
such as a reduced level of an inhibitory trans-
mitter, e.g. GABA or glutamate. Such inhibitors
act physiologically by promoting chloride
uptake into the neuron using the chloride
ionophore membrane pump, which increases
membrane potential and so stabilizes it. Recent
research has focused on defective ion channels
and a number of monogenic defects in these
channels have been identified. However, this
accounts for only a very small proportion of
patients.
An amine imbalance theory is consistent with
the apparent action of antiepileptic drugs
(AEDs), many of which facilitate the stabilizing
action of inhibitory amines. However, although
several specific mechanisms have been identified
for the various AEDs, it is not certain that this is
how they exert their antiepileptic effect.
Epidemiology and course
About 1% of the population in the West and Asia
have epilepsy, which is half the rate in Africa.
There are about 250 000 patients taking AEDs
in the UK. Onset is usually below the age of
30 years, with another peak in the elderly owing to cerebrovascular disease.
In general, epilepsy does not deteriorate, i.e. it
is not progressive, and children especially may
grow out of it. Even adult epilepsy can remit
spontaneously but this can be extremely difficult
to predict, and quite long seizure-free periods
may, if medication is stopped, be followed by a
seizure. The chances of remission are best for
generalized tonic-clonic and absence seizures
and poorest where these is a structural but
inoperable lesion. Overall, the median period
from diagnosis to being drug- and seizure-free
system
for at least 5 years is 20 years. However, 30% of patients continue to have seizures despite optimal therapy.
Partial and secondarily generalized epilepsies account for up to two-thirds of cases, tonic-clonic about one-third, and absence seizures, which only occur in children, about 5%. The disease usually causes no intellectual impairment,
although long-term AED therapy may do so. However, repeated uncontrolled convulsions can produce brain damage owing to cerebral hypoxia, and in some cases the seizure disorder is in fact the consequence of brain damage.
Clinical features
The features of different seizures are summarized in Table 6.31. Seizures are usually very short-
lived, and although usually unpredictable are
sometimes triggered in a characteristic way, e.g. by flashing lights, altered mood, stress or relax-
ation. In all but simple partial seizures the patient is unaware of the seizure and may be
unable to recall it afterwards.
If a patient presents with a fall, blackout or
syncope (faint), or a transient absence, jerking,
odd behavioural phenomenon or psychiatric
symptom, this must be thoroughly investigated for a non-epileptic primary cause before epilepsy is diagnosed (see below).
Partial seizures
The effects of these highly localized seizures are
mostly self-explanatory once the focus is known:
or, more precisely, the features point to the
focus. Temporal lobe epilepsy is the most
common form, representing about half of all
cases. This condition can be manifested in a very
wide variety of neurological, and occasionally
psychiatric, symptoms, including aphasia (the
inability to find words), mood disorder, halluci-
nations and fainting. This can make differential
diagnosis very difficult. There are many different
types of partial seizures (see Table 6.31 and the
References and further reading section), each of
which usually lasts for a matter of minutes.
Tonic-clonic seizures
The classic seizure, as described in the quotation on p. 439, is the type most widely associated with epilepsy, and goes through up to five phases. In the prodromal phase, which is not experienced by all patients, the advent of a seizure is sensed subjectively, e.g. by a mood change.
Some patients then experience a more specific
symptom, the aura immediately before the
attack; this may be a sensory phenomenon, e.g a
smell, a tingling feeling or an epigastric sensa-
tion. Auras are always the same for a given
patient and suggest a primary partial seizure that
subsequently becomes generalized. (There is an
interesting parallel with classical migraine,
which also is preceded by such auras; see
Chapter 7.)
The actual convulsion then follows. In the
tonic (contractile) phase there is a generalized
contraction of many muscle groups, both
somatic and visceral. Consequently, the patient
loses balance and falls. The respiratory muscle
spasm causes an initial brief involuntary cry, like
being winded by a blow to the abdomen,
followed by cyanosis.
After 30 s or so the tonic-clonic phase starts.
This series of alternating contractions and relax-
ations causes the jerking that is so alarming for
the onlooker, although by this time the patient
Epilepsy 443
is usually unconscious. There may be frothing at
the mouth, incontinence and tongue biting, and
this is the most dangerous phase because of the
risk of self-harm. There may also be inconti-
nence of urine or faeces. The tonic-clonic phase
lasts a couple of minutes. The only first aid prac-
ticable is, if possible, to get the patient into the
semi-prone (recovery) position to prevent aspira-
tion (inhalation) of vomitus or profuse saliva.
The popular idea of putting a cloth in the
patient’s mouth is now strongly discouraged;
any potential damage would usually have been
done by the time this could be arranged, and
the patient might choke on it. There is also a
significant chance of damage to the helper’s
fingers.
In the post-ictal (after seizure) phase there is relaxation, with flaccid paralysis and continued stupor, gradually merging into sleep. After a few hours the patient wakes with a headache,
confused, and often bruised, but with no recol-
lection of the events. A similar state follows ECT as used to treat depression.
Absence seizures (‘Petit mal’)
In a typical absence seizure patients will seem
briefly to lose concentration. There may be an
obvious stare and fluttering of the eyelids. After a
few seconds they continue with what they were
doing, unaware of the hiatus. In more severe
forms there may be a loss of consciousness for up
to 30 s, when the patient may fall; there may be
muscular jerks (myoclonic seizure) but there will
be no tonic-clonic convulsion. There are no
prodromal signs and no post-ictal phenomena.
Such seizures usually occur in children and
can easily be mistaken for ‘daydreaming’ or learning difficulty, or else they may be over-
looked. Patients may have many attacks a day, sometimes hundreds, but the condition tends to remit as children grow up.
Status epilepticus
If a seizure does not terminate spontaneously,
becoming a series of successive short fits or one
long one, it is defined as status. This may
happen with any seizure type, but most
commonly with the tonic-clonic form, and it is
a medical emergency. Patients may cause them-
selves some physical injury, but the main problem is cerebral hypoxia owing to compro-
mised respiration.
Complications
In addition to the seizures, patients face con-
siderable psychosocial difficulties. There is the general ignorance already referred to, as well as the associated stigma, causing difficulties with education, work, leisure and social relationships. The disease itself also imposes restrictions on such activities as driving, swimming and bathing. There may be secondary risks in infant care with an epileptic mother.
Temporal lobe epilepsy may be associated with
psychiatric morbidity, including a schizophrenia-
like psychosis, and depression is common.
Unfortunately, most antidepressant and antipsy-
chotic drugs lower seizure threshold and thus
make treatment of these symptoms difficult.
Examples of drugs with the lowest proconvul-
sant effects are SSRIs and haloperidol. The possi-
bility of drug interactions then needs to be
monitored.
Morbidity and mortality
There is an approximate doubling of the stan-
dardized mortality ratio, mostly related to refrac-
tory cases or from poor management leading to
complications from seizures. There may be falls,
home accidents, etc., where the link to a seizure
is evident. In sudden unexpected death in
epilepsy (SUDEP), which affects about 0.5% of
refractory cases per year, there is no obvious
cause of death, which is unobserved, but is
assumed to be seizure-related. There is a fivefold
increased risk of suicide.
Investigation and diagnosis
The first aim when a patient presents with an
unaccountable fall, blackout, etc. is to ascertain
if there is any identifiable underlying cause, e.g.
medical or toxic (Figure 6.18). A description of
the seizure, from both the patient and especially
a witness, is important. In certain circumstances
a seizure may be induced artificially under
controlled conditions with EEG recording, or
system
there may be continuous ambulatory EEG recording. An ECG may also be needed to elimi-
nate a cardiac cause.
The EEG lacks specificity and sensitivity. Some
15% of otherwise normal people will give an
abnormal trace, while only 50% of patients with
epilepsy will show abnormalities on random
testing. An EEG is most useful in defining the
seizure type, because it is possible to distinguish
generalized from partial or secondarily general-
ized seizures. MRI has replaced radiography as
the procedure for the accurate identification of
cranial lesions, which it can identify in over half
of chronic cases, of which 75% are partial epilep-
sies, 25% generalized forms. Surgery can occa-
sionally rectify such problems, but usually it is
reserved for cases where the disease is refractory
to drug treatment, which is almost always tried
first.
Decision to treat
Formerly it was suspected that, following only a
single seizure, delaying treatment and allowing
further attacks would worsen prognosis. It now
seems clear that this is unlikely and further,
that reduced quality of life results from prema-
ture initiation of drug therapy. This is particu-
larly the case in children. In the UK at present
the general rule is that a single attack does not
automatically warrant the initiation of regular
medication.
A diagnosis of epilepsy has serious legal and
social implications (e.g. for driving, pregnancy,
education, employment and leisure activities),
and treatment involves the likelihood of
adverse drug effects. Epidemiological evidence is
ambiguous as to the probability of subsequent
fits following a single episode, especially in
childhood. Estimates of such probability range
from 25% to 75%.
The circumstances of the first seizure are
crucial to the decision. How likely is there to be
a recurrence? Factors to consider are the cause or
provoking event, if known, and whether this is
persistent, e.g. was it a manifestation of a tran-
siently reduced threshold or a unique event,
such as high fever. More than two-thirds of
children who have a febrile convulsion have no
further problems. Is there objective evidence (EEG, MRI, etc.) or neurological abnormality? Certain syndromes are more likely to recur (e.g. absences, juvenile myoclonic epilepsy).
Another factor is how serious would be the
consequences of a further attack. Obviously if a
patient drives a public service vehicle, for
example, the risk cannot be taken. Even if treat-
ment is delayed, avoiding driving for 1 year
following a single seizure is advisable. Similar
prudence might be exercised with a mother
nursing an infant, who may be dropped or
drowned if the mother has a seizure.
In all circumstances, decisions about starting
drug treatment must involve informed discus-
sion with the patient. Some patients who have
fits no more than once every few years may
prefer to risk these rather than to undergo
long-term drug therapy and its associated
problems.
Management
The aims of the management of epilepsy are:
• Investigate possible primary causes.
• Minimize social and psychological conse-
quences and complications.
• Decide if active prophylaxis is necessary.
• Use drug therapy to prevent seizures or to
keep seizures to minimum compatible with acceptable adverse reactions.
The over-riding consideration is to maximize the patient’s quality of life by careful balancing of risks and benefits.
General measures
Careful, sensitive and thorough counselling is
important, especially with children and their
parents. Patients must be prevented as far as
possible from being or feeling stigmatized. It
must be emphasized that between attacks
patients are perfectly normal, and that the
disease causes no impairment of intelligence and
no psychiatric disorder. It is helpful if not only
the family but also a teacher, school friend or
work colleague can be taught how to deal with a
seizure.
Patients are encouraged to lead as normal a life
as possible. There are certain legal constraints,
notably on driving. In the UK the current require-
ment for epilepsy patients to hold a driving
licence is that the patient must have had no fits at
all for a year, or no daytime fits for 3 years.
Patients who are well controlled and seizure-free
may have normal schooling, and even swim. The
number of constraints is much reduced if the
patient has recognizable prodromal signs or a
consistent aura.
Principles of pharmacotherapy
Drug therapy does not alter the basic lesion,
whatever it is, but can be very effective in
preventing seizures. The limiting factor is the
adverse effects, especially as treatment is likely to
be prolonged. Sometimes the doses needed for
complete seizure suppression may be intolerable
and it is preferable simply to aim for a reduced
seizure frequency. The risks from continued
seizures in the absence of treatment must be
weighed against the risks of adverse effects and
the potential benefits of reduced seizure
frequency with treatment.
A decision tree for managing drug therapy is given in Figure 6.19. The following general principles should be observed.
Monotherapy
Monotherapy is now the accepted ideal. There
are considerable benefits to avoiding polyphar-
macy in epilepsy in view of the many possible
drug interactions. If the first drug proves inade-
quate or is not tolerated after optimal dose titra-
tion, another should be substituted, rather than
adding another drug. Two first-line agents appro-
priate for the patient and their seizure type and
syndrome should be tried singly before a combi-
nation is tried. Over two-thirds of patients are
system
satisfactorily controlled on a single drug, and
those who are not are likely to prove the most difficult to control.
Formerly, insufficient care was taken to achieve
the optimal plasma level with the first drug
chosen, and instead of trying a second single
drug, a second or even third adjunctive drug was
commonly added quite early. Some older patients
may still be on polypharmacy (and should
remain so), but this approach probably produces
more problems than it solves and is now avoided.
Dual therapy
If two first-line agents used alone fail, a further
15% of patients may be controlled on a combi-
nation of two drugs. Selection of drugs to be
used in combination involves consideration of
minimal overlap in adverse effects, least chance
of interaction and complementary modes of
action. There are few evidence-based data on the
relative effectiveness of different combinations.
The remaining patients can be difficult to
control, but triple therapy should be avoided if
possible. Failure to achieve control with a variety
of drugs as monotherapy or dual therapy at
optimal plasma levels suggests the need for
further investigation and perhaps a revised diag-
nosis. In all such cases specialist referral is
mandatory.
Gradual initiation
Low drug doses are used initially and gradually
increased until control is achieved or unaccept-
able toxic effects occur, carefully adjusting doses
according to individual patient response. This
requires patience: a half-life of 36 h or more (e.g.
phenytoin) means that a new steady state will
not be reached until about 7-14 days after any
change in dose.
Compliance
The importance of compliance must be stressed
to the patient, and this must include a clear
explanation about the range and likelihood of
potential adverse effects. Seizure-free patients
can easily decide that they are cured and stop
taking medication: this is a common cause of
‘failure’ of therapy. This is especially true of
younger patients. Abrupt withdrawal of drugs
may precipitate a seizure.
Switching
Particular care is needed when switching AEDs. There must be a gradual process of tapering the dose of the original while titrating up the
replacement. Close monitoring is essential throughout to ensure continuity of control with minimal side-effects. Similar precautions apply when adding in an adjunctive agent.
Plasma level monitoring
It is not necessary to monitor patients’ blood
levels regularly. However, the non-toxic thera-
peutic ranges of most AEDs are known and
therapeutic drug monitoring may be helpful in a number of circumstances, to check for possible abnormalities in absorption, clearance, interaction and compliance:
• During initiation, if expected response is not
achieved.
• When previously stable control deteriorates. • In pregnancy.
• In suspected toxicity.
• When doses are changed or other drugs are
initiated.
• When there is renal or hepatic impairment.
Consistent formulation
Efforts should be made to ensure that patients continue taking the same manufacturer’s form of AED. Unpredictable changes in bioavailability often follow changes in dose form or formula-
tion, with loss of control or increased toxicity. Special vigilance is necessary when patients move between primary and secondary care, or between different prescribers or pharmacies, and for patients taking phenytoin.
Medication record
The patient should carry and maintain a
complete medication record, including OTC
drugs.
Antiepileptic drugs
It is possible to make some generalizations about AEDs where there are broad similarities, but the reader is referred to an official formulary for
detailed information on each drug. Some of the more important features are given in Table 6.32 and discussed below.
Mode of action
Although most AEDs can be assigned a specific
neuropharmacological mode of action, it is
uncertain to what extent this correlates with
their clinical action. Nevertheless, knowledge of
the class to which a drug belongs facilitates
rational combinations when these are necessary.
There are three main classes. Most AEDs
interfere with voltage-dependent high-frequency
sodium channels to limit the spread of the
neuronal instability by inhibiting unnaturally
rapid firing. This group includes the common
agents used in generalized and partial seizures,
such as carbamazepine, lamotrigine, phenytoin and
perhaps valproate. Others facilitate the inhibitory
transmitter GABA, which stabilizes neuronal
membranes; this includes especially the CNS
sedative agents phenobarbital and the benzo-
diazepines. Vigabatrin irreversibly inhibits
GABA catabolism. Although valproate also
inhibits GABA-catabolic enzymes, other actions
contribute to its wide spectrum of antiepileptic
activity. Some drugs active in absence seizures,
system
especially ethosuximide, block voltage-dependent calcium T-receptors.
The modes of action of some of the newer AEDs
have not yet been fully elucidated, e.g. topiramate,
gabapentin. Approaches currently being explored
include inhibition of excitatory transmitters such
as glutamate.
Pharmacokinetics
The handling of AEDs is varied and complex.
There may be great variation in plasma levels for
a given dose, both between patients and even in
the same patient at different times. For some
drugs this may make plasma level monitoring
advisable at certain times, but routinely it is
usually sufficient to monitor clinically, by
freedom from seizures and adverse effects.
Absorption
This may be highly formulation-dependent,
especially with phenytoin, which makes it
unwise to change brands or dosage forms. This
does not preclude using generic drugs, as is
sometimes erroneously believed, provided that
one particular proprietary formulation is used
consistently. For drugs like phenytoin, with a
narrow therapeutic index, variation in bioavail-
ability may permit seizure breakthrough on the
one hand or excessive toxicity on the other.
Similar considerations apply to potential inter-
actions. Absorption rate and bioavailability
may be reduced by food and antacids. IM
phenytoin is very poorly absorbed, so the IV
route is essential if parenteral therapy is neces-
sary. The prodrug fosphenytoin causes less local
irritation.
Distribution
Clearly, all AEDs are sufficiently lipophilic to
enter the brain but they do so at different rates.
Benzodiazepines enter quickly to act most rapidly
and so are the standard treatment for status
epilepticus. They have the highest volumes of
distribution due to central accumulation. Most
AEDs are highly plasma protein bound. Conse-
quently, free drug levels may be sensitive to
displacement owing to competition for binding
by other drugs, including other AEDs. Whether or
not this has clinical consequences is not easy to
predict, partly because hepatic clearance will be
increased by higher plasma levels, and a formu-
lary should always be consulted for the latest
guidance.
Clearance
Most AEDs undergo extensive hepatic metabo-
lism but vigabatrin, gabapentin and topiramate are cleared renally. Valproate, carbamazepine and phenobarbital have active metabolites. Rates and extents of metabolism vary according to age, other disease, genetic factors and enzyme induc-
tion or inhibition by other drugs, usually in a
predictable manner (see Chapter 1). A number of factors further complicate this.
Many AEDs are hepatic enzyme inducers,
especially carbamazepine, phenytoin and pheno-
barbital. Some also cause auto-induction,
producing subsequent difficulties in dosage
adjustment; with carbamazepine the half-life can
reduce from 50 h at the start of therapy to less
than one-third of this later on. The very similar
oxcarbazepine is far less troublesome in this
regard. There is commonly a mutual interaction
between AEDs, each enhancing the clearance of
the other. AEDs will also enhance the clearance
of other drugs by the same mechanism; pheny-
toin and others reduce the efficacy of oral con-
traceptives in this way, which is especially
important in view of the potential teratogenic
action of many AEDs. Valproate uniquely is an
enzyme inhibitor, so can enhance the action of
other, hepatically cleared AEDs.
The enzyme systems involved are also poten-
tially saturable, especially with phenytoin. This may permit plasma levels to enter the toxic
range inadvertently while treatment is initialized or the dose changed, because a dose increase
similar to the previous one may produce an
unexpectedly large effect (Figure 6.20). Phenytoin dose changes in particular must be gradual, allowing the usual five half-lives to attain steady state before alteration, and in small increments (25 mg) above about 200 mg/day.
Duration of action
Most AEDs have a sufficiently long half-life as
to require only once-daily dosing. Notable
exceptions are valproate, carbamazepine and
gabapentin.
Side-effects
Consideration of the adverse effects of the AEDs
is important because they may have to be given
for long periods and compliance is sometimes a
problem (see Table 6.32). This occurs in partic-
ular with adolescents on phenytoin because of the
disagreeable, though not dangerous, cosmetic
side-effects. In addition, as noted above, pheny-
toin causes dose-related toxic effects to occur at
plasma levels that are only a little above the ther-
apeutic range, and these are important markers
of over-dosage (Figure 6.21). Other AEDs do not
have such a narrow therapeutic index; for this
reason phenytoin has fallen from favour as a
first-line AED.
CNS. Most AEDs have some non-specific
depressant or sedative action, but especially
phenytoin, phenobarbital and its prodrug, primi-
done. In the long term there may be cognitive
and behavioural impairment with these older
drugs, especially phenobarbital; nystagmus and
ataxia may also occur. Vigabatrin and tiagabine
can cause psychiatric disturbances. Carba-
mazepine and valproate, and many of the newer
agents, are significantly less troublesome in
these respects, which is one reason why they
have replaced the former three as first choices.
Gastrointestinal tract. Many AEDs cause gastrointestinal distress (especially valproate), but care is needed with the use of antacids as they may impair absorption of some AEDs. Enteric-
coated preparations are preferred where available. Rarely, valproate causes hepatic or pancreatic injury (monitoring essential).
Skin. There are serious cutaneous reactions
with phenytoin, including acne, hirsutism (exces-
sive hair growth), coarsened looks and gingival
hyperplasia (gum overgrowth). Valproate can
cause hair loss. Lamotrigine and carbamazepine
can cause rash that is severe enough to force
discontinuation.
Eyes. Both vigabatrin and topiramate require ophthalmological monitoring. The former causes visual field defects and the latter raises intraocular pressure.
Metabolic. A number of AEDs, notably pheny-
toin and carbamazepine, lower vitamin D and folate levels, partly because enzyme induction accelerates the catabolism of these vitamins. Osteomalacia (rickets) or megaloblastic anaemia may follow. Folate supplementation is recom-
mended before and during pregnancy to prevent neural tube defects (see Chapter 11).
Systemic. Haemopoietic, hepatic or renal disturbances are rare. Nevertheless, blood and liver monitoring should be performed regularly. Carbamazepine occasionally causes hyponatraemia.
Teratogenic effects. Many AEDs present a
serious dilemma in the therapy of young women.
They can enhance the metabolism of oral
contraceptives, possibly promoting contraceptive
failure. Because most teratogenic effects occur
very early in pregnancy, possibly before it is real-
ized, any damage would already have been done.
AED therapy carries a small but definite risk
(about two to three times normal) of fetal abnor-
mality; particular offenders are valproate and
phenytoin. Yet both fetus and mother may suffer,
the former irreversibly from anoxia, if a pregnant
woman has frequent major seizures. A further
difficulty in evaluating the risk-benefit is the
fact that fetal abnormalities are slightly more
common among female epilepsy sufferers, even if
untreated with AEDs. Other potential toxic
effects on the fetus include sedation, enzyme
induction, and even neonatal withdrawal
seizures. Neonatal bleeding may occur due to
impaired vitamin K transplacental transport, and
vitamin K is used immediately before delivery. In
addition, the clearance of many AEDs increases during pregnancy, so plasma levels have to be
monitored carefully. AEDs are secreted in small
quantities in breast milk, but this does not seem
to be a serious clinical problem. Whether or not
AED therapy should be continued depends on the
risks of withdrawal. The current view is that treat-
ment in women should be continued, but with
careful monitoring to maintain control at the
lowest possible dose, preferably with a single
AED. Carbamazepine appears to be the safest
option.
Drug selection
Despite determined efforts to produce a precise classification of epilepsy and frequently quoted recommendations for different types of seizure, a systematic rationale has not emerged for linking drug to seizure type. Evidence is slim; few direct comparisons have been made and recommen-
dations are still basically empirical. The classifi-
cation by epilepsy syndrome has enabled some improved targeting and the current NICE
guidelines (2004) give best choices.
Table 6.33 provides the currently agreed best
choices, based on the NICE guidelines and the
BNF. There seems to be no systematic distinction
between choices for generalized tonic-clonic
Epilepsy 453
seizures and those for partial seizures, but there
is between these two seizures types and for
absences. Patient factors such as tolerability,
adverse effects and interactions are more impor-
tant criteria informing the decision on drug
therapy.
Epilepsy is the sole remaining indication for
phenobarbital, which escapes the strict legal
control of barbiturates in the UK, but its use is
declining.
Interest continues in the use of high-fat keto-
genic diets as an adjunct in resistant childhood epilepsy. This is based loosely on the apparent antiepileptic effect of starvation, but it is not an established or widely used approach.
Benzodiazepines are the first-line drugs of
choice in most forms of status epilepsy. The
current recommendations for convulsive status
are:
• Threatened status (i.e. premonitory stage;
seizures lasting longer than 5 min, or of
greatly inreasing frequency): rectal diazepam or buccal midazolam.
• Established status: IV lorazepam, adding IV
phenytoin if control not achieved.
• Refractory status: referral to an intensive care
unit for anaesthesia.
Withdrawal of drug therapy
After a suitable seizure-free period the possibility of gradual withdrawal should be discussed with the patient. The likelihood of a lengthy remis-
sion is increased in patients with childhood onset, epilepsy of short duration, previous
good control, a normal EEG, and no evidence of a primary cause, e.g. head injury, mental retardation or an adverse MRI scan.
At present it is generally agreed that the
patient must have at least two seizure-free years
before stopping treatment can be considered,
but the more cautious would wait for up to
5 years. It also depends on patient and clinician
preference (e.g. does the patient need to drive?).
Withdrawal should be phased over at least
6 months, one drug at a time if on multiple
therapy. Even if withdrawal is successful, the drug therapy itself cannot be considered to have brought about a cure: it is more likely that the disease has remitted spontaneously.
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